0001752724-23-198165.txt : 20230829
0001752724-23-198165.hdr.sgml : 20230829
20230829112042
ACCESSION NUMBER: 0001752724-23-198165
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230829
DATE AS OF CHANGE: 20230829
PERIOD START: 20231231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GDL FUND
CENTRAL INDEX KEY: 0001378701
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-21969
FILM NUMBER: 231219583
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5100
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli Global Deal Fund
DATE OF NAME CHANGE: 20061019
NPORT-P
1
primary_doc.xml
NPORT-P
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0001378701
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10580-1422
1-800-422-3554
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2023-06-30
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Long
DBT
UST
US
N
2
2023-12-07
None
0.00000000
N
N
N
N
N
N
Applus Services SA
213800M9XCA6NR98E873
Applus Services SA
000000000
3000.00000000
NS
32294.06000000
0.025824950933
Long
EC
CORP
ES
N
1
N
N
N
TherapeuticsMD Inc
5299004JS7RE49QHRW30
TherapeuticsMD Inc
88338N206
17000.00000000
NS
USD
70040.00000000
0.056009667516
Long
EC
CORP
US
N
1
N
N
N
Newcrest Mining Ltd
5299006MN50OZJUJI655
Newcrest Mining Ltd
651191108
4000.00000000
NS
USD
71400.00000000
0.057097233875
Long
EC
CORP
AU
N
1
N
N
N
Playtech Plc
21380068TTB6Z9ZEU548
Playtech Plc
000000000
6000.00000000
NS
44958.00000000
0.035952064994
Long
EC
CORP
IM
N
1
N
N
N
Corem Property Group AB
213800CHXQQD7TSS1T59
Corem Property Group AB
000000000
10000.00000000
NS
4696.19000000
0.003755454604
Long
EC
CORP
SE
N
1
N
N
N
Webster Financial Corp
KMRURHT0VWKYS6Z5KU67
Webster Financial Corp
947890109
2000.00000000
NS
USD
75500.00000000
0.060375926577
Long
EC
CORP
US
N
1
N
N
N
Yashili International Holdings
N/A
Yashili International Holdings Ltd
000000000
325000.00000000
NS
49770.29000000
0.039800362579
Long
EC
CORP
CN
N
1
N
N
N
Resolute Forest Products Inc
N/A
Resolute Forest Products Inc
000000000
24000.00000000
NS
USD
48000.00000000
0.038384695042
Long
EC
CORP
US
N
2
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796Z51
18335000.00000000
PA
USD
18180007.09000000
14.53820891708
Long
DBT
UST
US
N
2
2023-08-31
None
0.00000000
N
N
N
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796CS6
5400000.00000000
PA
USD
5332613.08000000
4.264390142822
Long
DBT
UST
US
N
2
2023-09-28
None
0.00000000
N
N
N
N
N
N
SGL Carbon SE
52990038IB31TYK07X63
SGL Carbon SE
000000000
4000.00000000
NS
36729.79000000
0.029372120585
Long
EC
CORP
DE
N
1
N
N
N
Lookers PLC
213800TSB8PJEACDAV33
Lookers PLC
000000000
7000.00000000
NS
10632.44000000
0.008502561811
Long
EC
CORP
GB
N
1
N
N
N
Software AG
529900M1LIO0SLOBAS50
Software AG
000000000
44000.00000000
NS
1529687.81000000
1.223262502022
Long
EC
CORP
DE
N
1
N
N
N
Uni-Select Inc
549300GQ1WI8PKN1NQ40
Uni-Select Inc
90457D100
5000.00000000
NS
177580.68000000
0.142007921817
Long
EC
CORP
CA
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796CQ0
14770000.00000000
PA
USD
14615601.36000000
