0001562180-18-000572.txt : 20180202
0001562180-18-000572.hdr.sgml : 20180202
20180202102008
ACCESSION NUMBER: 0001562180-18-000572
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180201
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Powlus Lee C
CENTRAL INDEX KEY: 0001500954
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33326
FILM NUMBER: 18569067
MAIL ADDRESS:
STREET 1: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: People's United Financial, Inc.
CENTRAL INDEX KEY: 0001378946
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
BUSINESS PHONE: 203-338-4114
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2018-02-01
false
0001378946
People's United Financial, Inc.
PBCT
0001500954
Powlus Lee C
PEOPLES UNITED BANK
850 MAIN STREET
BRIDGEPORT
CT
06604
false
true
false
false
Sr Ex VP & Chief Admin Officer
Common Stock
2018-02-01
4
M
false
2290.00
16.94
A
95857.00
D
Common Stock
2018-02-01
4
M
false
3425.00
16.94
A
99282.00
D
Common Stock
2018-02-01
4
S
false
5715.00
19.79
D
93567.00
D
Employee Option to Buy
16.94
2018-02-01
4
M
false
2290.00
0.00
D
2018-02-21
Common Stock
2290.00
0.00
D
Employee Option to Buy
16.94
2018-02-01
4
M
false
3425.00
0.00
D
2018-02-21
Common Stock
3425.00
0.00
D
This transaction was executed in multiple trades at prices ranging from $19.79 to $19.80. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
Includes 1,870 shares owned indirectly through the People's United Bank 401(k) Plan (including 17 shares acquired through dividend reinvestment) and 3,186 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 30 shares acquired through dividend reinvestment). Information is based on 12/31/2017 Plan statements.
Exercisable in annual increments on 2/1/2010 (50%); 2/1/2011 (25%); and 2/1/2012 (25%).
/s/ Lee C. Powlus
2018-02-01