0001225208-20-014286.txt : 20201207 0001225208-20-014286.hdr.sgml : 20201207 20201207122732 ACCESSION NUMBER: 0001225208-20-014286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201204 FILED AS OF DATE: 20201207 DATE AS OF CHANGE: 20201207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIHALICK DAVID CENTRAL INDEX KEY: 0001834615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00733 FILM NUMBER: 201371976 MAIL ADDRESS: STREET 1: BARINGS LLC STREET 2: 300 SOUTH TRYON ST., STE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Barings BDC, Inc. CENTRAL INDEX KEY: 0001379785 IRS NUMBER: 061798488 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: (704) 805-7200 MAIL ADDRESS: STREET 1: 300 SOUTH TRYON STREET STREET 2: SUITE 2500 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: Triangle Capital CORP DATE OF NAME CHANGE: 20061101 4 1 doc4.xml X0306 4 2020-12-04 0001379785 Barings BDC, Inc. BBDC 0001834615 MIHALICK DAVID C/O BARINGS LLC 300 SOUTH TRYON STREET, SUITE 2500 CHARLOTTE NC 28202 1 Common Stock ("Shares") 2020-12-04 4 P 0 7141.0000 9.0369 A 7141.0000 D The price reported represents the average sale price on the Transaction Date. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Latavea Cross as attorney-in-fact 2020-12-07