0001428205-15-000238.txt : 20151005
0001428205-15-000238.hdr.sgml : 20151005
20151005175231
ACCESSION NUMBER: 0001428205-15-000238
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151001
FILED AS OF DATE: 20151005
DATE AS OF CHANGE: 20151005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: JAVELIN MORTGAGE INVESTMENT CORP.
CENTRAL INDEX KEY: 0001552890
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 455517523
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
BUSINESS PHONE: 772-617-4340
MAIL ADDRESS:
STREET 1: 3001 OCEAN DRIVE
STREET 2: SUITE 201
CITY: VERO BEACH
STATE: FL
ZIP: 32963
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hain Robert C
CENTRAL INDEX KEY: 0001377714
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35673
FILM NUMBER: 151144381
MAIL ADDRESS:
STREET 1: C/O TAILWIND FINANCIAL INC.
STREET 2: 181 BAY STREET, SUITE 2040
CITY: TORONTO
STATE: A6
ZIP: M5J 2T3
4
1
wf-form4_144408194177263.xml
FORM 4
X0306
4
2015-10-01
0
0001552890
JAVELIN MORTGAGE INVESTMENT CORP.
JMI
0001377714
Hain Robert C
3001 OCEAN DRIVE, STE 201
VERO BEACH
FL
32963
1
0
0
0
Common Stock, $0.001 par value per share
2015-10-01
4
A
0
663
A
3052
I
See Footnote
On October 1, 2015, the reporting person received 663 shares of JAVELIN common stock pursuant to quarterly compensation paid for the reporting person's service on JAVELIN's Board of Directors. Commencing with the end of the first fiscal quarter of 2014, the reporting person may elect to receive $10,000 of the reporting person's total quarterly compensation (or $40,000 on an annual basis) paid in common stock, cash, or a combination of stock and cash at the option of the director. The 663 shares of stock represent the reporting person's election of stock compensation for the past quarter.
Represents shares owned indirectly through HW Trust Company Limited as Trustees of The RCH Guernsey Trust. Mr. Hain is deemed to beneficially own the shares held by the HW Trust Company Limited as Trustees of The RCH Guernsey Trust and has a pecuniary interest in and investment control over the shares.
/s/ Robert C. Hain
2015-10-05