0001140361-17-011253.txt : 20170309 0001140361-17-011253.hdr.sgml : 20170309 20170309172504 ACCESSION NUMBER: 0001140361-17-011253 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170309 DATE AS OF CHANGE: 20170309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ellis Dean CENTRAL INDEX KEY: 0001686312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 17679481 MAIL ADDRESS: STREET 1: 601 TRAVIS STREET STREET 2: STE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2017-03-08 0 0001379895 DYNEGY INC. DYN 0001686312 Ellis Dean 601 TRAVIS STREET SUITE 1400 HOUSTON TX 77002 0 1 0 0 Senior Vice President Common Stock 2017-03-08 4 M 0 2059 A 14449 D Common Stock 2017-03-08 4 D 0 2059 7.62 D 12390 D Restricted Stock Units 2017-03-08 4 M 0 2059 0.00 D Common Stock 2059 4118 D Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. The restricted stock units become payable in cash after the vesting date. On March 8, 2017, 2,059 restricted stock units vested and were settled in cash based upon the closing stock price of $7.62 on March 8, 2017. Amount includes 662 restricted stock units that vest on March 3, 2018 and 9,252 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. /s/ Heidi D. Lewis, Attorney-in-Fact 2017-03-09