0001140361-17-004151.txt : 20170202 0001140361-17-004151.hdr.sgml : 20170202 20170202151804 ACCESSION NUMBER: 0001140361-17-004151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 EFFECTIVENESS DATE: 20170202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stanford Investment Group, Inc. CENTRAL INDEX KEY: 0001377633 IRS NUMBER: 942749012 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12391 FILM NUMBER: 17568049 BUSINESS ADDRESS: STREET 1: 2570 W. EL CAMINO REAL, SUITE 520 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 BUSINESS PHONE: 650-941-1717 MAIL ADDRESS: STREET 1: 2570 W. EL CAMINO REAL, SUITE 520 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001377633 XXXXXXXX 12-31-2016 12-31-2016 Stanford Investment Group, Inc.

2570 W. EL CAMINO REAL, SUITE 520 MOUNTAIN VIEW CA 94040

13F HOLDINGS REPORT 028-12391 N Lisa M. Barnea 650-941-1717 Lisa M. Barnea Mountain View CA 02-02-2017 0 380 205240 false INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 569 3187 SH SOLE 3187 0 0 ABAXIS INC COM 002567105 422 8000 SH SOLE 8000 0 0 ACELRX PHARMACEUTICALS IN COM 00444T100 8 3000 SH SOLE 3000 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2 65 SH SOLE 0 0 65 ACUITY BRANDS INC COM 00508Y102 32 137 SH SOLE 137 0 0 ADOBE SYS INC COM 00724F101 1305 12675 SH SOLE 12675 0 0 ADVANSIX INC COM 00773T101 0 4 SH SOLE 4 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 8 174 SH SOLE 122 0 52 ALEXION PHARMACEUTICALS I COM 015351109 30 244 SH SOLE 244 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 25 280 SH SOLE 280 0 0 ALLEGHANY CORP DEL COM 017175100 36 60 SH SOLE 60 0 0 ALPHABET INC CAP STK CL A 02079K305 565 713 SH SOLE 603 0 110 ALPHABET INC CAP STK CL C 02079K107 611 791 SH SOLE 681 0 110 ALPS ETF TR ALERIAN MLP 00162Q866 104 8255 SH SOLE 8255 0 0 ALTRIA GROUP INC COM 02209S103 46 681 SH SOLE 681 0 0 AMAZON COM INC COM 023135106 159 212 SH 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SOLE 61949 0 0 SYSCO CORP COM 871829107 47 850 SH SOLE 850 0 0 SYSTEMAX INC COM 871851101 0 9 SH SOLE 0 0 9 TABLEAU SOFTWARE INC CL A 87336U105 5346 126843 SH SOLE 126843 0 0 TARGET CORP COM 87612E106 29 400 SH SOLE 400 0 0 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 21 1450 PRN SOLE 1450 0 0 TEMPLETON GLOBAL INCOME F COM 880198106 65 10050 SH SOLE 10050 0 0 TESLA MTRS INC COM 88160R101 300 1405 SH SOLE 1380 0 25 TEXAS INSTRS INC COM 882508104 1 7 SH SOLE 0 0 7 TIME INC NEW COM 887228104 0 28 SH SOLE 28 0 0 TIME WARNER INC COM NEW 887317303 22 228 SH SOLE 228 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 69 1400 SH SOLE 1400 0 0 TORTOISE MLP FD INC COM 89148B101 60 3163 SH SOLE 3163 0 0 TOTAL S A SPONSORED ADR 89151E109 5 100 SH SOLE 100 0 0 TRACTOR SUPPLY CO COM 892356106 76 1000 SH SOLE 1000 0 0 TRANSCONTINENTAL RLTY INV COM NEW 893617209 12 1055 PRN SOLE 1055 0 0 TRINET GROUP INC COM 896288107 14 550 SH SOLE 550 0 0 TWITTER INC COM 90184L102 35 2172 SH SOLE 2172 0 0 ULTA SALON COSMETCS & FRA COM 90384S303 41 161 SH SOLE 161 0 0 UNDER ARMOUR INC CL A 904311107 20 700 SH SOLE 700 0 0 UNILEVER N V N Y SHS NEW 904784709 3 62 SH SOLE 62 0 0 UNION PAC CORP COM 907818108 30 294 SH SOLE 294 0 0 UNIT CORP COM 909218109 40 1500 SH SOLE 1500 0 0 UNITED SECURITY BANCSHARE COM 911460103 96 12357 SH SOLE 12357 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 4 300 SH SOLE 300 0 0 UNITED TECHNOLOGIES CORP COM 913017109 13 117 SH SOLE 117 0 0 UNITEDHEALTH GROUP INC COM 91324P102 49 307 SH SOLE 0 0 307 US