11.68782085555
Long
DBT
UST
US
N
2
2023-09-14
None
0.00000000
N
N
N
N
N
N
Horizon Therapeutics Plc
529900P0GSQ79OOZEV53
Horizon Therapeutics Plc
000000000
19500.00000000
NS
USD
2005575.00000000
1.603820515830
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796ZD4
9000000.00000000
PA
USD
8805365.64000000
7.041484892274
Long
DBT
UST
US
N
2
2023-11-30
None
0.00000000
N
N
N
N
N
N
NuVasive Inc
549300C5ZB4NZ6TWM881
NuVasive Inc
670704105
6000.00000000
NS
USD
249540.00000000
0.199552433352
Long
EC
CORP
US
N
1
N
N
N
Velan Inc
549300DB4US7WDCNNN28
Velan Inc
922932108
8000.00000000
NS
76995.66000000
0.061571977681
Long
EC
CORP
CA
N
1
N
N
N
Xylem Inc/NY
549300DF5MV96DRYLQ48
Xylem Inc/NY
98419M100
-2000.00000000
NS
USD
-225240.00000000
-0.18012018148
Short
EC
CORP
US
N
1
N
N
N
Lee Enterprises Inc
N/A
Lee Enterprises Inc
523768406
3000.00000000
NS
USD
40410.00000000
0.032315115138
Long
EC
CORP
US
N
1
N
N
N
Flutter Entertainment PLC
635400EG4YIJLJMZJ782
Flutter Entertainment PLC
000000000
500.00000000
NS
100330.00000000
0.080232009450
Long
EC
CORP
IE
N
1
N
N
N
Albertsons Cos Inc
549300YKWOC0AOR16R51
Albertsons Cos Inc
013091103
4000.00000000
NS
USD
87280.00000000
0.069796170485
Long
EC
CORP
US
N
1
N
N
N
VectivBio Holding AG
N/A
VectivBio Holding AG
000000000
41000.00000000
NS
USD
691670.00000000
0.553115458751
Long
EC
CORP
CH
N
1
N
N
N
EMIS Group PLC
213800K474ZZK76NX913
EMIS Group PLC
000000000
4000.00000000
NS
69596.00000000
0.055654609087
Long
EC
CORP
GB
N
1
N
N
N
Valmet Oyj
213800D9O7FUQDH83V62
Valmet Oyj
000000000
3600.00000000
NS
100093.59000000
0.080042956830
Long
EC
CORP
FI
N
1
N
N
N
Black Knight Inc
549300TUSNXS3BFFML48
Black Knight Inc
09215C105
16000.00000000
NS
USD
955680.00000000
0.764239278296
Long
EC
CORP
US
N
1
N
N
N
Tronox Holdings PLC
549300NRVC84SGJSXV06
Tronox Holdings PLC
000000000
800.00000000
NS
USD
10168.00000000
0.008131157899
Long
EC
CORP
US
N
1
N
N
N
Community Financial Corp/The
549300IM1P8BVV642449
Community Financial Corp/The
20368X101
2300.00000000
NS
USD
62307.00000000
0.049825733208
Long
EC
CORP
US
N
1
N
N
N
Biohaven Ltd
N/A
Biohaven Ltd
000000000
9000.00000000
NS
USD
215280.00000000
0.172155357265
Long
EC
CORP
US
N
1
N
N
N
CONTRA ADAMAS PHARMACE
N/A
CONTRA ADAMAS PHARMACE
000000000
104000.00000000
NS
USD
5200.00000000
0.004158341962
Long
EC
CORP
US
N
2
N
N
N
Idorsia Ltd
506700XOVZUB107S5720
Idorsia Ltd
000000000
35000.00000000
NS
252220.55000000
0.201696018650
Long
EC
CORP
CH
N
1
N
N
N
Spire Global Inc
549300EZFBLFFHJ5MF06
Spire Global Inc
848560108
8700.00000000
NS
USD
4480.50000000
0.003582971377
Long
EC
CORP
US
N
1
N
N
N
Bioventus Inc
N/A
Bioventus Inc
09075A108
8000.00000000
NS
USD
23120.00000000
0.018488628112
Long
EC
CORP
US
N
1
N
N
N
AKOUOS INC
N/A
AKOUOS INC
000000000
40000.00000000
NS
USD
30000.00000000
0.023990434401
Long
EC
CORP
US
N
2
N
N
N
EPIZYME INCCONTINGENT
N/A
EPIZYME INCCONTINGENT
000000000
28000.00000000
NS
USD
560.00000000
0.000447821442
Long
EC
CORP
US
N
2
N
N
N
CONTRA ADAMAS PHARMACE
N/A
CONTRA ADAMAS PHARMACE
000000000
104000.00000000
NS
USD
5200.00000000
0.004158341962
