0001140361-17-011237.txt : 20170309
0001140361-17-011237.hdr.sgml : 20170309
20170309171753
ACCESSION NUMBER: 0001140361-17-011237
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170308
FILED AS OF DATE: 20170309
DATE AS OF CHANGE: 20170309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: James Catherine C.
CENTRAL INDEX KEY: 0001530677
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 17679395
MAIL ADDRESS:
STREET 1: 601 TRAVIS STREET
STREET 2: SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER NAME:
FORMER CONFORMED NAME: Callaway Catherine B.
DATE OF NAME CHANGE: 20110920
4
1
doc1.xml
FORM 4
X0306
4
2017-03-08
0
0001379895
DYNEGY INC.
DYN
0001530677
James Catherine C.
601 TRAVIS
14TH FLOOR
HOUSTON
TX
77002
0
1
0
0
Exec VP and General Counsel
Common Stock
2017-03-08
4
M
0
9700
A
97467
D
Common Stock
2017-03-08
4
F
0
4103
7.62
D
93364
D
Restricted Stock Units
2017-03-08
4
M
0
9700
0.00
D
Common Stock
9700
19401
D
Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock.
These restricted stock units were withheld to pay the taxes applicable to the vesting of 9,700 units of restricted stock on March 8, 2017.
Reflects closing stock price on March 8, 2017.
Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 37,095 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
On March 8, 2016, the reporting person was granted 29,101 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 8, 2017.
/s/ Heidi D. Lewis, Attorney-in-Fact
2017-03-09