0001140361-16-087130.txt : 20161118 0001140361-16-087130.hdr.sgml : 20161118 20161117182658 ACCESSION NUMBER: 0001140361-16-087130 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161117 EFFECTIVENESS DATE: 20161118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stanford Investment Group, Inc. CENTRAL INDEX KEY: 0001377633 IRS NUMBER: 942749012 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12391 FILM NUMBER: 162006059 BUSINESS ADDRESS: STREET 1: 2570 W. EL CAMINO REAL, SUITE 520 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 BUSINESS PHONE: 650-941-1717 MAIL ADDRESS: STREET 1: 2570 W. EL CAMINO REAL, SUITE 520 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001377633 XXXXXXXX 06-30-2015 06-30-2015 Stanford Investment Group, Inc.

2570 W. EL CAMINO REAL, SUITE 520 MOUNTAIN VIEW CA 94040

13F HOLDINGS REPORT 028-12391 N Lisa M. Barnea 650-941-1717 Lisa M. Barnea Mountain View CA 11-17-2016 0 350 133594 false INFORMATION TABLE 2 form13fInfoTable.xml ALPS ETF TR ALERIAN MLP 00162Q866 23 1500 SH SOLE 1500 0 0 AT&T INC COM 00206R102 160 4518 SH SOLE 4518 0 0 ABAXIS INC COM 002567105 412 8000 SH SOLE 8000 0 0 ABBVIE INC COM 00287Y109 10 144 SH SOLE 144 0 0 ADOBE SYS INC COM 00724F101 1188 14661 SH SOLE 14661 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 23 145 SH SOLE 145 0 0 AFFILIATED MANAGERS GROUP COM 008252108 28 127 SH SOLE 127 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 5 122 SH SOLE 122 0 0 ALEXION PHARMACEUTICALS IN COM 015351109 31 174 SH SOLE 174 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 38 464 SH SOLE 464 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 28 95 SH SOLE 95 0 0 ALLSTATE CORP COM 020002101 48 740 SH SOLE 740 0 0 ALTRIA GROUP INC COM 02209S103 32 654 SH SOLE 654 0 0 AMAZON COM INC COM 023135106 101 232 SH SOLE 232 0 0 AMERICAN EXPRESS CO COM 025816109 28 365 SH SOLE 365 0 0 AMERICAN TOWER CORP NEW COM 03027X100 98 1047 SH SOLE 1047 0 0 AMGEN INC COM 031162100 58 380 SH SOLE 380 0 0 ANALOG DEVICES INC COM 032654105 45 700 SH SOLE 700 0 0 APPLE INC COM 037833100 10288 82023 SH SOLE 53004 28319 700 AQUA AMERICA INC COM 03836W103 9 375 SH SOLE 0 0 375 ARISTA NETWORKS INC COM 040413106 82 1000 SH SOLE 1000 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 18 360 SH SOLE 360 0 0 ASTERIAS BIOTHERAPEUTICS I COM SER A 04624N107 0 20 SH SOLE 20 0 0 AUTOMATIC DATA PROCESSING COM 053015103 30 380 SH SOLE 380 0 0 BB&T CORP COM 054937107 150 3720 SH SOLE 3720 0 0 BP PLC SPONSORED ADR 055622104 4 100 SH SOLE 100 0 0 BAKER HUGHES INC COM 057224107 57 919 SH SOLE 919 0 0 BANCO SANTANDER SA ADR 05964H105 0 1 SH SOLE 1 0 0 BANK AMER CORP COM 060505104 46 2716 SH SOLE 2716 0 0 BANK N S HALIFAX COM 064149107 15 300 SH SOLE 300 0 0 BAXTER INTL INC COM 071813109 17 250 SH SOLE 250 0 0 BED BATH & BEYOND INC COM 075896100 14 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 494 3627 SH SOLE 3527 0 100 BIOGEN INC COM 09062X103 5 13 SH SOLE 13 0 0 BLACKROCK DEFINED OPPRTY C COM 09255Q105 116 8680 SH SOLE 8680 0 0 BOEING CO COM 097023105 12 85 SH SOLE 85 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 70 1056 SH SOLE 1056 0 0 CBS CORP NEW CL B 124857202 20 352 SH SOLE 352 0 0 CDK GLOBAL INC COM 12508E101 7 126 