Long
EC
CORP
US
N
2
N
N
N
Avista Corp
Q0IK63NITJD6RJ47SW96
Avista Corp
05379B107
12000.00000000
NS
USD
471240.00000000
0.376841743579
Long
EC
CORP
US
N
1
N
N
N
Gen Digital Inc
YF6ZV0M6AU4FY94MK914
Gen Digital Inc
668771108
7200.00000000
NS
USD
133560.00000000
0.106805413955
Long
EC
CORP
US
N
1
N
N
N
Tower Semiconductor Ltd
54930086ZSNXZOUX0C54
Tower Semiconductor Ltd
000000000
200.00000000
NS
USD
7504.00000000
0.006000807324
Long
EC
CORP
IL
N
1
N
N
N
NII Holdings Escrow
N/A
NII Holdings Escrow
000000000
713121.00000000
NS
USD
249592.35000000
0.199594296660
Long
EC
CORP
US
N
2
N
N
N
Pan American Silver CVR
549300MKTF5851TYIB83
Pan American Silver CVR
697900132
419000.00000000
NS
USD
213731.90000000
0.170917370882
Long
EC
CORP
CA
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796Y29
13435000.00000000
PA
USD
13390104.66000000
10.70781424919
Long
DBT
UST
US
N
2
2023-07-27
None
0.00000000
N
N
N
N
N
N
Clear Channel Outdoor Holdings
N/A
Clear Channel Outdoor Holdings Inc
18453H106
100000.00000000
NS
USD
137000.00000000
0.109556317100
Long
EC
CORP
US
N
1
N
N
N
QIAGEN NV
54930036WK3GMCN17Z57
QIAGEN NV
000000000
7000.00000000
NS
USD
315210.00000000
0.252067494257
Long
EC
CORP
NL
N
1
N
N
N
National Instruments Corp
549300TP4OOPCYWDUP86
National Instruments Corp
636518102
10000.00000000
NS
USD
574000.00000000
0.459016978216
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796YH6
5860000.00000000
PA
USD
5804678.55000000
4.641891999198
Long
DBT
UST
US
N
2
2023-09-07
None
0.00000000
N
N
N
N
N
N
Arconic Corp
549300B4YFWH3U74B152
Arconic Corp
03966V107
1000.00000000
NS
USD
29580.00000000
0.023654568319
Long
EC
CORP
US
N
1
N
N
N
Life Storage Inc
W9EE01AFDDF9DQCQZC68
Life Storage Inc
53223X107
1200.00000000
NS
USD
159552.00000000
0.127590726321
Long
EC
CORP
US
N
1
N
N
N
Seagen Inc
N/A
Seagen Inc
81181C104
4600.00000000
NS
USD
885316.00000000
0.707970514088
Long
EC
CORP
US
N
1
N
N
N
Liberty Latin America Ltd
213800YWQHEAX7CAVO83
Liberty Latin America Ltd
000000000
30000.00000000
NS
USD
262500.00000000
0.209916301013
Long
EC
CORP
US
N
1
N
N
N
Magellan Midstream Partners LP
MZF5TI8NFVZZNUSKDL39
Magellan Midstream Partners LP
559080106
13500.00000000
NS
USD
841320.00000000
0.672787742357
Long
EC
CORP
US
N
1
N
N
N
ACHILLION PHARM CVR
N/A
ACHILLION PHARM CVR
000000000
70000.00000000
NS
USD
35000.00000000
0.027988840135
Long
EC
CORP
US
N
2
N
N
N
Rogers Corp
PW0CN80KNFR7RUOOKJ84
Rogers Corp
775133101
16000.00000000
NS
USD
2590880.00000000
2.071877889411
Long
EC
CORP
US
N
1
N
N
N
iRobot Corp
5493009PRNKOUKBAT390
iRobot Corp
462726100
35000.00000000
NS
USD
1583750.00000000
1.266495016116
Long
EC
CORP
US
N
1
N
N
N
Univar Solutions Inc
549300VSXHFQVR770L55
Univar Solutions Inc
91336L107
16500.00000000
NS
USD
591360.00000000
0.472899442923
Long
EC
CORP
US
N
1
N
N
N
CINCOR
N/A
CINCOR
000000000
4000.00000000
NS
USD
12000.00000000
0.009596173760
Long
EC
CORP
US
N
2
N
N
N
Greenhill & Co Inc
529900VEOQHHHSPI9C69
Greenhill & Co Inc
395259104
10000.00000000
NS
USD
146500.00000000
0.117153287994
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797FU6
