0001140361-17-010607.txt : 20170303 0001140361-17-010607.hdr.sgml : 20170303 20170303172551 ACCESSION NUMBER: 0001140361-17-010607 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Walden John Clinton CENTRAL INDEX KEY: 0001543686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 17665349 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 4 1 doc1.xml FORM 4 X0306 4 2017-03-01 0 0001379895 DYNEGY INC. DYN 0001543686 Walden John Clinton 601 TRAVIS STREET SUITE 1400 HOUSTON TX 77002 0 1 0 0 VP and Chief Acct Officer Common Stock 9920 D Employee Stock Option (Right to Buy) 8.02 2017-03-01 4 A 0 15499 0 A 2027-03-01 Common Stock 15499 15499 D Restricted Stock Units 2017-03-01 4 A 0 21509 8.02 A Common Stock 21509 28636 D Amount includes 1,158 restricted stock units that vest on March 3, 2017and 1,927 restricted stock units that vest in two annual equal installments beginning on March 3, 2017. The grants of stock options were approved by a committee of the Issuer's Board of Directors on March 1, 2017. Option grant pursuant to Rule 16b-3(d). The option becomes exercisable in three annual equal installments beginning on March 1, 2018. The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on March 1, 2017. Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock, if available, or the economic cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 1, 2018. /s/ Heidi D. Lewis, Attorney-in-Fact 2017-03-03