CFO and CCO

0001140361-16-085716.txt : 20161110 0001140361-16-085716.hdr.sgml : 20161110 20161110111358 ACCESSION NUMBER: 0001140361-16-085716 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 EFFECTIVENESS DATE: 20161110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Stanford Investment Group, Inc. CENTRAL INDEX KEY: 0001377633 IRS NUMBER: 942749012 STATE OF INCORPORATION: CA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12391 FILM NUMBER: 161986634 BUSINESS ADDRESS: STREET 1: 2570 W. EL CAMINO REAL, SUITE 520 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 BUSINESS PHONE: 650-941-1717 MAIL ADDRESS: STREET 1: 2570 W. EL CAMINO REAL, SUITE 520 CITY: MOUNTAIN VIEW STATE: CA ZIP: 94040 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001377633 XXXXXXXX 12-31-2015 12-31-2015 Stanford Investment Group, Inc.

2570 W. EL CAMINO REAL, SUITE 520 MOUNTAIN VIEW CA 94040

13F HOLDINGS REPORT 028-12391 N Lisa M. Barnea CFO and CCO 650-941-1717 Lisa M. Barnea Mountain View CA 11-09-2016 0 337 183638 false INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 445 2951 SH SOLE 2951 0 0 ABAXIS INC COM 002567105 445 8000 SH SOLE 8000 0 0 ADOBE SYS INC COM 00724F101 1330 14161 SH SOLE 14161 0 0 AFFILIATED MANAGERS GROUP COM 008252108 20 127 SH SOLE 127 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 5 122 SH SOLE 122 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 32 174 SH SOLE 174 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 23 280 SH SOLE 280 0 0 ALPHABET INC CAP STK CL A 02079K305 382 491 SH SOLE 491 0 0 ALPHABET INC CAP STK CL C 02079K107 388 511 SH SOLE 511 0 0 ALTRIA GROUP INC COM 02209S103 55 939 SH SOLE 939 0 0 AMAZON COM INC COM 023135106 157 232 SH SOLE 232 0 0 AMERICAN EXPRESS CO COM 025816109 25 365 SH SOLE 365 0 0 AMERICAN TOWER CORP NEW COM 03027X100 102 1047 SH SOLE 1047 0 0 AMGEN INC COM 031162100 53 324 SH SOLE 324 0 0 ANALOG DEVICES INC COM 032654105 39 700 SH SOLE 700 0 0 APPLE INC COM 037833100 8636 82046 SH SOLE 55956 25390 700 AQUA AMERICA INC COM 03836W103 11 375 SH SOLE 0 0 375 ARISTA NETWORKS INC COM 040413106 78 1000 SH SOLE 1000 0 0 ASML HOLDING N V N Y REGISTRY SHS N07059210 5 53 SH SOLE 53 0 0 ASTERIAS BIOTHERAPEUTICS IN COM SER A 04624N107 0 20 SH SOLE 20 0 0 AT&T INC COM 00206R102 156 4523 SH SOLE 4523 0 0 AUTOMATIC DATA PROCESSING I COM 053015103 32 380 SH SOLE 380 0 0 BAIDU INC SPON ADR REP A 056752108 19 100 SH SOLE 100 0 0 BAKER HUGHES INC COM 057224107 42 919 SH SOLE 919 0 0 BANK AMER CORP COM 060505104 46 2716 SH SOLE 2716 0 0 BAXTER INTL INC COM 071813109 10 250 SH SOLE 250 0 0 BB&T CORP COM 054937107 141 3720 SH SOLE 3720 0 0 BED BATH & BEYOND INC COM 075896100 10 200 SH SOLE 200 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 503 3812 SH SOLE 3712 0 100 BIOGEN INC COM 09062X103 4 13 SH SOLE 13 0 0 BIOTIME INC W EXP 10/01/201 09066L162 0 24 SH SOLE 24 0 0 BLACKROCK DEFINED OPPRTY CR COM 09255Q105 113 8680 SH SOLE 8680 0 0 BOEING