1250000.00000000
PA
USD
1220245.58000000
0.975807384693
Long
DBT
UST
US
N
2
2023-12-14
None
0.00000000
N
N
N
N
N
N
Absolute Software Corp
549300I8AXWGBEESC731
Absolute Software Corp
00386B109
163500.00000000
NS
USD
1873710.00000000
1.498370561418
Long
EC
CORP
CA
N
1
N
N
N
STEEL PARTNERS HLDS LP
5493009U8Z59G5SIZ389
Steel Partners Holdings LP
85814R206
2000.00000000
NS
USD
46600.00000000
0.037265141437
Long
EP
CORP
US
N
1
N
N
N
CFT SpA
8156006BD7F4AB008C54
CFT SpA
000000000
25000.00000000
NS
125488.00000000
0.100350387739
Long
EC
CORP
IT
N
3
N
N
N
Malvern Bancorp Inc
N/A
Malvern Bancorp Inc
561409103
8000.00000000
NS
USD
126000.00000000
0.100759824486
Long
EC
CORP
US
N
1
N
N
N
AMRYT PHARMA PLC - SPNR ADR
N/A
AMRYT PHARMA PLC - SPNR ADR
000000000
35000.00000000
NS
USD
700.00000000
0.000559776802
Long
EC
CORP
US
N
2
N
N
N
AMRYT PHARMA PLC - SPNR ADR
N/A
AMRYT PHARMA PLC - SPNR ADR
000000000
35000.00000000
NS
USD
700.00000000
0.000559776802
Long
EC
CORP
US
N
2
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796Z44
12750000.00000000
PA
USD
12654678.45000000
10.11970777425
Long
DBT
UST
US
N
2
2023-08-24
None
0.00000000
N
N
N
N
N
N
ESI Group
969500SJCEYK6O6RXV95
ESI Group
000000000
5000.00000000
NS
807488.00000000
0.645732929801
Long
EC
CORP
FR
N
1
N
N
N
DICE Therapeutics Inc
N/A
DICE Therapeutics Inc
23345J104
9000.00000000
NS
USD
418140.00000000
0.334378674689
Long
EC
CORP
US
N
1
N
N
N
Sportsman's Warehouse Holdings
549300JVV8YLQSRSF462
Sportsman's Warehouse Holdings Inc
84920Y106
100000.00000000
NS
USD
570000.00000000
0.455818253629
Long
EC
CORP
US
N
1
N
N
N
Xylem Inc/NY
549300DF5MV96DRYLQ48
Xylem Inc/NY
98419M100
2000.00000000
NS
USD
225240.00000000
0.180120181486
Long
EC
CORP
US
N
1
N
N
N
Altaba Inc Escrow
N/A
Altaba Inc Escrow
000000000
425000.00000000
NS
USD
994500.00000000
0.795282900411
Long
EC
CORP
US
N
2
N
N
N
ForgeRock Inc
N/A
ForgeRock Inc
34631B101
25000.00000000
NS
USD
513500.00000000
0.410636268840
Long
EC
CORP
US
N
1
N
N
N
NEOGAMES SA
222100MZTIQEZS4XY614
NEOGAMES SA
000000000
3000.00000000
NS
USD
78360.00000000
0.062663014656
Long
EC
CORP
IL
N
1
N
N
N
TEGNA Inc
549300YC5EDBGX85AO10
TEGNA Inc
87901J105
105000.00000000
NS
USD
1705200.00000000
1.363616291385
Long
EC
CORP
US
N
1
N
N
N
Endesa SA
549300LHK07F2CHV4X31
Endesa SA
000000000
40000.00000000
NS
857683.20000000
0.685873084897
Long
EC
CORP
ES
N
1
N
N
N
Siltronic AG
5299003NKV26NNGHHR90
Siltronic AG
000000000
1000.00000000
NS
76384.00000000
0.061082844710
Long
EC
CORP
DE
N
1
N
N
N
Syneos Health Inc
549300F1ZGKDS8P6GU13
Syneos Health Inc
87166B102
30800.00000000
NS
USD
1297912.00000000
1.037915756500
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796Y37
2890000.00000000
PA
USD
2877332.96000000
2.300948920945
Long
DBT
UST
US
N
2
2023-08-03
None
0.00000000
N
N
N
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796Z36
1805000.00000000
PA
USD
1793356.61000000
1.434113470360
Long
DBT
UST
US
N
2
2023-08-17
None
0.00000000
N
N
N
N
N
N
MKS Instruments Inc
549300KEQATBHAGVF505
MKS Instruments Inc
55306N104
2000.00000000
NS
USD
