0001562180-22-001531.txt : 20220217 0001562180-22-001531.hdr.sgml : 20220217 20220217100924 ACCESSION NUMBER: 0001562180-22-001531 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220215 FILED AS OF DATE: 20220217 DATE AS OF CHANGE: 20220217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Roberts Daniel G CENTRAL INDEX KEY: 0001740047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 22646027 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK, N.A. STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2022-02-15 false 0001378946 People's United Financial, Inc. PBCT 0001740047 Roberts Daniel G C/O PEOPLE'S UNITED BANK, N.A. 850 MAIN STREET BRIDGEPORT CT 06604 false true false false Executive Vice President Common Stock 2022-02-15 4 M false 3008.00 11.5275 A 44312.00 D Common Stock 2022-02-15 4 M false 38868.00 13.9025 A 83180.00 D Common Stock 2022-02-15 4 M false 42694.00 14.85 A 125874.00 D Common Stock 2022-02-15 4 M false 25031.00 14.565 A 150905.00 D Common Stock 2022-02-15 4 M false 11076.00 16.215 A 161981.00 D Common Stock 2022-02-15 4 F false 92567.00 21.07 D 69414.00 D Employee Option to Buy 11.5275 2022-02-15 4 M false 3008.00 0.00 D 2022-11-15 Common Stock 3008.00 0.00 D Employee Option to Buy 13.9025 2022-02-15 4 M false 38868.00 0.00 D 2024-02-20 Common Stock 38868.00 0.00 D Employee Option to Buy 14.85 2022-02-15 4 M false 42694.00 0.00 D 2025-02-19 Common Stock 42694.00 0.00 D Employee Option to Buy 14.565 2022-02-15 4 M false 25031.00 0.00 D 2026-02-18 Common Stock 25031.00 0.00 D Employee Option to Buy 16.215 2022-02-15 4 M false 11076.00 0.00 D 2030-02-20 Common Stock 11076.00 22152.00 D Includes 2,417 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 23 shares acquired through dividend reinvestment). Information is based on 12/31/21 Plan statement. Exercisable in annual increments on 11/15/2014 (50%); 11/15/2015 (25%); and 11/15/2016 (25%). Exercisable in annual increments on 3/1/2015 (33 1/3); 3/1/2016 (33 1/3); and 3/1/2017 (33 1/3). Exercisable in annual increments on 3/1/2016 (33 1/3); 3/1/2017 (33 1/3); and 3/1/2018 (33 1/3. Exercisable in annual increments on 3/1/2017 (33 1/3); 3/1/2018 (33 1/3); and 3/1/2019 (33 1/3). Exercisable in annual increments on 3/1/2021 (33 1/3); 3/1/2022 (33 1/3); and 3/1/2023 (33 1/3). /s/ Daniel G. Roberts 2022-02-15