0001140361-16-077614.txt : 20160823
0001140361-16-077614.hdr.sgml : 20160823
20160823150828
ACCESSION NUMBER: 0001140361-16-077614
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160822
FILED AS OF DATE: 20160823
DATE AS OF CHANGE: 20160823
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MSB FINANCIAL CORP
CENTRAL INDEX KEY: 0001635261
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1902 LONG HILL ROAD
CITY: MILLINGTON
STATE: NJ
ZIP: 07946
BUSINESS PHONE: (908) 647-4000
MAIL ADDRESS:
STREET 1: 1902 LONG HILL ROAD
CITY: MILLINGTON
STATE: NJ
ZIP: 07946
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JOLLIFFE GARY T
CENTRAL INDEX KEY: 0001378110
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37506
FILM NUMBER: 161847113
MAIL ADDRESS:
STREET 1: 1902 LONG HILL ROAD
CITY: MILLINGTON
STATE: NJ
ZIP: 07946
4
1
doc1.xml
FORM 4
X0306
4
2016-08-22
0
0001635261
MSB FINANCIAL CORP
MSBF
0001378110
JOLLIFFE GARY T
1902 LONG HILL ROAD
MILLINGTON
NJ
07946
1
0
0
0
Common Stock
4331
I
By Equity Incentive Plan
Common Stock
24377
D
Common Stock
40405
I
By IRA
Common Stock
1937
I
By Spouse
Common Stock
5000
I
By Trust
Stock Options (Right to Buy)
13.04
2016-08-22
4
J
0
1508
0
D
2017-06-07
2026-06-06
Common Stock
1508
10556
D
Stock Options (Right to Buy)
9.4323
2009-05-09
2018-05-08
Common Stock
69054
69054
D
On August 22, 2016, the Reporting Person and the Company agreed to amend a previously-issued grant of stock options to reduce the number of shares of common stock that may be purchased upon exercise. The option was granted pursuant to the terms of the Company's 2016 Equity Incentive Plan which limited the aggregate number of options that may be granted to outside directors of the Company of which the Reporting Person is one to 84,449. Subsequent to the date of grant of the option, a new individual joined as an outside director. In order to permit the new director to participate in an equitable manner under the Plan and to further align his interests with that of stockholders generally, the outside directors each agreed to forfeit to the Company the right to purchase 1,508 shares. The option will continue to vest in increments of 20% of the reduced grant amount on each of the five anniversaries of the date of grant.
/s/ Gary T. Jolliffe By Michael Shriner, POA
2016-08-22