0001562180-17-000792.txt : 20170217 0001562180-17-000792.hdr.sgml : 20170217 20170217175637 ACCESSION NUMBER: 0001562180-17-000792 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170216 FILED AS OF DATE: 20170217 DATE AS OF CHANGE: 20170217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Powlus Lee C CENTRAL INDEX KEY: 0001500954 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 17622713 MAIL ADDRESS: STREET 1: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2017-02-16 false 0001378946 People's United Financial, Inc. PBCT 0001500954 Powlus Lee C PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 false true false false Sr Ex VP & Chief Admin Officer Common Stock 2017-02-16 4 A false 6913.00 0.00 A 98265.00 D Employee Option To Buy 19.165 2017-02-16 4 A false 66914.00 0.00 A 2027-02-16 Common Stock 66914.00 66914.00 D These are restricted shares that vest in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). Includes 1,688 shares owned indirectly through the People's United Bank 401(k) Plan (including 16 shares acquired through dividend reinvestment) and 3,067 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 25 shares acquired through dividend reinvestment). Information is based on 12/31/16 Plan statements. Exercisable in annual increments on 3/1/18 (33 1/3%); 3/1/19 (33 1/3%); and 3/1/20 (33 1/3%). /s/ Lee C. Powlus 2017-02-16