0001140361-18-018144.txt : 20180411 0001140361-18-018144.hdr.sgml : 20180411 20180411104004 ACCESSION NUMBER: 0001140361-18-018144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180409 FILED AS OF DATE: 20180411 DATE AS OF CHANGE: 20180411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: James Catherine C. CENTRAL INDEX KEY: 0001530677 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 18749353 MAIL ADDRESS: STREET 1: 601 TRAVIS STREET STREET 2: SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER NAME: FORMER CONFORMED NAME: Callaway Catherine B. DATE OF NAME CHANGE: 20110920 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 4 1 doc1.xml FORM 4 X0306 4 2018-04-09 1 0001379895 DYNEGY INC. DYN 0001530677 James Catherine C. 601 TRAVIS 14TH FLOOR HOUSTON TX 77002 0 1 0 0 EVP and General Counsel Common Stock 2018-04-09 4 D 0 93337 D 0 D Common Stock Option (Right to Buy) 18.70 2018-04-09 4 D 0 70215 D Common Stock 70215 0 D Common Stock Option (Right to Buy) 23.10 2018-04-09 4 D 0 27028 D Common Stock 27028 0 D Common Stock Option (Right to Buy) 23.03 2018-04-09 4 D 0 33841 D Common Stock 33841 0 D Common Stock Option (Right to Buy) 27.24 2018-04-09 4 D 0 28590 D Common Stock 28590 0 D Common Stock Option (Right to Buy) 11.05 2018-04-09 4 D 0 52561 D Common Stock 52561 0 D Common Stock Option (Right to Buy) 8.02 2018-04-09 4 D 0 57278 D Common Stock 57278 0 D Restricted Stock Units 2018-04-09 4 D 0 84712 0 D Common Stock 84712 0 D Disposed of pursuant to the closing of the merger on April 9, 2018 (the "Effective Date") between Issuer and Vistra Energy Corp. (the "Merger") in exchange for 0.652 shares of Vistra Corp. stock having a market value of $20.83, closing price, per share on the Effective Date of the Merger. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 45,780 shares of Vistra common stock for $28.68. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 17,622 shares of Vistra common stock for $35.43. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 22,064 shares of Vistra common stock for $35.32. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 18,640 shares of Vistra common stock for $41.78. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 34,269 shares of Vistra common stock for $16.95. The option will expire pursuant to the terms of the grant agreement. This option was assumed by Vistra Corp. in the Merger and replaced with an option to purchase 37,345 shares of Vistra common stock for $12.30. The option will expire pursuant to the terms of the grant agreement. Restricted Stock Units convert into common stock on a one-for-one basis. Disposed of pursuant to the Merger in exchange for 0.652 shares of Vistra Restricted Stock Units having a market value of $20.83, closing price, per share on the Effective Date of the Merger. The Restricted Stock Units will vest pursuant to the terms of the Grant Agreements. /s/ Heidi D. Lewis, Attorney-in-Fact 2018-04-11