0001562180-16-003023.txt : 20160819
0001562180-16-003023.hdr.sgml : 20160819
20160819104743
ACCESSION NUMBER: 0001562180-16-003023
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160818
FILED AS OF DATE: 20160819
DATE AS OF CHANGE: 20160819
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: People's United Financial, Inc.
CENTRAL INDEX KEY: 0001378946
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
BUSINESS PHONE: 203-338-4114
MAIL ADDRESS:
STREET 1: C/O PEOPLE'S BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trautmann Robert E
CENTRAL INDEX KEY: 0001447579
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33326
FILM NUMBER: 161842331
MAIL ADDRESS:
STREET 1: PEOPLE'S UNITED BANK
STREET 2: 850 MAIN STREET
CITY: BRIDGEPORT
STATE: CT
ZIP: 06604
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2016-08-18
false
0001378946
People's United Financial, Inc.
PBCT
0001447579
Trautmann Robert E
PEOPLES UNITED BANK, N.A.
850 MAIN STREET
BRIDGEPORT
CT
06604
false
true
false
false
Sr Ex VP, Gen Cnsl & Secretary
Common Stock
2016-08-18
4
M
false
47707.00
14.85
A
73604.00
D
Common Stock
2016-08-18
4
S
false
47707.00
15.48
D
25897.00
D
Common Stock
71506.00
I
Robert Edward Trautmann Revocable Trust
Employee Option to Buy
14.85
2016-08-18
4
M
false
47707.00
0.00
D
2025-02-19
Common Stock
47707.00
95415.00
D
Includes 4,284 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 48 shares acquired through dividend reinvestment) based on 6/30/2016 Plan statement.
This transaction was executed in multiple trades at prices ranging from $15.48 to $15.51. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected.
Exercisable in annual increments on 3/01/16 (33 1/3%); 3/01/17 (33 1/3%); and 3/01/18 (33 1/3%).
/s/ Robert E. Trautmann
2016-08-18