CO COM 097023105 27 186 SH SOLE 186 0 0 BOOT BARN HLDGS INC COM 099406100 12 1000 SH SOLE 1000 0 0 BOX INC CL A 10316T104 371 26566 SH SOLE 26566 0 0 BP PLC SPONSORED ADR 055622104 6 200 SH SOLE 200 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 73 1060 SH SOLE 1060 0 0 CANADIAN PAC RY LTD COM 13645T100 28 223 SH SOLE 223 0 0 CAPITAL ONE FINL CORP COM 14040H105 7 100 SH SOLE 100 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 12 223 SH SOLE 223 0 0 CDK GLOBAL INC COM 12508E101 6 126 SH SOLE 126 0 0 CELGENE CORP COM 151020104 47 396 SH SOLE 396 0 0 CENTENE CORP DEL COM 15135B101 30 449 SH SOLE 449 0 0 CENTERPOINT ENERGY INC COM 15189T107 18 1000 SH SOLE 1000 0 0 CENTURYLINK INC COM 156700106 3 139 SH SOLE 139 0 0 CEPHEID COM 15670R107 614 16800 SH SOLE 9800 0 7000 CERNER CORP COM 156782104 44 733 SH SOLE 733 0 0 CHEVRON CORP NEW COM 166764100 150 1671 SH SOLE 1500 171 0 CHICAGO BRIDGE & IRON CO N COM 167250109 21 550 SH SOLE 550 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 4 9 SH SOLE 9 0 0 CINCINNATI FINL CORP COM 172062101 9 158 SH SOLE 158 0 0 CISCO SYS INC COM 17275R102 1717 63225 SH SOLE 63225 0 0 COCA COLA CO COM 191216100 86 2003 SH SOLE 2003 0 0 COGNIZANT TECHNOLOGY SOLUTI CL A 192446102 20 325 SH SOLE 325 0 0 COLGATE PALMOLIVE CO COM 194162103 40 600 SH SOLE 600 0 0 COMPASS MINERALS INTL INC COM 20451N101 21 275 SH SOLE 275 0 0 CONSOLIDATED EDISON INC COM 209115104 10 148 SH SOLE 148 0 0 COSTCO WHSL CORP NEW COM 22160K105 29 181 SH SOLE 181 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 4 48 SH SOLE 48 0 0 CVS HEALTH CORP COM 126650100 71 725 SH SOLE 725 0 0 DECKERS OUTDOOR CORP COM 243537107 28 600 SH SOLE 600 0 0 DEERE & CO COM 244199105 23 300 SH SOLE 300 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 29 344 SH SOLE 344 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 29 265 SH SOLE 265 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 5 178 SH SOLE 178 0 0 DISNEY WALT CO COM DISNEY 254687106 373 3553 SH SOLE 3415 0 138 DOLLAR TREE INC COM 256746108 1 11 SH SOLE 11 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 8 300 SH SOLE 300 0 0 DOW CHEM CO COM 260543103 21 400 SH SOLE 400 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 29 400 SH SOLE 0 400 0 EBAY INC COM 278642103 1 40 SH SOLE 40 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 24 308 SH SOLE 308 0 0 ELECTRONIC ARTS INC COM 285512109 32 463 SH SOLE 463 0 0 EMERSON ELEC CO COM 291011104 48 1000 SH SOLE 1000 0 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 10 700 PRN SOLE 700 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 115 4490 PRN SOLE 4490 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 77 2767 SH SOLE 2767 0 0 ERICSSON ADR B SEK 10 294821608 14 1425 SH SOLE 1425 0 0 ETF MANAGERS TR PUREFUNDS ISE MO 26924G409 21 850 SH SOLE 850 0 0 EXELON CORP COM 30161N101 11 400 SH SOLE 0 0 400 EXPEDITORS INTL WASH INC COM 302130109 24 525 SH SOLE 525 0 0 EXPRESS SCRIPTS