0001562180-19-001292.txt : 20190225 0001562180-19-001292.hdr.sgml : 20190225 20190225115350 ACCESSION NUMBER: 0001562180-19-001292 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190221 FILED AS OF DATE: 20190225 DATE AS OF CHANGE: 20190225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosato R David CENTRAL INDEX KEY: 0001605452 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 19628568 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET, 16TH FLOOR CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-02-21 false 0001378946 People's United Financial, Inc. PBCT 0001605452 Rosato R David PEOPLE'S UNITED BANK, N.A. 850 MAIN STREET BRIDGEPORT CT 06604 false true false false Sr EVP and CFO Common Stock 2019-02-21 4 A false 8025.00 0.00 A 91165.00 D Common Stock 355.00 I IRA f/b/o Dana Rosato Common Stock 120.00 I IRA f/b/o Kevin Rosato Employee Option to Buy 17.6275 2019-02-21 4 A false 70721.00 0.00 A 2029-02-21 Common Stock 70721.00 70721.00 D These are restricted shares that vest in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). Includes 3,693 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 41 shares acquired through dividend reinvestment). Information based on 12/31/18 Plan statement. Exercisable in annual increments on 3/1/20 (33 1/3%); 3/1/21 (33 1/3%); and 3/1/22 (33 1/3%). /s/ R. David Rosato 2019-02-21