SH SOLE 126 0 0 CVS HEALTH CORP COM 126650100 76 725 SH SOLE 725 0 0 CANADIAN NATL RY CO COM 136375102 35 600 SH SOLE 600 0 0 CANADIAN PAC RY LTD COM 13645T100 40 251 SH SOLE 251 0 0 CAPITAL ONE FINL CORP COM 14040H105 9 100 SH SOLE 100 0 0 CATAMARAN CORP COM 148887102 23 375 SH SOLE 375 0 0 CELGENE CORP COM 151020104 46 396 SH SOLE 396 0 0 CENTENE CORP DEL COM 15135B101 25 315 SH SOLE 315 0 0 CENTERPOINT ENERGY INC COM 15189T107 19 1000 SH SOLE 1000 0 0 CENTURYLINK INC COM 156700106 20 695 SH SOLE 695 0 0 CEPHEID COM 15670R107 1030 16850 SH SOLE 9850 0 7000 CERNER CORP COM 156782104 45 658 SH SOLE 658 0 0 CHEVRON CORP NEW COM 166764100 226 2341 SH SOLE 2170 171 0 CHICAGO BRIDGE & IRON CO N COM 167250109 28 550 SH SOLE 550 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 5 9 SH SOLE 9 0 0 CISCO SYS INC COM 17275R102 1729 62982 SH SOLE 62982 0 0 CITY NATL CORP COM 178566105 6128 67800 SH SOLE 67800 0 0 CLAYMORE EXCHANGE TRD FD T GUGG TIMBER ETF 18383Q879 15 600 SH SOLE 600 0 0 COCA COLA CO COM 191216100 73 1862 SH SOLE 1862 0 0 COGNIZANT TECHNOLOGY SOLUT CL A 192446102 20 325 SH SOLE 325 0 0 COLGATE PALMOLIVE CO COM 194162103 78 1200 SH SOLE 1200 0 0 COLLIERS INTL GROUP INC SUB VTG SHS 194693107 17 444 SH SOLE 444 0 0 COMPASS MINERALS INTL INC COM 20451N101 23 275 SH SOLE 275 0 0 CONSOLIDATED EDISON INC COM 209115104 8 145 SH SOLE 145 0 0 CONTINENTAL RESOURCES INC COM 212015101 4 100 SH SOLE 100 0 0 COSTCO WHSL CORP NEW COM 22160K105 30 222 SH SOLE 222 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 4 48 SH SOLE 48 0 0 DECKERS OUTDOOR CORP COM 243537107 43 600 SH SOLE 600 0 0 DEERE & CO COM 244199105 29 300 SH SOLE 300 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 31 265 SH SOLE 265 0 0 DISNEY WALT CO COM DISNEY 254687106 411 3600 SH SOLE 3462 0 138 DISCOVER FINL SVCS COM 254709108 14 250 SH SOLE 250 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 36 1090 SH SOLE 1090 0 0 DISCOVERY COMMUNICATNS NEW COM SER C 25470F302 6 200 SH SOLE 200 0 0 DOUBLELINE OPPORTUNISTIC C COM 258623107 7 300 SH SOLE 300 0 0 DOW CHEM CO COM 260543103 20 400 SH SOLE 400 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 31 437 SH SOLE 37 400 0 EGA EMERGING GLOBAL SHS TR EGS EMKTCONS ETF 268461779 20 750 SH SOLE 750 0 0 E M C CORP MASS COM 268648102 13 498 SH SOLE 498 0 0 EOG RES INC COM 26875P101 23 257 SH SOLE 257 0 0 EBAY INC COM 278642103 2 40 SH SOLE 40 0 0 EMERSON ELEC CO COM 291011104 78 1400 SH SOLE 1400 0 0 ENTERPRISE PRODS PARTNERS COM 293792107 119 3990 PRN SOLE 3990 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 71 2767 SH SOLE 2767 0 0 ERICSSON ADR B SEK 10 294821608 15 1425 SH SOLE 1425 0 0 EXELON CORP COM 30161N101 13 400 SH SOLE 0 0 400 EXPEDITORS INTL WASH INC COM 302130109 30 650 SH SOLE 650 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 36 400 SH SOLE 400 0 0 EXXON MOBIL CORP COM 30231G102 169 2030 SH SOLE 2030 0 0 FACEBOOK INC CL A 30303M102 3414 39801 SH SOLE 39801 0 0 FAMILY DLR STORES INC COM 307000109 4 47 SH SOLE 47 0 0 FIRST TR EXCHANGE TRADED F ENERGY ALPHADX 33734X127 155 7750 SH SOLE 7750 0 0 FIRST TR EXCHAN TRADED FD FST TR GLB FD 33739H101 38 1550 SH SOLE 1550 0 0 FIRSTSERVICE CORP NEW SUB VTG SH 33767E103 12 444 SH SOLE 444 0 0 