HLDG CO COM 30219G108 35 400 SH SOLE 400 0 0 EXXON MOBIL CORP COM 30231G102 158 2030 SH SOLE 2030 0 0 FACEBOOK INC CL A 30303M102 4369 41742 SH SOLE 41742 0 0 FEDERATED INVS INC PA CL B 314211103 7 231 SH SOLE 231 0 0 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 103 910 SH SOLE 910 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 21 1035 SH SOLE 1035 0 0 FLAMEL TECHNOLOGIES SA SPONSORED ADR 338488109 144 11790 SH SOLE 11790 0 0 FLOWSERVE CORP COM 34354P105 3 65 SH SOLE 65 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 16 1125 SH SOLE 1125 0 0 FORTINET INC COM 34959E109 28 892 SH SOLE 892 0 0 FREEPORT-MCMORAN INC CL B 35671D857 20 2885 SH SOLE 2885 0 0 FRESENIUS MED CARE AG&CO KG SPONSORED ADR 358029106 14 324 SH SOLE 324 0 0 FRONTIER COMMUNICATIONS COR COM 35906A108 0 46 SH SOLE 46 0 0 GENERAL DYNAMICS CORP COM 369550108 38 275 SH SOLE 275 0 0 GENERAL ELECTRIC CO COM 369604103 1139 36564 SH SOLE 36464 0 100 GENUINE PARTS CO COM 372460105 36 421 SH SOLE 421 0 0 GERON CORP COM 374163103 2 500 SH SOLE 500 0 0 GILEAD SCIENCES INC COM 375558103 327 3227 SH SOLE 3227 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 12 67 SH SOLE 67 0 0 GOPRO INC CL A 38268T103 63 3500 SH SOLE 3500 0 0 GSV CAP CORP COM 36191J101 14 1500 PRN SOLE 1500 0 0 HAIN CELESTIAL GROUP INC COM 405217100 24 600 SH SOLE 600 0 0 HASBRO INC COM 418056107 15 226 SH SOLE 226 0 0 HCP INC COM 40414L109 50 1300 PRN SOLE 1300 0 0 HERSHEY CO COM 427866108 7 80 SH SOLE 80 0 0 HEWLETT PACKARD ENTERPRISE COM 42824C109 84 5556 SH SOLE 5556 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A104 2 100 SH SOLE 100 0 0 HP INC COM 40434L105 66 5556 SH SOLE 5556 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 0 2 SH SOLE 2 0 0 IDEAL PWR INC COM 451622104 40 5000 SH SOLE 5000 0 0 IDEXX LABS INC COM 45168D104 24 326 SH SOLE 326 0 0 ILLUMINA INC COM 452327109 187 975 SH SOLE 975 0 0 INTEL CORP COM 458140100 191 5543 SH SOLE 5543 0 0 INTERCONTINENTAL EXCHANGE I COM 45866F104 26 100 SH SOLE 100 0 0 INTERDIGITAL INC COM 45867G101 20 400 SH SOLE 400 0 0 INTERMOLECULAR INC COM 45882D109 140 60272 SH SOLE 60272 0 0 INTERNATIONAL BUSINESS MACH COM 459200101 364 2642 SH SOLE 2492 0 150 INTERNATIONAL BUSINESS MACH COM 459200101 42 306 SH OTR 0 0 306 INTREXON CORP COM 46122T102 9 300 SH SOLE 300 0 0 INTUIT COM 461202103 32 333 SH SOLE 333 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 3 5 SH SOLE 5 0 0 IRONWOOD PHARMACEUTICALS IN COM CL A 46333X108 302 26078 SH SOLE 26078 0 0 ISHARES MSCI JAPAN ETF 464286848 16 1304 SH SOLE 1304 0 0 ISHARES AGGRES ALLOC ETF 464289859 107 2390 SH SOLE 2390 0 0 ISHARES GOLD TRUST ISHARES 464285105 2 200 SH SOLE 200 0 0 ISHARES INC CORE MSCI EMKT 46434G103 1485 37705 SH SOLE 37705 0 0 ISHARES TR COHEN&STEER REIT 464287564 6 65 SH SOLE 65 0 0 ISHARES TR IBOXX INV CP ETF 464287242 188 1653 SH SOLE 1653 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 0 5 SH SOLE 5 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 