0000921895-20-000012.txt : 20200102
0000921895-20-000012.hdr.sgml : 20200102
20200102181520
ACCESSION NUMBER: 0000921895-20-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200102
FILED AS OF DATE: 20200102
DATE AS OF CHANGE: 20200102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH PETE A
CENTRAL INDEX KEY: 0001590070
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33278
FILM NUMBER: 20502653
MAIL ADDRESS:
STREET 1: C/O POLYPORE INTERNATIONAL, INC.
STREET 2: 11430 N. COMMUNITY HOUSE RD, SUITE 350
CITY: CHARLOTTE
STATE: NC
ZIP: 28277
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AVIAT NETWORKS, INC.
CENTRAL INDEX KEY: 0001377789
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 205961564
FISCAL YEAR END: 0703
BUSINESS ADDRESS:
STREET 1: 860 N. MCCARTHY BLVD, SUITE 200
CITY: MILPITAS
STATE: CA
ZIP: 95035
BUSINESS PHONE: 4089417100
MAIL ADDRESS:
STREET 1: 860 N. MCCARTHY BLVD, SUITE 200
CITY: MILPITAS
STATE: CA
ZIP: 95035
FORMER COMPANY:
FORMER CONFORMED NAME: Aviat Networks Inc
DATE OF NAME CHANGE: 20161109
FORMER COMPANY:
FORMER CONFORMED NAME: AVIAT NETWORKS, INC.
DATE OF NAME CHANGE: 20100128
FORMER COMPANY:
FORMER CONFORMED NAME: HARRIS STRATEX NETWORKS, INC.
DATE OF NAME CHANGE: 20100126
4
1
form411093001_01022020.xml
OWNERSHIP DOCUMENT
X0306
4
2020-01-02
0
0001377789
AVIAT NETWORKS, INC.
AVNW
0001590070
SMITH PETE A
C/O AVIAT NETWORKS, INC.
200 PARKER DR., SUITE C100A
AUSTIN
TX
78728
0
1
0
0
President & CEO
Restricted Stock Units
2020-01-02
4
A
0
18750
0
A
2022-01-02
Common Stock, par value $0.01 per share
18750
18750
D
Restricted Stock Units
2020-01-02
4
A
0
27750
0
A
2023-01-02
Common Stock, par value $0.01 per share
27750
27750
D
Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of the Issuer's common stock.
The RSUs shall vest if and when the price of the Issuer's common stock reaches $22.50, subject to the Reporting Person's continuous employment from the Transaction Date.
The RSUs were granted pursuant to the terms of that certain Employment Agreement, between the Reporting Person and the Issuer.
The RSUs shall vest if and when the price of the Issuer's common stock reaches $30.00, subject to the Reporting Person's continuous employment from the Transaction Date.
/s/ Pete A. Smith
2020-01-02