FIRSTENERGY CORP COM 337932107 9 271 SH SOLE 271 0 0 FIVE9 INC COM 338307101 13 2500 SH SOLE 2500 0 0 FLAHERTY&CRMN PFD SEC INCO COM 338478100 19 1035 SH SOLE 1035 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 250 11790 SH SOLE 11790 0 0 FLOWSERVE CORP COM 34354P105 17 325 SH SOLE 325 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 17 1125 SH SOLE 1125 0 0 FORTINET INC COM 34959E109 8 200 SH SOLE 200 0 0 FREEPORT-MCMORAN INC CL B 35671D857 54 2885 SH SOLE 2885 0 0 FRESENIUS MED CARE AG&CO K SPONSORED ADR 358029106 13 324 SH SOLE 324 0 0 FRONTIER COMMUNICATIONS CO COM 35906A108 1 142 SH SOLE 142 0 0 GSV CAP CORP COM 36191J101 15 1500 PRN SOLE 1500 0 0 GENERAL DYNAMICS CORP COM 369550108 12 88 SH SOLE 88 0 0 GENERAL ELECTRIC CO COM 369604103 958 36058 SH SOLE 35958 0 100 GENUINE PARTS CO COM 372460105 38 421 SH SOLE 421 0 0 GERON CORP COM 374163103 2 500 SH SOLE 500 0 0 GILEAD SCIENCES INC COM 375558103 337 2879 SH SOLE 2879 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 4 17 SH SOLE 17 0 0 GOOGLE INC CL A 38259P508 276 511 SH SOLE 511 0 0 GOOGLE INC CL C 38259P706 257 494 SH SOLE 494 0 0 HCP INC COM 40414L109 47 1300 PRN SOLE 1300 0 0 HAIN CELESTIAL GROUP INC COM 405217100 53 800 SH SOLE 800 0 0 HALLIBURTON CO COM 406216101 15 343 SH SOLE 343 0 0 HERSHEY CO COM 427866108 7 80 SH SOLE 80 0 0 HEWLETT PACKARD CO COM 428236103 167 5556 SH SOLE 5556 0 0 HUNTINGTON INGALLS INDS IN COM 446413106 0 2 SH SOLE 2 0 0 IDEAL PWR INC COM 451622104 42 5000 SH SOLE 5000 0 0 IDEXX LABS INC COM 45168D104 21 326 SH SOLE 326 0 0 INTEL CORP COM 458140100 159 5217 SH SOLE 5217 0 0 INTERCONTINENTAL EXCHANGE COM 45866F104 28 125 SH SOLE 125 0 0 INTERDIGITAL INC COM 45867G101 23 400 SH SOLE 400 0 0 INTERNATIONAL BUSINESS MAC COM 459200101 458 2817 SH SOLE 2717 0 100 INTERNATIONAL BUSINESS MAC COM 459200101 50 306 SH OTR 0 0 306 INTL PAPER CO COM 460146103 86 1800 SH SOLE 1800 0 0 INTUIT COM 461202103 33 332 SH SOLE 332 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 2 5 SH SOLE 5 0 0 INTREXON CORP COM 46122T102 15 300 SH SOLE 300 0 0 IRONWOOD PHARMACEUTICALS I COM CL A 46333X108 527 43678 SH SOLE 43678 0 0 ISHARES GOLD TRUST ISHARES 464285105 2 200 SH SOLE 200 0 0 ISHARES EM MK MINVOL ETF 464286533 185 3210 SH SOLE 3210 0 0 ISHARES TR SELECT DIVID ETF 464287168 14 188 SH SOLE 188 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 70 1757 SH SOLE 1757 0 0 ISHARES TR IBOXX INV CP ETF 464287242 64 550 SH SOLE 550 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 71 623 SH SOLE 623 0 0 ISHARES TR NA NAT RES 464287374 3360 92603 SH SOLE 72240 15017 5347 ISHARES TR MSCI EAFE ETF 464287465 126 1978 SH SOLE 1978 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 11 143 SH SOLE 143 0 0 ISHARES TR RUS MD CP GR ETF 464287481 16 167 SH SOLE 167 0 0 ISHARES TR CORE S&P MCP ETF 464287507 411 2739 SH SOLE 2739 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 70 190 SH SOLE 190 0 0 ISHARES TR COHEN&STEER REIT 464287564 6 65 SH SOLE 65 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 88 855 SH SOLE 855 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 14 142 SH SOLE 142 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 21 136 SH SOLE 136 