0001140361-18-018145.txt : 20180411 0001140361-18-018145.hdr.sgml : 20180411 20180411104134 ACCESSION NUMBER: 0001140361-18-018145 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180409 FILED AS OF DATE: 20180411 DATE AS OF CHANGE: 20180411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Freeland Clint CENTRAL INDEX KEY: 0001428577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 18749356 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 4 1 doc1.xml FORM 4 X0306 4 2018-04-09 1 0001379895 DYNEGY INC. DYN 0001428577 Freeland Clint 601 TRAVIS 14TH FLOOR HOUSTON TX 77002 0 1 0 0 EVP and CFO Common Stock 2018-04-09 4 D 0 102056 D 0 D Common Stock Option (Right to Buy) 18.70 2018-04-09 4 D 0 70215 D Common Stock 70215 0 D Common Stock Option (Right to Buy) 23.10 2018-04-09 4 D 0 33784 D Common Stock 33784 0 D Common Stock Option (Right to Buy) 23.03 2018-04-09 4 D 0 34899 D Common Stock 34899 0 D Common Stock Option (Right to Buy) 27.24 2018-04-09 4 D 0 34943 D Common Stock 34943 0 D Common Stock Option (Right to Buy) 11.05 2018-04-09 4 D 0 58768 D Common Stock 58768 0 D Common Stock Option (Right to Buy) 8.02 2018-04-09 4 D 0 60647 D Common Stock 60647 0 D Restricted Stock Units 2018-04-09 4 D 0 94161 0 D Common Stock 94161 0 D Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 615,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,027 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,754 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,782 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 38,316 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 39,541 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. /s/ Heidi D. Lewis, Attorney-in-Fact 2018-04-11