216200.00000000
0.172891063920
Long
EC
CORP
US
N
1
N
N
N
Lennar Corp
529900G61XVRLX5TJX09
Lennar Corp
526057104
-24500.00000000
NS
USD
-3070095.00000000
-2.45509709013
Short
EC
CORP
US
N
1
N
N
N
ALBIREO PHARMA INC
N/A
ALBIREO PHARMA INC
000000000
6000.00000000
NS
USD
13500.00000000
0.010795695480
Long
EC
CORP
US
N
2
N
N
N
CNH Industrial NV
549300WGC2HZ5J67V817
CNH Industrial NV
000000000
10000.00000000
NS
144092.96000000
0.115228423486
Long
EC
CORP
GB
N
1
N
N
N
Home Point Capital Inc
549300DQF6YN0E43PM71
Home Point Capital Inc
43734L106
2000.00000000
NS
USD
4640.00000000
0.003710520520
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796CR8
8000000.00000000
PA
USD
7908251.84000000
6.324079899953
Long
DBT
UST
US
N
2
2023-09-21
None
0.00000000
N
N
N
N
N
N
JSR Corp
353800TL8FC0AWR22506
JSR Corp
000000000
5000.00000000
NS
142416.58000000
0.113887854006
Long
EC
CORP
JP
N
1
N
N
N
Ipsen SA / Clementia CVR
N/A
Ipsen SA / Clementia CVR
000000000
125000.00000000
NS
USD
0.13000000
0.000000103958
Long
EC
CORP
US
N
3
N
N
N
OCERA THERAPEUTICS CVR
N/A
OCERA THERAPEUTICS CVR
000000000
23000.00000000
NS
USD
3910.00000000
0.003126753283
Long
EC
CORP
US
N
3
N
N
N
Parrot SA
9695000KELLFSASOM232
Parrot SA
000000000
21000.00000000
NS
83182.18000000
0.066519221088
Long
EC
CORP
FR
N
1
N
N
N
Fresh Market Inc/The
529900QM5ZSBEBR6CS58
Fresh Market Inc/The
35804H106
69000.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
US
N
3
N
N
N
Dechra Pharmaceuticals PLC
213800J4UVB5OWG8VX82
Dechra Pharmaceuticals PLC
000000000
200.00000000
NS
9362.44000000
0.007486966755
Long
EC
CORP
GB
N
1
N
N
N
United States Treasury Bill- When Issued
254900HROIFWPRGM1V77
UNITED STATES TREASURY BILL
912797FV4
8000000.00000000
PA
USD
7801101.68000000
6.238393937133
Long
DBT
UST
US
N
2
2023-12-21
None
0.00000000
N
N
N
N
N
N
Lennar Corp
529900G61XVRLX5TJX09
Lennar Corp
526057302
37500.00000000
NS
USD
4236750.00000000
3.388049098361
Long
EC
CORP
US
N
1
N
N
N
Ework Group AB
549300WF2ILKHMGV9I45
Ework Group AB
000000000
2000.00000000
NS
27333.37000000
0.021857980665
Long
EC
CORP
SE
N
1
N
N
N
PDC Energy Inc
5493008W8H2T511J5Y59
PDC Energy Inc
69327R101
2000.00000000
NS
USD
142280.00000000
0.113778633555
Long
EC
CORP
US
N
1
N
N
N
INNOCOLL
N/A
INNOCOLL
000000000
300000.00000000
NS
USD
0.30000000
0.000000239904
Long
EC
CORP
US
N
3
N
N
N
CONTINGENT VALUE RIGHT
N/A
CONTINGENT VALUE RIGHT
000000000
1000.00000000
NS
USD
650.00000000
0.000519792745
Long
EC
CORP
US
N
2
N
N
N
Mativ Holdings Inc
549300Z1FU4IDULG1R21
Mativ Holdings Inc
808541106
11500.00000000
NS
USD
173880.00000000
0.139048557791
Long
EC
CORP
US
N
1
N
N
N
CIRCOR International Inc
5493007701O01N3FQM69
CIRCOR International Inc
17273K109
40000.00000000
NS
USD
2258000.00000000
1.805680029291
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796XY0
7935000.00000000
PA
USD
7892073.87000000
6.311142682352
Long
DBT
UST
US
N
2
2023-08-10
None
0.00000000
N
N
N
N
N
N
Sierra Metals Inc
9676001YCHZE7AT8VA50
Sierra Metals Inc
82639W106
80000.00000000
NS
USD
24000.00000000
0.019192347521
Long
EC
CORP
CA
N
1
N
N
N
