0001562180-16-003023.txt : 20160819 0001562180-16-003023.hdr.sgml : 20160819 20160819104743 ACCESSION NUMBER: 0001562180-16-003023 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160818 FILED AS OF DATE: 20160819 DATE AS OF CHANGE: 20160819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trautmann Robert E CENTRAL INDEX KEY: 0001447579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 161842331 MAIL ADDRESS: STREET 1: PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2016-08-18 false 0001378946 People's United Financial, Inc. PBCT 0001447579 Trautmann Robert E PEOPLES UNITED BANK, N.A. 850 MAIN STREET BRIDGEPORT CT 06604 false true false false Sr Ex VP, Gen Cnsl & Secretary Common Stock 2016-08-18 4 M false 47707.00 14.85 A 73604.00 D Common Stock 2016-08-18 4 S false 47707.00 15.48 D 25897.00 D Common Stock 71506.00 I Robert Edward Trautmann Revocable Trust Employee Option to Buy 14.85 2016-08-18 4 M false 47707.00 0.00 D 2025-02-19 Common Stock 47707.00 95415.00 D Includes 4,284 shares owned indirectly through the People's United Financial, Inc. Employee Stock Ownership Plan (including 48 shares acquired through dividend reinvestment) based on 6/30/2016 Plan statement. This transaction was executed in multiple trades at prices ranging from $15.48 to $15.51. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, People's United Financial, Inc. or a shareholder of People's United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Exercisable in annual increments on 3/01/16 (33 1/3%); 3/01/17 (33 1/3%); and 3/01/18 (33 1/3%). /s/ Robert E. Trautmann 2016-08-18