0001140361-17-011247.txt : 20170309 0001140361-17-011247.hdr.sgml : 20170309 20170309172323 ACCESSION NUMBER: 0001140361-17-011247 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170309 DATE AS OF CHANGE: 20170309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daley Martin W. CENTRAL INDEX KEY: 0001620530 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 17679455 MAIL ADDRESS: STREET 1: 601 TRAVIS STREET STREET 2: SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2017-03-08 0 0001379895 DYNEGY INC. DYN 0001620530 Daley Martin W. 601 TRAVIS STREET SUITE 1400 HOUSTON TX 77002 0 1 0 0 EVP and COO Common Stock 2017-03-08 4 M 0 6113 A 53104 D Common Stock 2017-03-08 4 F 0 2897 7.62 D 50207 D Common Stock 2017-03-08 4 M 0 294 A 798 I Spouse Common Stock 2017-03-08 4 D 0 294 7.62 D 504 I Spouse Restricted Stock Units 2017-03-08 4 M 0 6113 0.00 D Common Stock 6113 12227 D Restricted Stock Units 2017-03-08 4 M 0 294 0.00 D Common Stock 294 588 I Spouse Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. These restricted stock units were withheld to pay the taxes applicable to the vesting of 6,113 units of restricted stock on March 8, 2017. Reflects closing stock price on March 8, 2017. Amount includes 2,355 restricted stock units that vest on March 3, 2018 and 31,422 restricted stock units that vest in three annual equal installments beginning on March 1, 2018. On March 8, 2016, the reporting person was granted 18,340 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017. Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. The restricted stock units become payable in cash after the vesting date. On March 8, 2017, 294 restricted stock units vested and were settled in cash based upon the closing stock price of $7.62 on March 8, 2017. /s/ Heidi D. Lewis, Attorney-in-Fact 2017-03-09