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 6372 51035 SH SOLE 50073 235 727 ISHARES TR CORE S&P SCP ETF 464287804 411 3488 SH SOLE 3488 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 92 1465 SH SOLE 1465 0 0 ISHARES TR EAFE SML CP ETF 464288273 7 131 SH SOLE 131 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 35 333 SH SOLE 333 0 0 ISHARES TR U.S. PFD STK ETF 464288687 39 1000 SH SOLE 1000 0 0 ISHARES TR USA ESG SLCT ETF 464288802 4 45 SH SOLE 45 0 0 ISHARES TR U.S. PHARMA ETF 464288836 237 1357 SH SOLE 1357 0 0 ISHARES AGGRES ALLOC ETF 464289859 160 3377 SH SOLE 3377 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 85 1675 SH SOLE 1675 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 29 400 SH SOLE 400 0 0 ISHARES TR CORE MSCI EAFE 46432F842 5137 88121 SH SOLE 78056 10065 0 ISHARES INC CORE MSCI EMKT 46434G103 181 3772 SH SOLE 3772 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 248 8954 SH SOLE 8954 0 0 ITRON INC COM 465741106 5 150 SH SOLE 150 0 0 JPMORGAN CHASE & CO COM 46625H100 221 3261 SH SOLE 3261 0 0 JOHNSON & JOHNSON COM 478160104 1243 12753 SH SOLE 2257 10296 200 KAYNE ANDERSON MLP INVT CO COM 486606106 35 1149 SH SOLE 1149 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 2 61 SH SOLE 61 0 0 KINDER MORGAN INC DEL COM 49456B101 119 3095 SH SOLE 3095 0 0 KRAFT FOODS GROUP INC COM 50076Q106 10 123 SH SOLE 123 0 0 L BRANDS INC COM 501797104 9 105 SH SOLE 105 0 0 L-3 COMMUNICATIONS HLDGS I COM 502424104 39 340 SH SOLE 340 0 0 LAUDER ESTEE COS INC CL A 518439104 29 330 SH SOLE 330 0 0 LINEAR TECHNOLOGY CORP COM 535678106 48 1075 SH SOLE 1075 0 0 LINKEDIN CORP COM CL A 53578A108 14 67 SH SOLE 67 0 0 LOWES COS INC COM 548661107 20 300 SH SOLE 300 0 0 MDU RES GROUP INC COM 552690109 22 1143 SH SOLE 1143 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 101 5715 SH SOLE 5505 0 210 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 226 1675 SH SOLE 1675 0 0 MARKET VECTORS ETF TR RUSSIA ETF 57060U506 11 600 SH SOLE 600 0 0 MARKET VECTORS ETF TR EM LC CURR DBT 57060U522 6 300 SH SOLE 300 0 0 MARKET VECTORS ETF TR NATURAL RES ETF 57060U795 117 3500 SH SOLE 3500 0 0 MARKET VECTORS ETF TR GBL ALTER ENRG 57061R593 150 2460 SH SOLE 2460 0 0 MASTERCARD INC CL A 57636Q104 75 800 SH SOLE 800 0 0 MCDONALDS CORP COM 580135101 101 1058 SH SOLE 1058 0 0 MERCK & CO INC NEW COM 58933Y105 155 2722 SH SOLE 2072 0 650 MICROSOFT CORP COM 594918104 654 14821 SH SOLE 14491 0 330 MONDELEZ INTL INC CL A 609207105 13 319 SH SOLE 319 0 0 MONSANTO CO NEW COM 61166W101 5 49 SH SOLE 49 0 0 MONSTER WORLDWIDE INC COM 611742107 13 2000 SH SOLE 2000 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 36 267 SH SOLE 267 0 0 MORGAN STANLEY COM NEW 617446448 19 500 SH SOLE 500 0 0 MORNINGSTAR INC COM 617700109 72 900 SH SOLE 900 0 0 MOSAIC CO NEW COM 61945C103 9 200 SH SOLE 200 0 0 NCR CORP NEW COM 62886E108 3 94 SH SOLE 94 0 0 NTT DOCOMO INC SPONS ADR 62942M201 82 82185 PRN SOLE 0 0 82185 NATIONAL INSTRS CORP COM 636518102 24 825 SH SOLE 825 0 0 NETAPP INC COM 64110D104 191 6053 SH SOLE 6053 0 0 NETFLIX INC COM 64110L106 32 48 SH SOLE 48 0 0 NEXTERA ENERGY INC COM 65339F101 25 250 SH SOLE 250 0 0 NIMBLE STORAGE INC COM 65440R101 260 9280 SH SOLE 9280 0 0 NISOURCE INC COM 65473P105 