0001213900-24-042421.txt : 20240513
0001213900-24-042421.hdr.sgml : 20240513
20240513172107
ACCESSION NUMBER: 0001213900-24-042421
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240510
FILED AS OF DATE: 20240513
DATE AS OF CHANGE: 20240513
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlson Peter M
CENTRAL INDEX KEY: 0001379320
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40058
FILM NUMBER: 24940384
MAIL ADDRESS:
STREET 1: BRIGHTHOUSE FINANCIAL, INC.
STREET 2: 11225 NORTH COMMUNITY HOUSE ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectral AI, Inc.
CENTRAL INDEX KEY: 0001833498
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2515 MCKINNEY AVE #1000
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: (212) 492-3000
MAIL ADDRESS:
STREET 1: 2515 MCKINNEY AVE #1000
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER COMPANY:
FORMER CONFORMED NAME: Rosecliff Acquisition Corp I
DATE OF NAME CHANGE: 20201123
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0508
4
2024-05-10
0
0001833498
Spectral AI, Inc.
MDAI
0001379320
Carlson Peter M
2515 MCKINNEY AVE, SUITE 1000
DALLAS,
TX
75201
1
1
0
0
Chief Executive Officer
0
Common Stock
2024-05-10
4
A
0
29411
1.74
A
29411
D
Restricted Stock Unit
0
2024-01-03
Common Stock
150000
150000
D
Restricted Stock Unit
0
2024-02-29
Common Stock
150000
150000
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 1/3/2025, 33% vest on 1/3/2026, and the remainder vest on 1/3/2027. The remainder vest pursuant to certain performance-based metrics.
50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 2/28/2025, 33% vest on 2/28/2026, and the remainder vest on 2/28/2027. The remainder vest pursuant to certain performance-based metrics.
/s/ Peter Carlson
2024-05-13