0001140361-18-013050.txt : 20180312
0001140361-18-013050.hdr.sgml : 20180312
20180312164223
ACCESSION NUMBER: 0001140361-18-013050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180308
FILED AS OF DATE: 20180312
DATE AS OF CHANGE: 20180312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daley Martin W.
CENTRAL INDEX KEY: 0001620530
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 18683921
MAIL ADDRESS:
STREET 1: 601 TRAVIS STREET
STREET 2: SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
4
1
doc1.xml
FORM 4
X0306
4
2018-03-08
0
0001379895
DYNEGY INC.
DYN
0001620530
Daley Martin W.
601 TRAVIS STREET
SUITE 1400
HOUSTON
TX
77002
0
1
0
0
EVP and COO
Common Stock
2018-03-08
4
M
0
6113
A
50788
D
Common Stock
2018-03-08
4
F
0
2594
13.47
D
48194
D
Common Stock
2018-03-08
4
M
0
294
A
798
I
Spouse
Common Stock
2018-03-08
4
D
0
294
13.47
D
504
I
Spouse
Restricted Stock Units
2018-03-08
4
M
0
6113
0.00
D
Common Stock
6113
73215
D
Restricted Stock Units
2018-03-08
4
M
0
294
0.00
D
Common Stock
294
294
I
Spouse
Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
These restricted stock units were withheld to pay the taxes applicable to the vesting of 6,113 units of restricted stock on March 8, 2018.
Reflects closing stock price on March 8, 2018.
Amount includes 20,948 restricted stock units that vest in two annual equal installments beginning on March 1, 2019.
On March 8, 2016, the reporting person was granted 18,340 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017.
Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. The restricted stock units become payable in cash after the vesting date. On March 8, 2018, 294 restricted stock units vested and were settled in cash based upon the closing stock price of $13.47 on March 8, 2018.
/s/ Heidi D. Lewis, Attorney-in-Fact
2018-03-12