0001104659-16-147716.txt : 20160930 0001104659-16-147716.hdr.sgml : 20160930 20160930091951 ACCESSION NUMBER: 0001104659-16-147716 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160927 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN DG ENERGY INC CENTRAL INDEX KEY: 0001378706 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 043569304 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-622-1120 MAIL ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pantopoulou Despoina CENTRAL INDEX KEY: 0001674838 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 161911417 MAIL ADDRESS: STREET 1: 36 CHEMIN DE MILIEU STREET 2: COLLONGE-BELLERIVE CITY: GENEVA STATE: V8 ZIP: 1245 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Natsis Tryfon CENTRAL INDEX KEY: 0001674697 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34493 FILM NUMBER: 161911418 MAIL ADDRESS: STREET 1: 36 CHEMIN DU MILIEU STREET 2: COLLONGE-BELLERIVE CITY: GENEVA STATE: V8 ZIP: 1245 3 1 a3.xml 3 X0206 3 2016-09-27 0 0001378706 AMERICAN DG ENERGY INC ADGE 0001674697 Natsis Tryfon 36 CHEMIN DU MILIEU, COLLONGE-BELLERIVE GENEVA V8 1245 SWITZERLAND 0 0 1 0 0001674838 Pantopoulou Despoina 36 CHEMIN DU MILIEU, COLLONGE-BELLERIVE GENEVA V8 1245 SWITZERLAND 0 0 1 0 Common Stock 1621664 D 6% Senior Unsecured Debenture Due 2018 2.20 2018-05-25 Common Stock 10100000 D The reported securities are jointly owned by Tryfon Natsis and his wife, Despoina Pantopoulou, as joint tenants with the right of survivorship. The Debenture is currently exercisable. The Debenture may be converted into shares of the Company's common stock at a conversion price of $2.20 per share, subject to adjustment in certain circumstances. In addition, the Company has the option to redeem the Debenture at 115% of the outstanding principal amount, along with any accrued but unpaid interest. /s/ Tryfon Natsis 2016-09-28 /s/ Despoina Pantopoulou 2016-09-28