0001140361-18-018144.txt : 20180411
0001140361-18-018144.hdr.sgml : 20180411
20180411104004
ACCESSION NUMBER: 0001140361-18-018144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180409
FILED AS OF DATE: 20180411
DATE AS OF CHANGE: 20180411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: James Catherine C.
CENTRAL INDEX KEY: 0001530677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 18749353
MAIL ADDRESS:
STREET 1: 601 TRAVIS STREET
STREET 2: SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER NAME:
FORMER CONFORMED NAME: Callaway Catherine B.
DATE OF NAME CHANGE: 20110920
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
4
1
doc1.xml
FORM 4
X0306
4
2018-04-09
1
0001379895
DYNEGY INC.
DYN
0001530677
James Catherine C.
601 TRAVIS
14TH FLOOR
HOUSTON
TX
77002
0
1
0
0
EVP and General Counsel
Common Stock
2018-04-09
4
D
0
93337
D
0
D
Common Stock Option (Right to Buy)
18.70
2018-04-09
4
D
0
70215
D
Common Stock
70215
0
D
Common Stock Option (Right to Buy)
23.10
2018-04-09
4
D
0
27028
D
Common Stock
27028
0
D
Common Stock Option (Right to Buy)
23.03
2018-04-09
4
D
0
33841
D
Common Stock
33841
0
D
Common Stock Option (Right to Buy)
27.24
2018-04-09
4
D
0
28590
D
Common Stock
28590
0
D
Common Stock Option (Right to Buy)
11.05
2018-04-09
4
D
0
52561
D
Common Stock
52561
0
D
Common Stock Option (Right to Buy)
8.02
2018-04-09
4
D
0
57278
D
Common Stock
57278
0
D
Restricted Stock Units
2018-04-09
4
D
0
84712
0
D
Common Stock
84712
0
D
Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 17,622 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,269 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement.
This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement.
Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements.
/s/ Heidi D. Lewis, Attorney-in-Fact
2018-04-11