0001140361-17-010607.txt : 20170303
0001140361-17-010607.hdr.sgml : 20170303
20170303172551
ACCESSION NUMBER: 0001140361-17-010607
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Walden John Clinton
CENTRAL INDEX KEY: 0001543686
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 17665349
MAIL ADDRESS:
STREET 1: 1000 LOUISIANA STREET, SUITE 5800
CITY: HOUSTON
STATE: TX
ZIP: 77002
4
1
doc1.xml
FORM 4
X0306
4
2017-03-01
0
0001379895
DYNEGY INC.
DYN
0001543686
Walden John Clinton
601 TRAVIS STREET
SUITE 1400
HOUSTON
TX
77002
0
1
0
0
VP and Chief Acct Officer
Common Stock
9920
D
Employee Stock Option (Right to Buy)
8.02
2017-03-01
4
A
0
15499
0
A
2027-03-01
Common Stock
15499
15499
D
Restricted Stock Units
2017-03-01
4
A
0
21509
8.02
A
Common Stock
21509
28636
D
Amount includes 1,158 restricted stock units that vest on March 3, 2017and 1,927 restricted stock units that vest in two annual equal installments beginning on March 3, 2017.
The grants of stock options were approved by a committee of the Issuer's Board of Directors on March 1, 2017.
Option grant pursuant to Rule 16b-3(d). The option becomes exercisable in three annual equal installments beginning on March 1, 2018.
The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on March 1, 2017.
Restricted stock unit grant pursuant to Rule 16(b)-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock, if available, or the economic cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments beginning on March 1, 2018.
/s/ Heidi D. Lewis, Attorney-in-Fact
2017-03-03