0001562180-18-002442.txt : 20180510 0001562180-18-002442.hdr.sgml : 20180510 20180510150804 ACCESSION NUMBER: 0001562180-18-002442 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180503 FILED AS OF DATE: 20180510 DATE AS OF CHANGE: 20180510 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Berey David P CENTRAL INDEX KEY: 0001740046 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 18822022 MAIL ADDRESS: STREET 1: C/O PEOPLE'S UNITED BANK, N.A. STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 3 1 primarydocument.xml PRIMARY DOCUMENT X0206 3 2018-05-03 0 0001378946 People's United Financial, Inc. PBCT 0001740046 Berey David P C/O PEOPLE'S UNITED BANK, N.A. 850 MAIN STREET BRIDGEPORT CT 06604 false true false false Executive Vice President Common Stock 9970.00 D Common Stock 3445.00 D Common Stock 2246.00 D Common Stock 1449.00 D Employee Option to Buy 13.9025 2024-02-20 Common Stock 25236.00 D Employee Option to Buy 14.85 2025-02-19 Common Stock 55439.00 D Employee Option to Buy 14.565 2026-02-18 Common Stock 32504.00 D Employee Option to Buy 19.165 2027-02-16 Common Stock 10868.00 D Employee Option to Buy 14.565 2026-02-18 Common Stock 16252.00 D Employee Option to Buy 19.165 2027-02-16 Common Stock 21736.00 D Employee Option to Buy 19.707 2028-02-15 Common Stock 30432.00 D Includes 4,754 shares owned indirectly through the People's United Bank 401(k) Plan and 5,215 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan. Information is based on 03/31/2018 Plan statements. These are restricted shares that vest in equal annual increments on Mar. 1, 2019, Mar. 1, 2020 and Mar. 1, 2021. These are restricted shares that vest in equal annual increments on Mar. 1, 2019 and Mar. 1, 2020. These are restricted shares that vest on Mar. 1, 2019. These options have become exercisable in accordance with the terms of the applicable option grants. Exercisable on Mar. 1 immediately following the 3rd anniversary (100%) of the grant date. Exercisable in equal annual increments over two years beginning on Mar. 1 immediately following the 2nd anniversary of the grant date. Exercisable in equal annual increments over three years beginning on Mar. 1 immediately following the 1st anniversary of the grant date. /s/ David P. Berey 2018-05-03