Yamada Holdings Co Ltd
353800MDZ4K1DQKLO464
Yamada Holdings Co Ltd
000000000
62000.00000000
NS
182354.20000000
0.145825215765
Long
EC
CORP
JP
N
1
N
N
N
RADIUS HEALTH INC
N/A
RADIUS HEALTH INC
000000000
2000.00000000
NS
USD
200.00000000
0.000159936229
Long
EC
CORP
US
N
2
N
N
N
Brookfield Asset Management Lt
549300CZ84WPNJZKY093
Brookfield Asset Management Ltd
113004105
875.00000000
NS
USD
28551.25000000
0.022831896340
Long
EC
CORP
CA
N
1
N
N
N
First Bank/Hamilton NJ
549300YS4CB1171BRJ08
First Bank/Hamilton NJ
31931U102
-6186.00000000
NS
USD
-64210.68000000
-0.05134807021
Short
EC
CORP
US
N
1
N
N
N
Argo Group International Holdi
549300M4T8Y5TTWI6O03
Argo Group International Holdings Ltd
000000000
20000.00000000
NS
USD
592200.00000000
0.473571175086
Long
EC
CORP
BM
N
1
N
N
N
AstraZeneca PLC
PY6ZZQWO2IZFZC3IOL08
AstraZeneca PLC
046353108
5700.00000000
NS
USD
407949.00000000
0.326229124122
Long
EC
CORP
GB
N
1
N
N
N
AMBIT BIOSCIENCES CORP
N/A
AMBIT BIOSCIENCES CORP CVR
000000000
79391.00000000
NS
USD
134170.79000000
0.107293851203
Long
EC
CORP
US
N
3
N
N
N
IVERIC bio Inc
549300GZXI59U71XPM70
IVERIC bio Inc
46583P102
29200.00000000
NS
USD
1148728.00000000
0.918616124308
Long
EC
CORP
US
N
1
N
N
N
TEVA PHARM CCC 02/20/2023
N/A
TEVA PHARM CCC 02/20/2023
000000000
346322.00000000
NS
USD
0.00000000
0.000000
Long
EC
CORP
US
N
3
N
N
N
Brookfield Corp
C6J3FGIWG6MBDGTE8F80
Brookfield Corp
11271J107
3500.00000000
NS
USD
117775.00000000
0.094182447054
Long
EC
CORP
CA
N
1
N
N
N
Dawson Geophysical Co
549300R9G1EAMSMLXR09
Dawson Geophysical Co
239360100
75000.00000000
NS
USD
152250.00000000
0.121751454587
Long
EC
CORP
US
N
1
N
N
N
Cincinnati Bancorp Inc
N/A
Cincinnati Bancorp Inc
17187C102
1000.00000000
NS
USD
13645.00000000
0.010911649246
Long
EC
CORP
US
N
2
N
N
N
Focus Financial Partners Inc
5493006FFJCGLZ246V12
Focus Financial Partners Inc
34417P100
33000.00000000
NS
USD
1732830.00000000
1.385711481468
Long
EC
CORP
US
N
1
N
N
N
Sigilon Therapeutics Inc
N/A
Sigilon Therapeutics Inc
82657L206
100.00000000
NS
USD
2251.00000000
0.001800082261
Long
EC
CORP
US
N
1
N
N
N
ABIOMED Inc
N/A
ABIOMED Inc
000000000
21000.00000000
NS
USD
36750.00000000
0.029388282141
Long
EC
CORP
US
N
2
N
N
N
First Horizon Corp
TF3RXI1ZB1TQ30H9JV10
First Horizon Corp
320517105
39000.00000000
NS
USD
439530.00000000
0.351483854417
Long
EC
CORP
US
N
1
N
N
N
Bel Fuse Inc
2549009L4XYDBRRY6X39
Bel Fuse Inc
077347201
53200.00000000
NS
USD
3100496.00000000
2.479408196677
Long
EC
CORP
US
N
1
N
N
N
Liberty Latin America Ltd
213800YWQHEAX7CAVO83
Liberty Latin America Ltd
000000000
5351.00000000
NS
USD
46125.62000000
0.036885788694
Long
EC
CORP
US
N
1
N
N
N
Fox Corp
549300DDU6FDRBIELS05
Fox Corp
35137L204
35000.00000000
NS
USD
1116150.00000000
0.892564111910
Long
EC
CORP
US
N
1
N
N
N
OPIANT PHARMACEUTICALS INC
N/A
OPIANT PHARMACEUTICALS INC
000000000
3000.00000000
NS
USD
1500.00000000
0.001199521720
Long
EC
CORP
US
N
2
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912796ZZ5
6475000.00000000
PA
USD
6459696.53000000
5.165697528566
Long
DBT
UST
US
N
2
2023-07-20
None
0.00000000