BANCORP DEL COM NEW 902973304 57 1106 SH SOLE 1106 0 0 USD PARTNERS LP COM UT REP LTD 903318103 31 1950 PRN SOLE 1950 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 8 400 SH SOLE 400 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 4 200 SH SOLE 200 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 122 1138 SH SOLE 1138 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 6017 75734 SH SOLE 73312 0 2421 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 18847 233285 SH SOLE 211637 762 20886 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 13 247 SH SOLE 247 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 190 1652 SH SOLE 1652 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 11 89 SH SOLE 89 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 130 1165 SH SOLE 1165 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 96 1037 SH SOLE 1037 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 156 1475 SH SOLE 1475 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 42490 206956 SH SOLE 183745 11652 11560 VANGUARD INDEX FDS MID CAP ETF 922908629 21 157 SH SOLE 157 0 0 VANGUARD INDEX FDS REIT ETF 922908553 213 2580 SH SOLE 2580 0 0 VANGUARD INTL EQUITY INDE ALLWRLD EX US 922042775 29 650 SH SOLE 650 0 0 VANGUARD INTL EQUITY INDE FTSE EMR MKT ETF 922042858 1833 51216 SH SOLE 37227 8624 5365 VANGUARD INTL EQUITY INDE FTSE PACIFIC ETF 922042866 9 150 SH SOLE 150 0 0 VANGUARD INTL EQUITY INDE FTSE EUROPE ETF 922042874 7 150 SH SOLE 150 0 0 VANGUARD SPECIALIZED PORT DIV APP ETF 921908844 37517 440441 SH SOLE 390051 24807 25583 VANGUARD STAR FD VG TL INTL STK F 921909768 36 776 SH SOLE 776 0 0 VANGUARD TAX MANAGED INTL FTSE DEV MKT ETF 921943858 10741 293963 SH SOLE 269397 2650 21916 VANGUARD WHITEHALL FDS IN HIGH DIV YLD 921946406 2 22 SH SOLE 22 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 10 77 SH SOLE 77 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 84 690 SH SOLE 690 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 13 122 SH SOLE 122 0 0 VARIAN MED SYS INC COM 92220P105 36 400 SH SOLE 400 0 0 VENTAS INC COM 92276F100 69 1100 PRN SOLE 1100 0 0 VERISIGN INC COM 92343E102 1 12 SH SOLE 12 0 0 VERIZON COMMUNICATIONS IN COM 92343V104 104 1940 SH SOLE 1940 0 0 VISA INC COM CL A 92826C839 285 3650 SH SOLE 3650 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 11 460 SH SOLE 460 0 0 WALGREENS BOOTS ALLIANCE COM 931427108 9 106 SH SOLE 106 0 0 WAL-MART STORES INC COM 931142103 42 609 SH SOLE 609 0 0 WASTE MGMT INC DEL COM 94106L109 64 900 SH SOLE 700 0 200 WATERS CORP COM 941848103 40 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW COM 949746101 693 12580 SH SOLE 12580 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 16 700 SH SOLE 700 0 0 WHIRLPOOL CORP COM 963320106 14 78 SH SOLE 78 0 0 WHOLE FOODS MKT INC COM 966837106 92 2991 SH SOLE 2879 0 112 WILLIAMS COS INC DEL COM 969457100 111 3565 SH SOLE 3565 0 0 WILLIAMS SONOMA INC COM 969904101 22 460 SH SOLE 460 0 0 WINMARK CORP COM 974250102 25 200 SH SOLE 200 0 0 WISDOMTREE TR GBL SMLCP DIVI 97717X446 13 600 SH SOLE 600 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 212 3700 SH SOLE 3700 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 83 1000 SH SOLE 1000 0 0 WORKDAY INC CL A 98138H101 145 2201 SH SOLE 100 0 2101 WYNN RESORTS LTD COM 983134107 9 100 SH SOLE 100 0 0 YAHOO INC COM 984332106 4 102 SH SOLE 102 0 0 ZENDESK INC COM 98936J101 30 1397 SH SOLE 1397 0 0 ZOES KITCHEN INC COM 98979J109 7 300 SH SOLE 300 0 0