0001140361-17-010591.txt : 20170303
0001140361-17-010591.hdr.sgml : 20170303
20170303171743
ACCESSION NUMBER: 0001140361-17-010591
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Freeland Clint
CENTRAL INDEX KEY: 0001428577
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 17665223
MAIL ADDRESS:
STREET 1: 211 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
4
1
doc1.xml
FORM 4
X0306
4
2017-03-01
0
0001379895
DYNEGY INC.
DYN
0001428577
Freeland Clint
601 TRAVIS
14TH FLOOR
HOUSTON
TX
77002
0
1
0
0
Exec. VP and CFO
Common Stock
2017-03-01
4
A
0
39277
0
A
100286
D
Employee Stock Option (Right to Buy)
8.02
2017-03-01
4
A
0
60647
0
A
2027-03-01
Common Stock
60647
60647
D
The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on March 1, 2017.
Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock. The restricted stock units vest in three annual equal installments beginning on March 1, 2017.
Amount includes 4,776 restricted stock units that vest on March 3, 2017 and 9,422 restricted stock units that vest in two annual equal installments beginning on March 3, 2017.
The grants of the stock options were approved by a committee of the Issuer's Board of Directors on March 1, 2017.
Option grant pursuant to rule 16b-3(d). The option becomes exercisable in three annual equal installments beginning March 1, 2018.
/s/ Heidi D. Lewis, Attorney-in-Fact
2017-03-03