0001562180-15-000592.txt : 20150723 0001562180-15-000592.hdr.sgml : 20150723 20150723103052 ACCESSION NUMBER: 0001562180-15-000592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150722 FILED AS OF DATE: 20150723 DATE AS OF CHANGE: 20150723 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: People's United Financial, Inc. CENTRAL INDEX KEY: 0001378946 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 BUSINESS PHONE: 203-338-4114 MAIL ADDRESS: STREET 1: C/O PEOPLE'S BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trautmann Robert E CENTRAL INDEX KEY: 0001447579 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33326 FILM NUMBER: 151001553 MAIL ADDRESS: STREET 1: PEOPLE'S UNITED BANK STREET 2: 850 MAIN STREET CITY: BRIDGEPORT STATE: CT ZIP: 06604 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2015-07-22 false 0001378946 People's United Financial, Inc. PBCT 0001447579 Trautmann Robert E PEOPLES UNITED BANK 850 MAIN STREET BRIDGEPORT CT 06604 false true false false Sr Ex VP, Gen Cnsl & Secretary Common Stock 2015-07-22 4 M false 2646.00 14.9119 A 104708.00 D Common Stock 2015-07-22 4 M false 9829.00 13.045 A 114537.00 D Common Stock 2015-07-22 4 M false 37452.00 13.415 A 151989.00 D Common Stock 2015-07-22 4 M false 34363.00 12.65 A 186352.00 D Common Stock 2015-07-22 4 M false 84290.00 16.31 D 102062.00 D Employee Option to Buy 14.9119 2015-07-22 4 M false 2646.00 0.00 D 2016-02-16 Common Stock 2646.00 0.00 D Employee Option to Buy 13.045 2015-07-22 4 M false 9829.00 0.00 D 2020-09-16 Common Stock 9829.00 0.00 D Employee Option to Buy 13.415 2015-07-22 4 M false 37452.00 0.00 D 2021-02-17 Common Stock 37452.00 0.00 D Employee Option to Buy 12.65 2015-07-22 4 M false 34363.00 0.00 D 2022-02-16 Common Stock 34363.00 11455.00 D Includes 5,991 shares owned indirectly through the Peoples United Bank 401(k) Plan (including 65 shares acquired through dividend reinvestment). Also includes 3,803 shares owned indirectly through the Peoples United Financial, Inc. Employee Stock Ownership Plan (including 41 shares acquired through dividend reinvestment) based on 06/30/2015 Plan Statement. This transaction was executed in multiple trades at prices ranging from $16.29 to $16.335. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the SEC staff, Peoples United Financial, Inc., or a shareholder of Peoples United Financial, Inc. full information regarding the number of shares and prices at which the transaction was effected. Exercisable in annual increments on 2/1/08 (50%); 2/1/09 (25%); and 2/1/10 (25%). Exercisable in annual increments on 9/16/12 (50%); 9/16/13 (25%); and 9/16/14 (25%). Exercisable in annual increments on 3/1/13 (50%); 3/1/14 (25%); and 3/1/15 (25%). Exercisable in annual increments on 3/1/14 (50%); 3/1/15 (25%); and 3/1/16 (25%). /s/ Robert E. Trautmann 2015-07-23