0001562180-18-000572.txt : 20180202 0001562180-18-000572.hdr.sgml : 20180202 20180202102008 ACCESSION NUMBER: 0001562180-18-000572 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180201 FILED AS OF DATE: 20180202 DATE AS OF CHANGE: 20180202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Powlus Lee C CENTRAL INDEX KEY: 0001500954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 18569067 MAIL ADDRESS: STREET 1: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-02-01 false 0001378946 People's United Financial, Inc. PBCT 0001500954 Powlus Lee C PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 false true false false Sr Ex VP & Chief Admin Officer Common Stock 2018-02-01 4 M false 2290.00 16.94 A 95857.00 D Common Stock 2018-02-01 4 M false 3425.00 16.94 A 99282.00 D Common Stock 2018-02-01 4 S false 5715.00 19.79 D 93567.00 D Employee Option to Buy 16.94 2018-02-01 4 M false 2290.00 0.00 D 2018-02-21 Common Stock 2290.00 0.00 D Employee Option to Buy 16.94 2018-02-01 4 M false 3425.00 0.00 D 2018-02-21 Common Stock 3425.00 0.00 D This transaction was executed in multiple trades at prices ranging from $19.79 to $19.80. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Includes 1,870 shares owned indirectly through the People's United Bank 401(k) Plan (including 17 shares acquired through dividend reinvestment) and 3,186 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 30 shares acquired through dividend reinvestment). Information is based on 12/31/2017 Plan statements. Exercisable in annual increments on 2/1/2010 (50%); 2/1/2011 (25%); and 2/1/2012 (25%). /s/ Lee C. Powlus 2018-02-01