0001562180-17-003697.txt : 20171130
0001562180-17-003697.hdr.sgml : 20171130
20171130141122
ACCESSION NUMBER: 0001562180-17-003697
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171129
FILED AS OF DATE: 20171130
DATE AS OF CHANGE: 20171130
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rosato R David
CENTRAL INDEX KEY: 0001605452
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33326
FILM NUMBER: 171230877
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S UNITED BANK
STREET 2: 850 MAIN STREET, 16TH FLOOR
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: People's United Financial, Inc.
CENTRAL INDEX KEY: 0001378946
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
BUSINESS PHONE: 203-338-4114
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2017-11-29
false
0001378946
People's United Financial, Inc.
PBCT
0001605452
Rosato R David
PEOPLE'S UNITED BANK, N.A.
850 MAIN STREET
BRIDGEPORT
CT
06604
false
true
false
false
Sr EVP and CFO
Common Stock
2017-11-29
4
M
false
6040.00
16.94
A
86104.00
D
Common Stock
2017-11-29
4
S
false
6040.00
19.18
D
80064.00
D
Common Stock
355.00
I
IRA f/b/o Dana Rosato
Common Stock
120.00
I
IRA f/b/o Kevin Rosato
Employee Option To Buy
16.94
2017-11-29
4
M
false
6040.00
0.00
A
2018-02-21
Common Stock
6040.00
0.00
D
This transaction was executed in multiple trades at prices ranging from $19.15 to $19.21. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
Includes 3,237 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 32 shares acquired through dividend reinvestment). Information is based on 9/30/2017 Plan statements.
Exercisable in annual increments on 2/1/2010 (50%); 2/1/2011 (25%); and 2/1/2012 (25%).
/s/ R. David Rosato
2017-11-29