S-3/A 1 blin20220301_s3a.htm FORM S-3/A blin20220301_s3a.htm

 

As filed with the Securities and Exchange Commission on March 2, 2022

 

Registration No. 333-262764

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

AMENDMENT NO. 1

TO

FORM S-3

 

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933

 

 

BRIDGELINE DIGITAL, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Delaware

52-2263942

(State or Other Jurisdiction of

Incorporation or Organization)

(I.R.S. Employer

Identification Number)

   

100 Sylvan Road, Suite G-700

Woburn, MA 01801

(781) 376-5555

Roger Kahn

President and Chief Executive Officer

Bridgeline Digital, Inc.

100 Sylvan Road, Suite G-700

Woburn, MA 01801

(781) 376-5555

(Address, Including Zip Code, and Telephone

Number, Including Area Code, of Registrant’s

Principal Executive Offices)

(Name, Address, Including Zip Code, and Telephone

Number, Including Area Code, of Agent for Service)

 

 

From time to time after the effective date of this Registration Statement

(Approximate date of commencement of proposed sale to public)

 

Copies of all communications, including all communications sent to the agent for service, should be sent to:

 

Roger Kahn

President and Chief Executive Officer

Bridgeline Digital, Inc.

100 Sylvan Road, Suite G-700

Woburn, MA 01801

(781) 376-5555

 

Daniel W. Rumsey, Esq.

Jessica R. Sudweeks, Esq.

Disclosure Law Group,

a Professional Corporation

655 West Broadway, Suite 870

San Diego, California 92101

Tel: (619) 272-7050

Fax: (619) 330-2101

 

 

 

If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box.  ☐

 

If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ☒

 

If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

 

If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering.  ☐

 

If this form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box.  ☐

 

If this form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box.  ☐

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large accelerated filer

Accelerated filer

Non-accelerated filer

Smaller reporting company

   

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

The Registrant hereby amends this registration statement on such date or dates as may be necessary to delay its effective date until the registrant shall file a further amendment which specifically states that this registration statement shall thereafter become effective in accordance with Section 8(a) of the Securities Act of 1933 or until the registration statement shall become effective on such date as the Commission, acting pursuant to said section 8(a), may determine.

 

 

 

 

EXPLANATORY NOTE

 

Bridgeline Digital, Inc. (the “Company”) is filing this Amendment No. 1 to our Registration Statement on Form S-3 (File No. 333-262764) for the sole purpose of filing Exhibit 4.5 with the Securities and Exchange Commission. This Amendment No. 1 does not modify any provision of the Prospectus that forms a part of the Registration Statement and accordingly such Prospectus has not been included herein.

 

 

 

PART II

 

INFORMATION NOT REQUIRED IN PROSPECTUS

 

 

ITEM 16.  EXHIBITS

 

 

Exhibit

No.

Description

1.1*

Form of Underwriting Agreement

1.2*

Form of Placement Agent Agreement

4.1*

Form of any certificate of designation with respect to any preferred stock issued hereunder and the related form of preferred stock certificate

4.2*

Form of any warrant agreement with respect to each particular series of warrants issued hereunder

4.3*

Form of any warrant agency agreement with respect to each particular series of warrants issued hereunder

4.4*

Form of any unit agreement with respect to any unit issued hereunder

4.5

Form of indenture, between the registrant and one or more trustees to be named, filed herewith

4.6*

Form of debt securities

5.1**

Opinion of Disclosure Law Group, a Professional Corporation

23.1**

Consent of Independent Registered Public Accounting Firm – PKF O'Connor Davies, LLP

23.2**

Consent of Independent Registered Public Accounting Firm – Marcum LLP

23.3

Consent of Disclosure Law Group, a Professional Corporation (included in Exhibit 5.1)

24**

Power of Attorney (included on signature page of the Company’s Registration Statement on Form S-3, filed on February 16, 2022)

25.1†

Statement of Eligibility of Trustee on Form T-1 under the Trust Indenture Act of 1939, as amended

107

Filing Fee Table

 

* To be filed, if necessary, by an amendment to this registration statement or incorporation by reference pursuant to a Current Report on Form 8-K in connection with an offering of securities.

 

** Previously filed as an exhibit to the Company’s Registration Statement on Form S-3, filed on February 16, 2022.

 

† To be filed, if applicable, in accordance with the requirements of Section 305(b)(2) of the Trust Indenture Act of 1939 and Rule 5b-3 thereunder.

 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Woburn, Massachusetts on March 2, 2022.

 

 

BRIDGELINE DIGITAL, INC.

 
       
 

By:

/s/ Roger Kahn

 
   

Roger Kahn

 
   

President and Chief Executive Officer

(Principal Executive Officer) 

 

 

 

POWER OF ATTORNEY

 

 

Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.

 

Signature

 

Title

 

Date

         

/s/ *

 

President and Chief Executive Officer

 

March 2, 2022

Roger Kahn

 

(Principal Executive Officer)

   
         

/s/ *

 

Chief Financial Officer

 

March 2, 2022

Thomas R. Windhausen

 

(Principal Financial Officer)

   
         

/s/ *

 

Director

 

March 2, 2022

Kenneth Galaznik

       
         

/s/ *

 

Director

 

March 2, 2022

Joni Kahn

       
         

/s/ *

 

Director

 

March 2, 2022

Scott Landers

       
         

/s/ *

 

Director

 

March 2, 2022

Michael Taglich

       

 

* /s/ Roger Kahn

Attorney-in-fact