0001209191-17-007901.txt : 20170203
0001209191-17-007901.hdr.sgml : 20170203
20170203194800
ACCESSION NUMBER: 0001209191-17-007901
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170201
FILED AS OF DATE: 20170203
DATE AS OF CHANGE: 20170203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GigPeak, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: GigOptix, Inc.
DATE OF NAME CHANGE: 20080411
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trapp Kimberly D C
CENTRAL INDEX KEY: 0001379801
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35520
FILM NUMBER: 17573773
MAIL ADDRESS:
STREET 1: C/O LUMERA CORPORATION
STREET 2: 19910 NORTH CREEK PARKWAY
CITY: BOTHELL
STATE: WA
ZIP: 98011-3840
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-01
0
0001432150
GigPeak, Inc.
GIG
0001379801
Trapp Kimberly D C
C/O GIGPEAK, INC.
130 BAYTECH DRIVE
SAN JOSE
CA
95134
1
0
0
0
Common Stock
2017-02-01
4
M
0
1307
0.00
A
95906
D
Common Stock
2017-02-01
4
M
0
625
0.00
A
96531
D
Common Stock
2017-02-01
4
M
0
720
0.00
A
97251
D
Common Stock
2017-02-01
4
M
0
1250
0.00
A
98501
D
Common Stock
2017-02-01
4
M
0
2500
0.00
A
101001
D
Restricted Stock Units (RSUs)
0.00
2017-02-01
4
M
0
1307
0.00
D
Common Stock
1307
1307
D
Restricted Stock Units (RSUs)
0.00
2017-02-01
4
M
0
625
0.00
D
Common Stock
625
3125
D
Restricted Stock Units (RSUs)
0.00
2017-02-01
4
M
0
720
0.00
D
Common Stock
720
6480
D
Restricted Stock Units (RSUs)
0.00
2017-02-01
4
M
0
1250
0.00
D
Common Stock
1250
3750
D
Restricted Stock Units (RSUs)
0.00
2017-02-01
4
M
0
2500
0.00
D
Common Stock
2500
7500
D
1,307 Restricted Stock Units ("RSUs") issued in the grant to Ms. Trapp on 8/1/2013 vested on 2/1/2017 according to the vesting schedule previously reported.
625 RSUs issued in the grant to Ms. Trapp on 2/10/2014 vested on 2/1/2017 according to the vesting schedule previously reported.
720 RSUs issued in the grant to Ms. Trapp on 3/26/2015 vested on 2/1/2017 according to the vesting schedule previously reported.
1,250 RSUs issued in the grant to Ms. Trapp on 11/19/2015 vested on 2/1/2017 according to the vesting schedule previously reported.
2,500 RSUs issued in the grant to Ms. Trapp on 1/5/2016 vested on 2/1/2017 according to the vesting schedule previously reported.
The RSUs vest as follows: 25% vested on May 1, 2014. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2014 and ending on May 1, 2017, as previously reported.
The RSUs vest as follows: 25% vested on May 1, 2015. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2015 and ending on May 1, 2018, as previously reported.
The RSUs vest as follows: 25% vested on May 1, 2016. The remaining 75% vest in twelve quarterly installments thereafter, beginning on August 1, 2016 and ending on May 1, 2019, as previously reported.
The RSUs vest in eight quarterly installments beginning on February 1, 2016 and ending on November 1, 2017, as previously reported.
The RSUs vest as follows: 25% vested on February 1, 2017. The remaining 75% vest in twelve quarterly installments thereafter, beginning on May 1, 2017 and ending on February 1, 2020.
As the Company's non-employee directors are not Company employees, the Company does not have a tax withholding obligation at the time of vesting, and the individual non-employee director will be responsible for any tax obligations which arises in connection with such vesting.
/s/ Kimberly DC Trapp
2017-02-03