0001140361-17-011247.txt : 20170309
0001140361-17-011247.hdr.sgml : 20170309
20170309172323
ACCESSION NUMBER: 0001140361-17-011247
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170308
FILED AS OF DATE: 20170309
DATE AS OF CHANGE: 20170309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Daley Martin W.
CENTRAL INDEX KEY: 0001620530
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 17679455
MAIL ADDRESS:
STREET 1: 601 TRAVIS STREET
STREET 2: SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc1.xml
FORM 4
X0306
4
2017-03-08
0
0001379895
DYNEGY INC.
DYN
0001620530
Daley Martin W.
601 TRAVIS STREET
SUITE 1400
HOUSTON
TX
77002
0
1
0
0
EVP and COO
Common Stock
2017-03-08
4
M
0
6113
A
53104
D
Common Stock
2017-03-08
4
F
0
2897
7.62
D
50207
D
Common Stock
2017-03-08
4
M
0
294
A
798
I
Spouse
Common Stock
2017-03-08
4
D
0
294
7.62
D
504
I
Spouse
Restricted Stock Units
2017-03-08
4
M
0
6113
0.00
D
Common Stock
6113
12227
D
Restricted Stock Units
2017-03-08
4
M
0
294
0.00
D
Common Stock
294
588
I
Spouse
Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
These restricted stock units were withheld to pay the taxes applicable to the vesting of 6,113 units of restricted stock on March 8, 2017.
Reflects closing stock price on March 8, 2017.
Amount includes 2,355 restricted stock units that vest on March 3, 2018 and 31,422 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
On March 8, 2016, the reporting person was granted 18,340 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.
Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. The restricted stock units become payable in cash after the vesting date. On March 8, 2017, 294 restricted stock units vested and were settled in cash based upon the closing stock price of $7.62 on March 8, 2017.
/s/ Heidi D. Lewis, Attorney-in-Fact
2017-03-09