N
N
N
N
N
N
Alamos Gold Inc
549300TDOX73YGYXE959
Alamos Gold Inc
011532108
46000.00000000
NS
USD
548320.00000000
0.438481166368
Long
EC
CORP
CA
N
1
N
N
N
Hexcel Corp
S6Q7LW43WUBUHXY2QP69
Hexcel Corp
428291108
3500.00000000
NS
USD
266070.00000000
0.212771162707
Long
EC
CORP
US
N
1
N
N
N
Franchise Group Inc
549300MWCHSL8BSOMV77
Franchise Group Inc
35180X105
9600.00000000
NS
USD
274944.00000000
0.219867533203
Long
EC
CORP
US
N
1
N
N
N
Aerojet Rocketdyne Holdings In
549300VULNLWHE8QWI76
Aerojet Rocketdyne Holdings Inc
007800105
110000.00000000
NS
USD
6035700.00000000
4.826635497251
Long
EC
CORP
US
N
1
N
N
N
Gulf Coast Ultra Deep Royalty
549300LVVWU3NPP3DF95
Gulf Coast Ultra Deep Royalty Trust
40222T104
460000.00000000
NS
USD
7199.00000000
0.005756904575
Long
EC
CORP
US
N
1
N
N
N
HKBN Ltd
N/A
HKBN Ltd
000000000
280000.00000000
NS
150791.22000000
0.120584895724
Long
EC
CORP
HK
N
1
N
N
N
VMware Inc
549300BUDHS3LRWBE814
VMware Inc
928563402
2000.00000000
NS
USD
287380.00000000
0.229812367944
Long
EC
CORP
US
N
1
N
N
N
Iveco Group NV
549300ZWF2ZJDD9EOR96
Iveco Group NV
000000000
20000.00000000
NS
180091.65000000
0.144015897186
Long
EC
CORP
IT
N
1
N
N
N
Numis Corp PLC
213800ARWWDZZCNBHD25
Numis Corp PLC
000000000
2500.00000000
NS
10556.88000000
0.008442137904
Long
EC
CORP
GB
N
1
N
N
N
Telesat Corp
N/A
Telesat Corp
879512309
42047.00000000
NS
USD
396082.74000000
0.316739899718
Long
EC
CORP
CA
N
1
N
N
N
CNFinance Holdings Ltd
N/A
CNFinance Holdings Ltd
18979T105
2237.00000000
NS
USD
6536.51000000
0.005227123812
Long
EC
CORP
CN
N
1
N
N
N
Stratasys Ltd
529900MU215GIP9SZ741
Stratasys Ltd
000000000
14000.00000000
NS
USD
248640.00000000
0.198832720320
Long
EC
CORP
US
N
1
N
N
N
Alvopetro Energy Ltd/CA
N/A
Alvopetro Energy Ltd/CA
02255Q209
13333.00000000
NS
106281.55000000
0.084991351779
Long
EC
CORP
CA
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797FB8
4750000.00000000
PA
USD
4675900.00000000
3.739229073943
Long
DBT
UST
US
N
2
2023-10-19
None
0.00000000
N
N
N
N
N
N
US Xpress Enterprises Inc
549300NXY19K1OZN4915
US Xpress Enterprises Inc
90338N202
180000.00000000
NS
USD
1105200.00000000
0.883807603353
Long
EC
CORP
US
N
1
N
N
N
Healthcare Realty Trust Inc
549300L0I14L7I0VLX84
Healthcare Realty Trust Inc
42226K105
3000.00000000
NS
USD
56580.00000000
0.045245959281
Long
EC
CORP
US
N
1
N
N
N
KINCROSS GOLDCORP CVR
N/A
KINCROSS GOLDCORP CVR
000000000
10000.00000000
NS
0.00000000
0.000000
Long
EC
CORP
CA
N
3
N
N
N
Liberty Global PLC
549300BSGXG3QLIQYT84
Liberty Global PLC
000000000
40000.00000000
NS
USD
674400.00000000
0.539304965347
Long
EC
CORP
GB
N
1
N
N
N
State Street Bank and Trust Company
571474TGEMMWANRLN572
EUR/USD FORWARD
000000000
1.00000000
NC
USD
14873.42000000
0.011893993561
N/A
DFE
CORP
US
N
2
State Street Bank and Trust Company
571474TGEMMWANRLN572
-4000000.00000000
EUR
4386049.20000000
USD
2023-07-28
14873.42000000
N
N
N
Abertis Infraestructuras SA
549300GKFVWI02JQ5332
Abertis Infraestructuras SA
000000000
40000.00000000
NS
182885.12000000
0.146249782479
Long
EC
CORP
ES
N
3
N
N
N
Rovio Entertainment Oyj