22 156 SH SOLE 156 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 14 152 SH SOLE 152 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 8512 75584 SH SOLE 69480 5285 819 ISHARES TR RUS 1000 VAL ETF 464287598 84 855 SH SOLE 855 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 72 623 SH SOLE 623 0 0 ISHARES TR CORE S&P MCP ETF 464287507 13 90 SH SOLE 90 0 0 ISHARES TR U.S. PHARMA ETF 464288836 220 1363 SH SOLE 1363 0 0 ISHARES TR MSCI EAFE ETF 464287465 137 2332 SH SOLE 2332 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 51 1575 SH SOLE 1575 0 0 ISHARES TR SELECT DIVID ETF 464287168 252 3353 SH SOLE 3353 0 0 ISHARES TR CORE US AGGBD ET 464287226 162 1498 SH SOLE 1498 0 0 ISHARES TR EAFE SML CP ETF 464288273 7 131 SH SOLE 131 0 0 ISHARES TR U.S. PFD STK ETF 464288687 404 10388 SH SOLE 10388 0 0 ISHARES TR USA ESG SLCT ETF 464288802 4 45 SH SOLE 45 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 12 173 SH SOLE 173 0 0 ISHARES TR RUS MD CP GR ETF 464287481 15 167 SH SOLE 167 0 0 ISHARES TR CORE S&P SCP ETF 464287804 56 511 SH SOLE 511 0 0 ISHARES TR NA NAT RES 464287374 1176 41777 SH SOLE 37297 0 4480 ISHARES TR CORE MSCI EAFE 46432F842 5008 92089 SH SOLE 92089 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 64 190 SH SOLE 190 0 0 ISHARES TR IBOXX HI YD ETF 464288513 109 1357 SH SOLE 1357 0 0 ISHARES TR CUR HD EURZN ETF 46434V639 448 17333 SH SOLE 17333 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 59 1170 SH SOLE 1170 0 0 ITRON INC COM 465741106 5 150 SH SOLE 150 0 0 JOHNSON & JOHNSON COM 478160104 1310 12758 SH SOLE 2262 10296 200 JPMORGAN CHASE & CO COM 46625H100 166 2511 SH SOLE 2511 0 0 KAYNE ANDERSON MLP INVT CO COM 486606106 20 1149 SH SOLE 1149 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 2 61 SH SOLE 61 0 0 KINDER MORGAN INC DEL COM 49456B101 36 2395 SH SOLE 2395 0 0 KRAFT HEINZ CO COM 500754106 9 123 SH SOLE 123 0 0 L BRANDS INC COM 501797104 10 105 SH SOLE 105 0 0 L-3 COMMUNICATIONS HLDGS IN COM 502424104 41 340 SH SOLE 340 0 0 LAUDER ESTEE COS INC CL A 518439104 23 264 SH SOLE 264 0 0 LILLY ELI & CO COM 532457108 12 145 SH SOLE 145 0 0 LINEAR TECHNOLOGY CORP COM 535678106 46 1075 SH SOLE 1075 0 0 LINKEDIN CORP COM CL A 53578A108 15 67 SH SOLE 67 0 0 LOWES COS INC COM 548661107 36 468 SH SOLE 468 0 0 MAGELLAN MIDSTREAM PRTNRS L COM UNIT RP LP 559080106 41 600 PRN SOLE 600 0 0 MASTERCARD INCORPORATED CL A 57636Q104 78 800 SH SOLE 800 0 0 MCDONALDS CORP COM 580135101 139 1176 SH SOLE 1176 0 0 MDU RES GROUP INC COM 552690109 21 1143 SH SOLE 1143 0 0 MEDTRONIC PLC SHS G5960L103 31 400 SH SOLE 400 0 0 MERCK & CO INC COM 58933Y105 144 2724 SH SOLE 2074 0 650 MICROSOFT CORP COM 594918104 831 14973 SH SOLE 14643 0 330 MONDELEZ INTL INC CL A 609207105 14 319 SH SOLE 319 0 0 MONSANTO CO NEW COM 61166W101 5 49 SH SOLE 49 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 40 267 SH SOLE 267 0 0 MONSTER WORLDWIDE INC COM 611742107 11 2000 SH