0001552890-16-000126.txt : 20160107
0001552890-16-000126.hdr.sgml : 20160107
20160107192906
ACCESSION NUMBER: 0001552890-16-000126
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160105
FILED AS OF DATE: 20160107
DATE AS OF CHANGE: 20160107
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAVELIN MORTGAGE INVESTMENT CORP.
CENTRAL INDEX KEY: 0001552890
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 455517523
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
BUSINESS PHONE: 772-617-4340
MAIL ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hain Robert C
CENTRAL INDEX KEY: 0001377714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35673
FILM NUMBER: 161331221
MAIL ADDRESS:
STREET 1: C/O TAILWIND FINANCIAL INC.
STREET 2: 181 BAY STREET, SUITE 2040
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
4
1
wf-form4_145221293645646.xml
FORM 4
X0306
4
2016-01-05
0
0001552890
JAVELIN MORTGAGE INVESTMENT CORP.
JMI
0001377714
Hain Robert C
3001 OCEAN DRIVE, STE 201
VERO BEACH
FL
32963
1
0
0
0
Common Stock, $0.001 par value per share
2016-01-05
4
A
0
637
A
3689
I
See Footnote
On January 5, 2016, the reporting person received 637 shares of JAVELIN common stock pursuant to quarterly compensation paid for the reporting person's service on JAVELIN's Board of Directors. Commencing with the end of the first fiscal quarter of 2014, the reporting person may elect to receive $10,000 of the reporting person's total quarterly compensation (or $40,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. JAVELIN's Board of Directors has unanimously elected to reduce non-management director fees to $75,000 per person per annum, effective December 14, 2015. The 637 shares of stock represent the reporting person's election of stock compensation for the past quarter, adjusted for the reduction to the reporting person's director fees for the past quarter.
Represents shares owned indirectly through HW Trust Company Limited as Trustees of The RCH Guernsey Trust. Mr. Hain is deemed to beneficially own the shares held by the HW Trust Company Limited as Trustees of The RCH Guernsey Trust and has a pecuniary interest in and investment control over the shares.
/s/ Robert C. Hain
2016-01-07