0001378706-16-000224.txt : 20161207 0001378706-16-000224.hdr.sgml : 20161207 20161207140925 ACCESSION NUMBER: 0001378706-16-000224 CONFORMED SUBMISSION TYPE: 8-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 ITEM INFORMATION: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers FILED AS OF DATE: 20161207 DATE AS OF CHANGE: 20161207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN DG ENERGY INC CENTRAL INDEX KEY: 0001378706 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 043569304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 162038621 BUSINESS ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-622-1120 MAIL ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 8-K/A 1 adge201612retrospectiverec.htm AMENDED 8-K Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
__________________________
 
FORM 8-K/A
(Amendment No. 1)
  
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported) December 6, 2016
 
AMERICAN DG ENERGY INC.
(Exact Name of Registrant as Specified in Its Charter)
 
Delaware
(State or Other Jurisdiction of Incorporation)
 
001-34493
 
04-3569304
(Commission File Number)
 
(IRS Employer Identification No.)
 
 
 
45 First Avenue
 
 
Waltham, Massachusetts
 
02451
(Address of Principal Executive Offices)
 
(Zip Code)
 

(781) 622-1120
(Registrant’s Telephone Number, Including Area Code)
  
_______________________________________________
 
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 





Item 8.01. Other Events

The sole purpose of this current report this Current Report on SEC Form 8-K/A is to correct an error in and provide additional detail to our 8-K filed with the Securities & Exchange Commission (the "Commission") on December 5, 2016 (the "Initial Report").
In the course of drafting exhibit 99.1 to the Initial Report, certain typographical errors were made and certain details were mistakenly omitted from the earnings per share section of the Statements of Operations (the "EPS Section"). The EPS Section should have read as follows:
Loss per share from continuing operations - basic and diluted
 $ (0.09)
 
 $ (0.09)
Loss per share from discontinued operations - basic and diluted
 $ (0.02)
 
 $ (0.02)
Net loss per share - basic and diluted
 $ (0.11)
 
 $ (0.12)

We have concluded that the Changes are immaterial and we intend to make them in the Company's coming Commission Report on Form S-4.
Except as stated herein, this Current Report on Form 8-K does not reflect events occurring after the filing of the Report and no attempt has been made in this Current Report on Form 8-K to modify or update other disclosures as presented in the Report. Accordingly, this Current Report on Form 8-K should be read in conjunction with the Report and our filings with the Commission subsequent to the filing of the Report.

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
 
 
 
Date:
December 7, 2016
AMERICAN DG ENERGY INC.
 
 
By: /s/ Bonnie Brown
 
 
Bonnie Brown, Chief Financial Officer