0001104659-16-147716.txt : 20160930
0001104659-16-147716.hdr.sgml : 20160930
20160930091951
ACCESSION NUMBER: 0001104659-16-147716
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160927
FILED AS OF DATE: 20160930
DATE AS OF CHANGE: 20160930
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN DG ENERGY INC
CENTRAL INDEX KEY: 0001378706
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 043569304
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 45 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 781-622-1120
MAIL ADDRESS:
STREET 1: 45 FIRST AVENUE
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pantopoulou Despoina
CENTRAL INDEX KEY: 0001674838
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34493
FILM NUMBER: 161911417
MAIL ADDRESS:
STREET 1: 36 CHEMIN DE MILIEU
STREET 2: COLLONGE-BELLERIVE
CITY: GENEVA
STATE: V8
ZIP: 1245
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Natsis Tryfon
CENTRAL INDEX KEY: 0001674697
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34493
FILM NUMBER: 161911418
MAIL ADDRESS:
STREET 1: 36 CHEMIN DU MILIEU
STREET 2: COLLONGE-BELLERIVE
CITY: GENEVA
STATE: V8
ZIP: 1245
3
1
a3.xml
3
X0206
3
2016-09-27
0
0001378706
AMERICAN DG ENERGY INC
ADGE
0001674697
Natsis Tryfon
36 CHEMIN DU MILIEU, COLLONGE-BELLERIVE
GENEVA
V8
1245
SWITZERLAND
0
0
1
0
0001674838
Pantopoulou Despoina
36 CHEMIN DU MILIEU, COLLONGE-BELLERIVE
GENEVA
V8
1245
SWITZERLAND
0
0
1
0
Common Stock
1621664
D
6% Senior Unsecured Debenture Due 2018
2.20
2018-05-25
Common Stock
10100000
D
The reported securities are jointly owned by Tryfon Natsis and his wife, Despoina Pantopoulou, as joint tenants with the right of survivorship.
The Debenture is currently exercisable.
The Debenture may be converted into shares of the Company's common stock at a conversion price of $2.20 per share, subject to adjustment in certain circumstances. In addition, the Company has the option to redeem the Debenture at 115% of the outstanding principal amount, along with any accrued but unpaid interest.
/s/ Tryfon Natsis
2016-09-28
/s/ Despoina Pantopoulou
2016-09-28