0001140361-18-018145.txt : 20180411
0001140361-18-018145.hdr.sgml : 20180411
20180411104134
ACCESSION NUMBER: 0001140361-18-018145
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180409
FILED AS OF DATE: 20180411
DATE AS OF CHANGE: 20180411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freeland Clint
CENTRAL INDEX KEY: 0001428577
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 18749356
MAIL ADDRESS:
STREET 1: 211 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
4
1
doc1.xml
FORM 4
X0306
4
2018-04-09
1
0001379895
DYNEGY INC.
DYN
0001428577
Freeland Clint
601 TRAVIS
14TH FLOOR
HOUSTON
TX
77002
0
1
0
0
EVP and CFO
Common Stock
2018-04-09
4
D
0
102056
D
0
D
Common Stock Option (Right to Buy)
18.70
2018-04-09
4
D
0
70215
D
Common Stock
70215
0
D
Common Stock Option (Right to Buy)
23.10
2018-04-09
4
D
0
33784
D
Common Stock
33784
0
D
Common Stock Option (Right to Buy)
23.03
2018-04-09
4
D
0
34899
D
Common Stock
34899
0
D
Common Stock Option (Right to Buy)
27.24
2018-04-09
4
D
0
34943
D
Common Stock
34943
0
D
Common Stock Option (Right to Buy)
11.05
2018-04-09
4
D
0
58768
D
Common Stock
58768
0
D
Common Stock Option (Right to Buy)
8.02
2018-04-09
4
D
0
60647
D
Common Stock
60647
0
D
Restricted Stock Units
2018-04-09
4
D
0
94161
0
D
Common Stock
94161
0
D
Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 615,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,027 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,754 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,782 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 38,316 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 39,541 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.
Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.
/s/ Heidi D. Lewis, Attorney-in-Fact
2018-04-11