0001428205-15-000238.txt : 20151005 0001428205-15-000238.hdr.sgml : 20151005 20151005175231 ACCESSION NUMBER: 0001428205-15-000238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151001 FILED AS OF DATE: 20151005 DATE AS OF CHANGE: 20151005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAVELIN MORTGAGE INVESTMENT CORP. CENTRAL INDEX KEY: 0001552890 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 455517523 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 BUSINESS PHONE: 772-617-4340 MAIL ADDRESS: STREET 1: 3001 OCEAN DRIVE STREET 2: SUITE 201 CITY: VERO BEACH STATE: FL ZIP: 32963 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hain Robert C CENTRAL INDEX KEY: 0001377714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35673 FILM NUMBER: 151144381 MAIL ADDRESS: STREET 1: C/O TAILWIND FINANCIAL INC. STREET 2: 181 BAY STREET, SUITE 2040 CITY: TORONTO STATE: A6 ZIP: M5J 2T3 4 1 wf-form4_144408194177263.xml FORM 4 X0306 4 2015-10-01 0 0001552890 JAVELIN MORTGAGE INVESTMENT CORP. JMI 0001377714 Hain Robert C 3001 OCEAN DRIVE, STE 201 VERO BEACH FL 32963 1 0 0 0 Common Stock, $0.001 par value per share 2015-10-01 4 A 0 663 A 3052 I See Footnote On October 1, 2015, the reporting person received 663 shares of JAVELIN common stock pursuant to quarterly compensation paid for the reporting person's service on JAVELIN's Board of Directors. Commencing with the end of the first fiscal quarter of 2014, the reporting person may elect to receive $10,000 of the reporting person's total quarterly compensation (or $40,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 663 shares of stock represent the reporting person's election of stock compensation for the past quarter. Represents shares owned indirectly through HW Trust Company Limited as Trustees of The RCH Guernsey Trust. Mr. Hain is deemed to beneficially own the shares held by the HW Trust Company Limited as Trustees of The RCH Guernsey Trust and has a pecuniary interest in and investment control over the shares. /s/ Robert C. Hain 2015-10-05