SOLE 2000 0 0 MORGAN STANLEY COM NEW 617446448 16 500 SH SOLE 500 0 0 MORNINGSTAR INC COM 617700109 64 800 SH SOLE 800 0 0 NATIONAL INSTRS CORP COM 636518102 24 825 SH SOLE 825 0 0 NCR CORP NEW COM 62886E108 2 94 SH SOLE 94 0 0 NEOPHOTONICS CORP COM 64051T100 11 1000 SH SOLE 1000 0 0 NETAPP INC COM 64110D104 201 7574 SH SOLE 7574 0 0 NETFLIX INC COM 64110L106 38 336 SH SOLE 336 0 0 NEXTERA ENERGY INC COM 65339F101 26 250 SH SOLE 250 0 0 NIKE INC CL B 654106103 30 476 SH SOLE 476 0 0 NISOURCE INC COM 65473P105 36 1866 SH SOLE 1866 0 0 NOBLE ENERGY INC COM 655044105 36 1100 SH SOLE 1100 0 0 NORTHROP GRUMMAN CORP COM 666807102 17 92 SH SOLE 92 0 0 NOVARTIS A G SPONSORED ADR 66987V109 22 250 SH SOLE 250 0 0 NOVO-NORDISK A S ADR 670100205 53 920 SH SOLE 920 0 0 NTT DOCOMO INC SPONS ADR 62942M201 82 82185 PRN SOLE 0 0 82185 NUVEEN CA DIVIDEND ADV MUN COM 67066Y105 35 2273 SH SOLE 2273 0 0 NXP SEMICONDUCTORS N V COM N6596X109 27 324 SH SOLE 324 0 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 32 128 SH SOLE 128 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 33 1100 PRN SOLE 1100 0 0 ORACLE CORP COM 68389X105 556 15223 SH SOLE 15223 0 0 OREXIGEN THERAPEUTICS INC COM NEW 686164302 0 212 SH SOLE 212 0 0 PALO ALTO NETWORKS INC COM 697435105 13 71 SH SOLE 71 0 0 PAYCHEX INC COM 704326107 68 1290 SH SOLE 1290 0 0 PAYPAL HLDGS INC COM 70450Y103 1 40 SH SOLE 40 0 0 PC-TEL INC COM 69325Q105 2 500 SH SOLE 500 0 0 PEPSICO INC COM 713448108 448 4480 SH SOLE 4480 0 0 PERCEPTRON INC COM 71361F100 6 790 SH SOLE 790 0 0 PERRIGO CO PLC SHS G97822103 3 19 SH SOLE 19 0 0 PFIZER INC COM 717081103 124 3846 SH SOLE 3846 0 0 PG&E CORP COM 69331C108 6 120 SH SOLE 120 0 0 PHILIP MORRIS INTL INC COM 718172109 39 441 SH SOLE 441 0 0 PIMCO DYNAMIC INCOME FD SHS 72201Y101 55 2000 SH SOLE 2000 0 0 PIMCO ETF TR TTL RTN ACTV ETF 72201R775 42 401 SH SOLE 401 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 9 400 PRN SOLE 400 0 0 POLARIS INDS INC COM 731068102 5 55 SH SOLE 55 0 0 POWER INTEGRATIONS INC COM 739276103 45 918 SH SOLE 918 0 0 POWERSHARES ACT MANG COMM F DB OPT YLD DIV 73937V106 64 4091 SH SOLE 4091 0 0 POWERSHARES ETF TR II PFD PORTFOLIO 73936T565 22 1450 SH SOLE 1450 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 361 4160 SH SOLE 4160 0 0 POWERSHARES ETF TRUST DYN EN EX PROD 73935X658 113 5140 SH SOLE 5140 0 0 POWERSHARES ETF TRUST GBL LSTD PVT EQT 73935X195 147 14000 SH SOLE 14000 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 175 7800 SH SOLE 7800 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 289 2580 SH SOLE 2580 0 0 PRAXAIR INC COM 74005P104 31 300 SH SOLE 300 0 0 PRICELINE GRP INC COM NEW 741503403 68 53 SH SOLE 53 0 0 PROCTER AND GAMBLE CO COM 742718109 88 1104 SH SOLE 1104 0 0 PROOFPOINT INC COM 743424103 33 500 SH SOLE 500 0 0 PVH CORP COM 693656100 10 140 SH SOLE 140 0 0 QUALCOMM INC COM 747525103 21 429 SH SOLE 429 0 0 RANGE RES CORP COM 75281A109 8 325 SH SOLE 325 0 0 RAYTHEON CO