85 1866 SH SOLE 1866 0 0 NORTHROP GRUMMAN CORP COM 666807102 2 12 SH SOLE 12 0 0 NOVARTIS A G SPONSORED ADR 66987V109 13 131 SH SOLE 131 0 0 NOVO-NORDISK A S ADR 670100205 56 1025 SH SOLE 1025 0 0 NUVEEN CA DIVIDEND ADV MUN COM 67066Y105 33 2273 SH SOLE 2273 0 0 O REILLY AUTOMOTIVE INC NE COM 67103H107 5 24 SH SOLE 24 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 37 1100 PRN SOLE 1100 0 0 ORACLE CORP COM 68389X105 799 19838 SH SOLE 19838 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 1 212 SH SOLE 212 0 0 PC-TEL INC COM 69325Q105 4 500 SH SOLE 500 0 0 PG&E CORP COM 69331C108 6 120 SH SOLE 120 0 0 PVH CORP COM 693656100 16 140 SH SOLE 140 0 0 PALO ALTO NETWORKS INC COM 697435105 17 100 SH SOLE 100 0 0 PAYCHEX INC COM 704326107 60 1290 SH SOLE 1290 0 0 PEPSICO INC COM 713448108 460 4930 SH SOLE 4930 0 0 PFIZER INC COM 717081103 144 4288 SH SOLE 4288 0 0 PHILIP MORRIS INTL INC COM 718172109 35 437 SH SOLE 437 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 79 736 SH SOLE 736 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 58 2000 SH SOLE 2000 0 0 PLAINS ALL AMERN PIPELINE UNIT LTD PARTN 726503105 17 400 PRN SOLE 400 0 0 POLARIS INDS INC COM 731068102 41 275 SH SOLE 275 0 0 POTASH CORP SASK INC COM 73755L107 6 200 SH SOLE 200 0 0 POWER INTEGRATIONS INC COM 739276103 41 918 SH SOLE 918 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 265 2471 SH SOLE 2471 0 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 205 17708 SH SOLE 17708 0 0 POWERSHARES ETF TRUST ENERGY SEC POR 73935X385 93 2035 SH SOLE 2035 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 377 4160 SH SOLE 4160 0 0 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 149 5140 SH SOLE 5140 0 0 POWERSHS DB MULTI SECT COM PS DB AGRICUL FD 73936B408 7 300 SH SOLE 300 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 186 7800 SH SOLE 7800 0 0 POWERSHARES GLOBAL ETF TRU AGG PFD PORT 73936T565 21 1450 SH SOLE 1450 0 0 POWERSHARES ETF TR II VAR RATE PFD POR 73937B597 40 1612 SH SOLE 1612 0 0 PRAXAIR INC COM 74005P104 36 300 SH SOLE 300 0 0 PRECISION CASTPARTS CORP COM 740189105 4 19 SH SOLE 19 0 0 PRICELINE GRP INC COM NEW 741503403 56 49 SH SOLE 49 0 0 PROCTER & GAMBLE CO COM 742718109 86 1104 SH SOLE 1104 0 0 PROOFPOINT INC COM 743424103 32 500 SH SOLE 500 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 0 7 SH SOLE 7 0 0 PRUDENTIAL FINL INC COM 744320102 2 27 SH SOLE 27 0 0 QUALCOMM INC COM 747525103 26 422 SH SOLE 422 0 0 RACKSPACE HOSTING INC COM 750086100 10 280 SH SOLE 280 0 0 RANGE RES CORP COM 75281A109 52 1050 SH SOLE 1050 0 0 RAYTHEON CO COM NEW 755111507 45 474 SH SOLE 474 0 0 REALTY INCOME CORP COM 756109104 36 800 SH SOLE 800 0 0 ROCKWELL AUTOMATION INC COM 773903109 21 172 SH SOLE 172 0 0 ROSETTA RESOURCES INC COM 777779307 8 350 SH SOLE 350 0 0 ROYAL BK SCOTLAND GROUP PL SP ADR PREF M 780097796 12 500 SH SOLE 500 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 42 730 SH SOLE 730 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 50 875 SH SOLE 875 0 0 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 157 1970 SH SOLE 1970 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 185 2282 SH SOLE 2282 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 