-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D4FpT6dmmwmmPQa/QLJnpp2JypQddiL9vu2KherjarwnbvSC+1W3UTC7eqMGKCJb aF+B8a5GpxsrXwDes+jRwA== 0000894189-09-003388.txt : 20091006 0000894189-09-003388.hdr.sgml : 20091006 20091006145523 ACCESSION NUMBER: 0000894189-09-003388 CONFORMED SUBMISSION TYPE: SC TO-I/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20091006 DATE AS OF CHANGE: 20091006 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Rochdale Core Alternative Strategies Fund LLC CENTRAL INDEX KEY: 0001377954 IRS NUMBER: 205686121 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC TO-I/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84219 FILM NUMBER: 091107841 BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-702-3500 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Rochdale Core Alternative Strategies Fund LLC CENTRAL INDEX KEY: 0001377954 IRS NUMBER: 205686121 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC TO-I/A BUSINESS ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-702-3500 MAIL ADDRESS: STREET 1: 570 LEXINGTON AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 SC TO-I/A 1 rcas_sctoi-a.htm AMENDED - ISSUER TENDER OFFER STATEMENT rcas_sctoi-a.htm
As filed with the Securities and Exchange Commission on October 6, 2009
 
Securities Act File No. 333-138071
Investment Company Act File No. 811-21965

 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
__________________________________________
 
SCHEDULE TO
ISSUER TENDER OFFER STATEMENT
(Pursuant to Section 13(e)(1) of the
Securities Exchange Act of 1934)
 
(Amendment No. 1)
 
Rochdale Core Alternative Strategies Fund LLC
(Name of Issuer)
 
Rochdale Core Alternative Strategies Fund LLC
 (Names of Person(s) Filing Statement)
 
Units of Interest, Par Value $0.01
(Title of Class of Securities)
 

Kurt Hawkesworth, Esq.
Senior Executive Vice President and General Counsel
Rochdale Investment Management LLC
570 Lexington Avenue
New York, New York 10022 6837
(212) 702-3500
 
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications on Behalf of Person(s) Filing Statement)
 
____________________________________________
 
Copies to:
Robert S. Schneider, Esq.
Kleinberg, Kaplan, Wolff & Cohen, P.C.
551 Fifth Avenue, 18th Floor
New York, New York 10176

 
CALCULATION OF FILING FEE
 
     
Transaction Valuation: $0 *
  
Amount of Filing Fee: $0 **
 
*
Calculated as the aggregate maximum value of Interests being purchased.
 
**
Calculated at $55.80 per $1,000,000 of the Transaction Valuation.
 
x
Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing.
 
Amount Previously Paid: $83.70
Form or Registration No.: SCHEDULE TO, REGISTRATION NO. 333-138071
Filing Party: Rochdale Core Alternative Strategies Fund LLC
Date Filed: August 24, 2009
 
¨
Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer.
 
Check the appropriate boxes below to designate any transactions to which the statement relates:
 
¨
third-party tender offer subject to Rule 14d-1.
 
x
issuer tender offer subject to Rule 13e-4.
 
¨
going-private transaction subject to Rule 13e-3.
 
¨
amendment to Schedule 13D under Rule 13d-2.
 
Check the following box if the filing is a final amendment reporting the results of the tender offer: x
 
This Amendment No. 1 amends and supplements the Tender Offer Statement on Schedule TO originally filed with the Securities and Exchange Commission on August 24, 2009 (the “Schedule TO”) by Rochdale Core Alternative Strategies Fund LLC (the “Fund”), relating to the offer by the Fund to purchase an amount of units of limited liability company interests of the Fund (the “Units”) from the members of the Fund (the “Members”) for cash on the terms and conditions set forth in the Offer to Purchase dated August 24, 2009, and the related Letter of Transmittal (which, as amended or supplemented from time to time, together constitute the “Offer”).  The Fund offered to purchase up to $1,500,000 of Units or portions thereof properly tendered by Members at a price equal to the net asset value of Units as of September 30, 2009 (the “Valuation Date”).  This Amendment No. 1 is intended to satisfy the reporting requirements of Rule 13e-(4)(c)(4) of the Securities Exchange Act of 1934, as amended.  Copies of the Offer to Purchase and the related Letter of Transmittal were previously filed with the Schedule TO as Exhibits (a)(1)(i) and (ii), respectively.
 
The Offer terminated at 5:00 p.m., Eastern time, on September 22, 2009.  Pursuant to the Offer, Units with a net asset value of $1,491,795 as determined as of the Valuation Date were tendered and accepted by the Fund.
 
 
SIGNATURE
 
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Rochdale Core Alternative Strategies Fund LLC
   
   
 
By:       /s/ Carl Acebes **
 
   Carl Acebes
 
   Chairman


October 6, 2009
 
**By: /s/ Kurt Hawkesworth
Kurt Hawkesworth
As attorney-in-fact
__________________
**           Pursuant to power of attorney dated February 1, 2007, and included as an exhibit to the Registration Statement on Form N-2, as amended, of Rochdale Core Alternative Strategies Fund LLC (1933 Act File No. 333-138071 and 1940 Act File No. 811-21965).
 

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