0000921895-20-000012.txt : 20200102 0000921895-20-000012.hdr.sgml : 20200102 20200102181520 ACCESSION NUMBER: 0000921895-20-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200102 DATE AS OF CHANGE: 20200102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH PETE A CENTRAL INDEX KEY: 0001590070 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33278 FILM NUMBER: 20502653 MAIL ADDRESS: STREET 1: C/O POLYPORE INTERNATIONAL, INC. STREET 2: 11430 N. COMMUNITY HOUSE RD, SUITE 350 CITY: CHARLOTTE STATE: NC ZIP: 28277 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVIAT NETWORKS, INC. CENTRAL INDEX KEY: 0001377789 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 205961564 FISCAL YEAR END: 0703 BUSINESS ADDRESS: STREET 1: 860 N. MCCARTHY BLVD, SUITE 200 CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4089417100 MAIL ADDRESS: STREET 1: 860 N. MCCARTHY BLVD, SUITE 200 CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: Aviat Networks Inc DATE OF NAME CHANGE: 20161109 FORMER COMPANY: FORMER CONFORMED NAME: AVIAT NETWORKS, INC. DATE OF NAME CHANGE: 20100128 FORMER COMPANY: FORMER CONFORMED NAME: HARRIS STRATEX NETWORKS, INC. DATE OF NAME CHANGE: 20100126 4 1 form411093001_01022020.xml OWNERSHIP DOCUMENT X0306 4 2020-01-02 0 0001377789 AVIAT NETWORKS, INC. AVNW 0001590070 SMITH PETE A C/O AVIAT NETWORKS, INC. 200 PARKER DR., SUITE C100A AUSTIN TX 78728 0 1 0 0 President & CEO Restricted Stock Units 2020-01-02 4 A 0 18750 0 A 2022-01-02 Common Stock, par value $0.01 per share 18750 18750 D Restricted Stock Units 2020-01-02 4 A 0 27750 0 A 2023-01-02 Common Stock, par value $0.01 per share 27750 27750 D Each restricted stock unit ("RSU") represents a contingent right to receive, at settlement, one share of the Issuer's common stock. The RSUs shall vest if and when the price of the Issuer's common stock reaches $22.50, subject to the Reporting Person's continuous employment from the Transaction Date. The RSUs were granted pursuant to the terms of that certain Employment Agreement, between the Reporting Person and the Issuer. The RSUs shall vest if and when the price of the Issuer's common stock reaches $30.00, subject to the Reporting Person's continuous employment from the Transaction Date. /s/ Pete A. Smith 2020-01-02