0001140361-17-030595.txt : 20170808 0001140361-17-030595.hdr.sgml : 20170808 20170808162737 ACCESSION NUMBER: 0001140361-17-030595 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170804 FILED AS OF DATE: 20170808 DATE AS OF CHANGE: 20170808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMITZ NANCY E CENTRAL INDEX KEY: 0001378116 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37506 FILM NUMBER: 171015167 MAIL ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSB FINANCIAL CORP CENTRAL INDEX KEY: 0001635261 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 BUSINESS PHONE: (908) 647-4000 MAIL ADDRESS: STREET 1: 1902 LONG HILL ROAD CITY: MILLINGTON STATE: NJ ZIP: 07946 4 1 doc1.xml FORM 4 X0306 4 2017-08-04 0 0001635261 MSB FINANCIAL CORP MSBF 0001378116 SCHMITZ NANCY E 1902 LONG HILL ROAD MILLINGTON NJ 07946 0 1 0 0 S. Vice President & Corp Sec. Common Stock 5477 D Common Stock 12000 I Equity Incentive Plan Common Stock 6786.0215 I By ESOP Stock Option (Right to Buy) 9.4323 2017-08-04 4 J 0 18832 0 D 2009-05-09 2018-05-08 Common Stock 18832 0 D Stock Option (Right to Buy) 11.04 2017-06-07 2026-06-06 Common Stock 20000 20000 D Pursuant to the terms of the stock option agreement, in lieu of the receipt of shares of common stock, upon the exercise of the options, the reporting person received a cash payment equal to the excess of the closing price of the common stock on the NASDAQ Stock Market on August 4, 2017 of $17.30 over the per share exercise price of $9.4323 multiplied by the number of options being exercised. /s/ Nancy E. Schmitz By: Robert G. Russell, Jr., POA 2017-08-08