0001752724-19-001660.txt : 20190114 0001752724-19-001660.hdr.sgml : 20190114 20190114141949 ACCESSION NUMBER: 0001752724-19-001660 CONFORMED SUBMISSION TYPE: N-CEN PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181031 FILED AS OF DATE: 20190114 DATE AS OF CHANGE: 20190114 EFFECTIVENESS DATE: 20190114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pioneer Series Trust VI CENTRAL INDEX KEY: 0001380192 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: N-CEN SEC ACT: 1940 Act SEC FILE NUMBER: 811-21978 FILM NUMBER: 19524784 BUSINESS ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 617-742-7825 MAIL ADDRESS: STREET 1: 60 STATE STREET CITY: BOSTON STATE: MA ZIP: 02109 N-CEN 1 primary_doc.xml X0101 N-CEN LIVE 0001380192 XXXXXXXX 811-21978 true false false N-1A true Pioneer Series Trust VI 811-21978 0001380192 549300VCXTX4QDFO7277 60 State Street Boston 02109-1820 US-MA US 617-742-7825 Brown Brothers Harriman & Co. 50 Post Office Sq. Boston 02110-1543 617-772-1818 Books and records Y N N-1A 2 Y Marguerite A. Piret N/A N Margaret B.W. Graham N/A N Fred J. Ricciardi N/A N Kenneth J. Taubes N/A Y David R. Bock N/A N Thomas J. Perna N/A N Lisa M. Jones N/A Y Benjamin M. Friedman N/A N Lorraine H. Monchak N/A N John Malone N/A 60 State Street Boston 02109-1820 XXXXXX N N N N N N N Amundi Pioneer Distributor, Inc 8-41256 000024497 549300OSI141GCUW7776 Y N Ernst & Young LLP 42 222100D7D98APMA9KM73 N N N N N N N PIONEER FLEXIBLE OPPORTUNITIES FUND S000028857 J2DQS8666XH9H6F3DX14 Y 6 1 0 N/A N N N N/A N/A N/A N/A Y Y N N AMUNDI PIONEER ASSET MANAGEMENT, INC. 801-8255 000107719 GVETZ2DEF39OCQ4SSX41 N DST Asset Manager Solutions, Inc 84-00869 N/A N N N Thompson Reuters Pricing Service N/A N Interactive Data Pricing and Reference Data, Inc. N/A N Bloomberg Professional Services NA N IHS Markit Group Holdings Limited 2138005LTLTVZ4WMEX25 GB N PricingDirect Inc. 549300WIC0TOJ7N7GD54 N N CITIBANK EUROPE PLC, ORGANIZACNI SLOZKA N1FBEDJ5J41VKZLO2475 CZ N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) BANCO NACIONAL DE MEXICO, S.A. (BANAMEX) 2SFFM4FUIE05S37WFU55 MX N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED 2HI3YI5320L3RW6NJ957 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CREDIT SUISSE (SWITZERLAND) LTD. 549300CWR0W0BCS9Q144 CH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BANK SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) STANDARD CHARTERED BANK KENYA LIMITED 549300RBHWW5EJIRG629 KE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION, SRI LANKA BRANCH 2HI3YI5320L3RW6NJ957 LK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HANDLOWY W WARSZAWIE SA XLEZHWWOI4HFQDGL4793 PL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK SINGAPORE BRANCH RILFO74KP1CM8P6PCT96 SG N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) UNICREDIT BANK AUSTRIA AG PRNXTNXHBI0TSY1V8P17 HR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) THE HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED, PHILIPPINE BRANCH 2HI3YI5320L3RW6NJ957 PH N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) CITIBANK, N.A.- MUMBAI BRANCH E57ODZWZ7FF32TWEFA76 IN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK (HONG KONG) LIMITED X5AV1MBDXGRPX5UGMX13 HK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BANK HAPOALIM BM B6ARUI4946ST4S7WOU88 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK (VIETNAM) LTD 213800H95OG9OHRT4Y78 VN N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP PARIBAS SECURITIES SERVICES 549300WCGB70D06XZS54 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) STANDARD CHARTERED BANK JOHANNESBURG BRANCH QFC8ZCW3Q5PRXU1XTM60 ZA N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) AO CITIBANK FOR CITIBANK, N.A. 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N/A N/A YMUU1WGHJKORF9E36I98 IT 229344.59 JULIUS BAER AND CO 008-11526 000001141 724500EQMLK8UI782J77 266979.75 MACQUARIE SECURITIES LIMITED 008-47198 000036368 549300670K07JRB5UQ40 367904.33 INSTINET LIMITED 008-23669 000007897 549300MGMN3RKMU8FT57 212528.74 3904058.14 JPMORGAN CHASE & CO. 008-35008 000000079 ZBUT11V806EZRVTWT807 294588071.00 TORONTO DOMINION SECURITIES 008-36747 000018476 SUVUFHICNZMP2WKHG940 916429423.00 BANK OF NOVA SCOTIA N/A N/A L3I9ZG2KFGXZ61BMYR72 CA 962038654.00 BANK OF NEW YORK MELLON CORPORATION 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 186851415.00 CITIGROUP INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 376100963.00 MERRILL LYNCH 008-07221 000007691 8NAV47T0Y26Q87Y0QP81 155565194.00 THE GOLDMAN SACHS GROUP, INC. