EX-32.1 4 a14-12343_1ex32d1.htm EX-32.1

Exhibit 32.1

 

CERTIFICATION PURSUANT TO

18 U.S.C. SECTION 1350,

AS ADOPTED PURSUANT TO

SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

 

In connection with the Annual Report on Form 10-K of Saratoga Investment Corp. (the “Company”) for the annual period ended February 28, 2014, as filed with the Securities Exchange Commission on the date hereof (the “Report”), I, Christian L. Oberbeck, Chief Executive Officer of the Company, and I, Henri J. Steenkamp, Interim Chief Financial Officer of the Company, each certify, pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, that to our knowledge:

 

1. The Report fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934, as amended; and

 

2. The information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company.

 

Date:  May 27, 2014

/s/ CHRISTIAN L. OBERBECK

 

Christian L. Oberbeck

 

Chief Executive Officer

 

 

/s/ HENRI J. STEENKAMP

 

Name: Henri J. Steenkamp

 

Interim Chief Financial Officer and Interim Chief Compliance Officer