0001140361-17-030595.txt : 20170808
0001140361-17-030595.hdr.sgml : 20170808
20170808162737
ACCESSION NUMBER: 0001140361-17-030595
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170804
FILED AS OF DATE: 20170808
DATE AS OF CHANGE: 20170808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHMITZ NANCY E
CENTRAL INDEX KEY: 0001378116
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37506
FILM NUMBER: 171015167
MAIL ADDRESS:
STREET 1: 1902 LONG HILL ROAD
CITY: MILLINGTON
STATE: NJ
ZIP: 07946
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MSB FINANCIAL CORP
CENTRAL INDEX KEY: 0001635261
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1902 LONG HILL ROAD
CITY: MILLINGTON
STATE: NJ
ZIP: 07946
BUSINESS PHONE: (908) 647-4000
MAIL ADDRESS:
STREET 1: 1902 LONG HILL ROAD
CITY: MILLINGTON
STATE: NJ
ZIP: 07946
4
1
doc1.xml
FORM 4
X0306
4
2017-08-04
0
0001635261
MSB FINANCIAL CORP
MSBF
0001378116
SCHMITZ NANCY E
1902 LONG HILL ROAD
MILLINGTON
NJ
07946
0
1
0
0
S. Vice President & Corp Sec.
Common Stock
5477
D
Common Stock
12000
I
Equity Incentive Plan
Common Stock
6786.0215
I
By ESOP
Stock Option (Right to Buy)
9.4323
2017-08-04
4
J
0
18832
0
D
2009-05-09
2018-05-08
Common Stock
18832
0
D
Stock Option (Right to Buy)
11.04
2017-06-07
2026-06-06
Common Stock
20000
20000
D
Pursuant to the terms of the stock option agreement, in lieu of the receipt of shares of common stock, upon the exercise of the options, the reporting person received a cash payment equal to the excess of the closing price of the common stock on the NASDAQ Stock Market on August 4, 2017 of $17.30 over the per share exercise price of $9.4323 multiplied by the number of options being exercised.
/s/ Nancy E. Schmitz By: Robert G. Russell, Jr., POA
2017-08-08