743700H95H3OPXDV6568
Rovio Entertainment Oyj
000000000
15000.00000000
NS
149439.84000000
0.119504222616
Long
EC
CORP
FI
N
1
N
N
N
PNM Resources Inc
5493003JOBJGLZSDDQ28
PNM Resources Inc
69349H107
94000.00000000
NS
USD
4239400.00000000
3.390168253400
Long
EC
CORP
US
N
1
N
N
N
Orange Belgium SA
5493007JS0ZHJVBUWP18
Orange Belgium SA
000000000
47000.00000000
NS
709803.78000000
0.567616700735
Long
EC
CORP
BE
N
1
N
N
N
Chr Hansen Holding A/S
549300MKPW8ZF3E8MW37
Chr Hansen Holding A/S
000000000
5500.00000000
NS
381739.58000000
0.305269945082
Long
EC
CORP
DK
N
1
N
N
N
Triton International Ltd
N/A
Triton International Ltd
000000000
1000.00000000
NS
USD
83260.00000000
0.066581452275
Long
EC
CORP
BM
N
1
N
N
N
Koninklijke KPN NV
549300YO0JZHAL7FVP81
Koninklijke KPN NV
000000000
175000.00000000
NS
624248.24000000
0.499199548400
Long
EC
CORP
NL
N
1
N
N
N
Southwest Gas Holdings Inc
N/A
Southwest Gas Holdings Inc
844895102
10000.00000000
NS
USD
636500.00000000
0.508997049886
Long
EC
CORP
US
N
1
N
N
N
Chinook Therapeutics Inc
549300X0O3003W5QYQ48
Chinook Therapeutics Inc
16961L106
1000.00000000
NS
USD
38420.00000000
0.030723749656
Long
EC
CORP
US
N
1
N
N
N
Activision Blizzard Inc
549300TPQQDBP9GNOF40
Activision Blizzard Inc
00507V109
4000.00000000
NS
USD
337200.00000000
0.269652482673
Long
EC
CORP
US
N
1
N
N
N
TOBIRA THERAPEUTICS INC
N/A
TOBIRA THERAPEUTIC
000000000
11000.00000000
NS
USD
0.01000000
0.000000007996
Long
EC
CORP
US
N
3
N
N
N
Sciplay Corp
549300B8E2F1A3EW6869
Sciplay Corp
809087109
40000.00000000
NS
USD
787200.00000000
0.629508998697
Long
EC
CORP
US
N
1
N
N
N
Shore Bancshares Inc
N/A
Shore Bancshares Inc
825107105
-4657.00000000
NS
USD
-53834.92000000
-0.04305077055
Short
EC
CORP
US
N
1
N
N
N
Steel Partners Holdings LP
5493009U8Z59G5SIZ389
Steel Partners Holdings LP
85814R107
23600.00000000
NS
USD
1121000.00000000
0.896442565471
Long
EC
CORP
US
N
1
N
N
N
Columbia Banking System Inc
N/A
Columbia Banking System Inc
197236102
8000.00000000
NS
USD
162240.00000000
0.129740269243
Long
EC
CORP
US
N
1
N
N
N
Fanhua Inc
254900NUPTYHZ8HHTK43
Fanhua Inc
30712A103
11000.00000000
NS
USD
91410.00000000
0.073098853621
Long
EC
CORP
CN
N
1
N
N
N
PREVAIL THERAPEUTICS INC
N/A
PREVAIL THERAPEUTICS INC
000000000
3000.00000000
NS
USD
1500.00000000
0.001199521720
Long
EC
CORP
US
N
2
N
N
N
Diversey Holdings Ltd
N/A
Diversey Holdings Ltd
000000000
151646.00000000
NS
USD
1272309.94000000
1.017442271801
Long
EC
CORP
US
N
1
N
N
N
Artemis Gold Inc
N/A
Artemis Gold Inc
04302L100
20000.00000000
NS
71862.62000000
0.057467182367
Long
EC
CORP
CA
N
1
N
N
N
Amedisys Inc
5299001RBS9GK9STN379
Amedisys Inc
023436108
500.00000000
NS
USD
45720.00000000
0.036561422027
Long
EC
CORP
US
N
1
N
N
N
Cadence Bank
Q7C315HKI8VX0SSKBS64
Cadence Bank
12740C103
12000.00000000
NS
USD
235680.00000000
0.188468852658
Long
EC
CORP
US
N
1
N
N
N
TREASURY BILL
254900HROIFWPRGM1V77
United States Treasury Bill
912797FL6
3250000.00000000
PA
USD
3182705.50000000
2.545149583908
Long
DBT
UST
US
N
2
2023-11-24
None
0.00000000
N
N
N
N
N
N
2023-08-28
GDL Fund
John C. Ball
John C. Ball
Treasurer