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 860496960.00 SOCIETE GENERALE N/A N/A O2RNE8IBXP4R0TD8PU41 FR 214463291.00 WELLS FARGO & COMPANY 008-65876 000126292 VYVVCKR63DVZZN70PB21 101343227.00 BARCLAYS PLC 008-41342 000019714 AC28XWWI3WIBK2824319 362261034.00 4784625754.00 N 743719220.38 Committed 250000000.00000000 N N N N PIONEER FLOATING RATE FUND S000015510 XX4B5VGHKUF43D6FB545 Y 5 0 0 N/A N N N N N/A N/A N/A N/A Y Y N N AMUNDI PIONEER ASSET MANAGEMENT, INC. 801-8255 N/A GVETZ2DEF39OCQ4SSX41 N DST Asset Manager Solutions, Inc 84-00869 N/A N N N Thompson Reuters Pricing Service N/A N Interactive Data Pricing and Reference Data, Inc. N/A N IHS Markit Group Holdings Limited 2138005LTLTVZ4WMEX25 GB N N Brown Brothers Harriman & Co. 5493006KMX1VFTPYPW14 N N Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)) NORDEA BANK ABP, FILIAL I NORGE 529900ODI3047E2LIV03 NO N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) HSBC BANK AUSTRALIA LIMITED DY9DBNI4W8J63Z298033 AU N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) EUROCLEAR BANK SA NV 549300OZ46BRLZ8Y6F65 BE N Y Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7) N DST ASSET MANAGER SOLUTIONS, INC. 84-00869 SEC Number N N AMUNDI PIONEER DISTRIBUTOR, INC. 549300OSI141GCUW7776 Y N N BROWN BROTHERS HARRIMAN & CO. 5493006KMX1VFTPYPW14 SEC File Number N Y AMUNDI PIONEER ASSET MANAGEMENT, INC. GVETZ2DEF39OCQ4SSX41 SEC File Number Y N N CITIGROUP GLOBAL MARKETS INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 0.21 0.21 NOMURA HOLDINGS INC 008-15255 000004297 OXTKY6Q8X53C9ILVV871 61923493.00 BANK OF NOVA SCOTIA N/A N/A L3I9ZG2KFGXZ61BMYR72 CA 874785783.00 THE GOLDMAN SACHS GROUP, INC. 008-00129 000000361 FOR8UP27PHTHYVLBNG30 89826136.00 BANK OF NEW YORK MELLON CORPORATION 008-35255 000017454 VJW2DOOHGDT6PR0ZRO63 86650450.00 TORONTO DOMINION SECURITIES 008-36747 000018476 SUVUFHICNZMP2WKHG940 161914500.00 BARCLAYS PLC 008-41342 000019714 AC28XWWI3WIBK2824319 282589766.00 CITIGROUP INC. 008-08177 000007059 MBNUM2BPBDO7JBLYG310 129596714.00 ROYAL BANK OF CANADA 008-45411 000031194 549300LCO2FLSSVFFR64 484634606.00 JPMORGAN CHASE & CO. 008-35008 000000079 ZBUT11V806EZRVTWT807 361198760.00 BANK OF AMERICA CORPORATION N/A 000112613 9DJT3UXIJIZJI4WXO774 82515485.00 2957386029.00 N 884585463.14 Committed 250000000.00000000 N N N N false false true false false false INTERNAL CONTROL RPT 2 PioneerSeriesVI_controlltr.txt AUDITOR'S REPORT Report of Independent Registered Public Accounting Firm To the Shareholders and Board of Trustees of Pioneer Series Trust VI: In planning and performing our audits of the financial statements of Pioneer Flexible Opportunities Fund, and Pioneer Floating Rate Fund (the "Portfolios") (two portfolios constituting Pioneer Series Trust VI) as of and for the year ended October 31, 2018, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Portfolios' internal control over financial reporting, including controls over safeguarding securities, as a basis for designing our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-CEN, but not for the purpose of expressing an opinion on the effectiveness of the Portfolios' internal control over financial reporting. Accordingly, we express no such opinion. The management of the Portfolios is responsible for establishing and maintaining effective internal control over financial reporting. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. A company's internal control over financial reporting is a process designed to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles. A company's internal control over financial reporting includes those policies and procedures that (1) pertain to the maintenance of records that, in reasonable detail, accurately and fairly reflect the transactions and dispositions of the assets of the company; (2) provide reasonable assurance that transactions are recorded as necessary to permit preparation of financial statements in accordance with generally accepted accounting principles, and that receipts and expenditures of the company are being made only in accordance with authorizations of management and directors of the company; and (3) provide reasonable assurance regarding prevention or timely detection of unauthorized acquisition, use or disposition of a company's assets that could have a material effect on the financial statements. Because of its inherent limitations, internal control over financial reporting may not prevent or detect misstatements. Also, projections of any evaluation of effectiveness to future periods are subject to the risk that controls may become inadequate because of changes in conditions, or that the degree of compliance with the policies or procedures may deteriorate. A deficiency in internal control over financial reporting exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent or detect misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control over financial reporting, such that there is a reasonable possibility that a material misstatement of the company's annual or interim financial statements will not be prevented or detected on a timely basis. Our consideration of the Portfolios' internal control over financial reporting was for the limited purpose described in the first paragraph and would not necessarily disclose all deficiencies in internal control that might be material weaknesses under standards established by the Public Company Accounting Oversight Board (United States). However, we noted no deficiencies in the Portfolios' internal control over financial reporting and its operation, including controls over safeguarding securities that we consider to be a material weakness as defined above as of October 31, 2018. This report is intended solely for the information and use of management and the Board of Trustees of Pioneer Series Trust VI, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ ERNST& YOUNG LLP Boston, Massachusetts December 21, 2018