0001140361-16-077612.txt : 20160823 0001140361-16-077612.hdr.sgml : 20160823 20160823150548 ACCESSION NUMBER: 0001140361-16-077612 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160822 FILED AS OF DATE: 20160823 DATE AS OF CHANGE: 20160823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSB FINANCIAL CORP CENTRAL INDEX KEY: 0001635261 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 BUSINESS PHONE: (908) 647-4000 MAIL ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GALLAWAY W SCOTT CENTRAL INDEX KEY: 0001378128 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37506 FILM NUMBER: 161847101 MAIL ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 4 1 doc1.xml FORM 4 X0306 4 2016-08-22 0 0001635261 MSB FINANCIAL CORP MSBF 0001378128 GALLAWAY W SCOTT 1902 LONG HILL ROAD MILLINGTON NJ 07946 1 0 0 0 Common Stock 4331 I By Equity Incentive Plan Common Stock 24136 D Stock Option (Right to Buy) 13.04 2016-08-22 4 J 0 1508 0 D 2017-06-07 2026-06-06 Common Stock 1508 10556 D Stock Option (Right to Buy) 9.4323 2009-05-09 2018-05-08 Common Stock 21972 21972 D On August 22, 2016, the Reporting Person and the Company agreed to amend a previously-issued grant of stock options to reduce the number of shares of common stock that may be purchased upon exercise. The option was granted pursuant to the terms of the Company's 2016 Equity Incentive Plan which limited the aggregate number of options that may be granted to outside directors of the Company of which the Reporting Person is one to 84,449. Subsequent to the date of grant of the option, a new individual joined as an outside director. In order to permit the new director to participate in an equitable manner under the Plan and to further align his interests with that of stockholders generally, the outside directors each agreed to forfeit to the Company the right to purchase 1,508 shares. The option will continue to vest in increments of 20% of the reduced grant amount on each of the five anniversaries of the date of grant. /s/ W. Scott Gallaway By: Michael A. Shriner, POA 2016-08-22