202 1525 SH SOLE 1525 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 320 3560 SH SOLE 3560 0 0 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 229 1435 SH SOLE 1435 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 273 1328 SH SOLE 253 1075 0 SPDR GOLD TRUST GOLD SHS 78463V107 165 1465 SH SOLE 1125 0 340 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 97 1105 SH SOLE 1105 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 95 1070 SH SOLE 1070 0 0 SPDR DOW JONES INDL AVRG E UT SER 1 78467X109 12 70 SH SOLE 70 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 31 114 SH SOLE 114 0 0 SCHWAB CHARLES CORP NEW COM 808513105 29 899 SH SOLE 899 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 9 182 SH SOLE 182 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5 100 SH SOLE 100 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 6 100 SH SOLE 100 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 10 415 SH SOLE 415 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 12 395 SH SOLE 395 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 1 20 SH SOLE 20 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 203 2703 SH SOLE 2048 655 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 23 560 SH SOLE 560 0 0 SHERWIN WILLIAMS CO COM 824348106 45 163 SH SOLE 163 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 34 322 SH SOLE 322 0 0 SMUCKER J M CO COM NEW 832696405 0 1 SH SOLE 1 0 0 SOUTHERN COPPER CORP COM 84265V105 45 1516 SH SOLE 1516 0 0 SOUTHWEST GAS CORP COM 844895102 26 492 SH SOLE 0 0 492 SPECTRA ENERGY CORP COM 847560109 71 2175 SH SOLE 2175 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 58 6000 SH SOLE 6000 0 0 SPLUNK INC COM 848637104 35 500 SH SOLE 500 0 0 STARBUCKS CORP COM 855244109 59 1103 SH SOLE 1103 0 0 STERICYCLE INC COM 858912108 40 300 SH SOLE 300 0 0 STRYKER CORP COM 863667101 29 300 SH SOLE 300 0 0 SUMMIT HOTEL PPTYS COM 866082100 91 7000 SH SOLE 7000 0 0 SUN LIFE FINL INC COM 866796105 37 1102 SH SOLE 1102 0 0 SUNCOR ENERGY INC NEW COM 867224107 17 620 SH SOLE 620 0 0 SUNTRUST BKS INC COM 867914103 17 396 SH SOLE 396 0 0 SUPPORT COM INC COM 86858W101 87 61949 SH SOLE 61949 0 0 SYSCO CORP COM 871829107 31 850 SH SOLE 850 0 0 TABLEAU SOFTWARE INC CL A 87336U105 675 5850 SH SOLE 1900 0 3950 TARGET CORP COM 87612E106 33 400 SH SOLE 400 0 0 TESLA MTRS INC COM 88160R101 363 1355 SH SOLE 1355 0 0 TEXAS INSTRS INC COM 882508104 21 400 SH SOLE 400 0 0 3M CO COM 88579Y101 386 2503 SH SOLE 2503 0 0 TIME INC NEW COM 887228104 1 28 SH SOLE 28 0 0 TIME WARNER INC COM NEW 887317303 20 228 SH SOLE 228 0 0 TIME WARNER CABLE INC COM 88732J207 24 137 SH SOLE 137 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 60 1400 SH SOLE 1400 0 0 TORTOISE MLP FD INC COM 89148B101 84 3971 SH SOLE 3971 0 0 TOTAL S A SPONSORED ADR 89151E109 5 100 SH SOLE 100 0 0 TRACTOR SUPPLY CO COM 892356106 159 1768 SH SOLE 1768 0 0 TRINET GROUP INC COM 896288107 18 700 SH SOLE 700 0 0 TWITTER INC COM 90184L102 339 9373 SH SOLE 9373 0 0 US BANCORP DEL COM NEW 902973304 16 379 SH SOLE 379 0 0 ULTA SALON COSMETCS & FRAG COM 90384S303 30 195 SH SOLE 195 0 0 UNILEVER N V N Y SHS NEW 904784709 3 62 SH SOLE 62 0 0 UNION PAC CORP COM 907818108 28 294 SH SOLE 294 0 0 UNITED RENTALS INC COM 911363109 21 235 SH SOLE 235 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 6 300 SH SOLE 300 0 0 VANGUARD SPECIALIZED PORTF DIV APP ETF 921908844 27145 345449 SH SOLE 316898 15282 13269 VANGUARD STAR FD VG TL INTL STK F 921909768 18 360 SH SOLE 360 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1081 13484 SH SOLE 13484 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 5824 71669 SH SOLE 61352 0 10318 VANGUARD TAX MANAGED INTL FTSE DEV MKT ETF 921943858 2326 58655 SH SOLE 49966 0 8689 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 5 102 SH SOLE 102 0 0 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 2351 57501 SH SOLE 54854 0 2647 VANGUARD INTL EQUITY INDEX FTSE PACIFIC ETF 922042866 5 75 SH SOLE 75 0 0 VANGUARD INTL EQUITY INDEX FTSE EUROPE ETF 922042874 74 1379 SH SOLE 1379 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 10 75 SH SOLE 75 0 0 VARIAN MED SYS INC COM 92220P105 34 400 SH SOLE 400 0 0 VENTAS INC COM 92276F100 47 750 PRN SOLE 750 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 29104 154120 SH SOLE 139883 8416 5821 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 155 1451 SH SOLE 1451 0 0 VANGUARD INDEX FDS REIT ETF 922908553 38 505 SH SOLE 505 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 20 157 SH SOLE 157 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 26 247 SH SOLE 247 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 32 387 SH SOLE 387 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 11 89 SH SOLE 89 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 139 1294 SH SOLE 1294 0 0 VERISIGN INC COM 92343E102 1 12 SH SOLE 12 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 151 3237 SH SOLE 3237 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 44 1992 SH SOLE 1992 0 0 VISA INC COM CL A 92826C839 267 3976 SH SOLE 3976 0 0 VMWARE INC CL A COM 928563402 26 298 SH SOLE 298 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 9 238 SH SOLE 238 0 0 WAL-MART STORES INC COM 931142103 31 432 SH SOLE 432 0 0 WASTE MGMT INC DEL COM 94106L109 42 900 SH SOLE 700 0 200 WATERS CORP COM 941848103 39 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW COM 949746101 600 10662 SH SOLE 10662 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 17 700 SH SOLE 700 0 0 WHOLE FOODS MKT INC COM 966837106 111 2814 SH SOLE 2814 0 0 WILLIAMS COS INC DEL COM 969457100 205 3565 SH SOLE 3565 0 0 WILLIAMS SONOMA INC COM 969904101 38 460 SH SOLE 460 0 0 WINMARK CORP COM 974250102 20 200 SH SOLE 200 0 0 WISDOMTREE TR JPN SCAP HDG EQT 97717W521 104 2885 SH SOLE 2885 0 0 WORKDAY INC CL A 98138H101 8 100 SH SOLE 100 0 0 WYNN RESORTS LTD COM 983134107 10 100 SH SOLE 100 0 0 YAHOO INC COM 984332106 80 2033 SH SOLE 2033 0 0 ZIOPHARM ONCOLOGY INC COM 98973P101 1 48 SH SOLE 48 0 0 ZS PHARMA INC COM 98979G105 26 500 SH SOLE 500 0 0 ZOES KITCHEN INC COM 98979J109 18 450 SH SOLE 450 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 29 344 SH SOLE 344 0 0 MEDTRONIC PLC SHS G5960L103 45 609 SH SOLE 609 0 0 PERRIGO CO PLC SHS G97822103 18 95 SH SOLE 95 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 22 211 SH SOLE 211 0 0 NXP SEMICONDUCTORS N V COM N6596X109 32 324 SH SOLE 324 0 0