COM NEW 755111507 59 474 SH SOLE 474 0 0 REALTY INCOME CORP COM 756109104 41 800 SH SOLE 800 0 0 ROCKWELL AUTOMATION INC COM 773903109 18 172 SH SOLE 172 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 5598 104472 SH SOLE 104472 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 7 300 SH SOLE 300 0 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 34 730 SH SOLE 730 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 40 875 SH SOLE 875 0 0 RYDEX ETF TRUST GUG S&P SC600 PG 78355W809 288 3560 SH SOLE 3560 0 0 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 221 1439 SH SOLE 1439 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 185 2288 SH SOLE 2288 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 246 1969 SH SOLE 1969 0 0 SALESFORCE COM INC COM 79466L302 24 300 SH SOLE 300 0 0 SCHWAB CHARLES CORP NEW COM 808513105 40 1224 SH SOLE 1224 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 601 12377 SH SOLE 12377 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 297 7411 SH SOLE 7411 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 5 101 SH SOLE 101 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 11 404 SH SOLE 404 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 8 425 SH SOLE 425 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 838 21729 SH SOLE 21729 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 9 184 SH SOLE 184 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 655 12572 SH SOLE 12572 0 0 SCOTTS MIRACLE GRO CO CL A 810186106 1 20 SH SOLE 20 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 42 978 SH SOLE 978 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 154 1975 SH SOLE 1975 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 738 12233 SH SOLE 5228 7005 0 SHERWIN WILLIAMS CO COM 824348106 30 116 SH SOLE 116 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 23 296 SH SOLE 296 0 0 SMUCKER J M CO COM NEW 832696405 0 1 SH SOLE 1 0 0 SOUTHERN COPPER CORP COM 84265V105 40 1516 SH SOLE 1516 0 0 SOUTHWEST GAS CORP COM 844895102 27 492 SH SOLE 0 0 492 SPDR DOW JONES INDL AVRG ET UT SER 1 78467X109 12 71 SH SOLE 71 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 114 1126 SH SOLE 1126 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 284 1393 SH SOLE 318 1075 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4 14 SH SOLE 14 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 155 2205 SH SOLE 2205 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 195 2649 SH SOLE 2649 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 1 12 SH SOLE 12 0 0 SPECTRA ENERGY CORP COM 847560109 22 900 SH SOLE 900 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 60 6000 SH SOLE 6000 0 0 SPLUNK INC COM 848637104 29 500 SH SOLE 500 0 0 STARBUCKS CORP COM 855244109 61 1019 SH SOLE 1019 0 0 STERICYCLE INC COM 858912108 36 300 SH SOLE 300 0 0 SUMMIT HOTEL PPTYS COM 866082100 84 7000 SH SOLE 7000 0 0 SUN LIFE FINL INC COM 866796105 34 1102 SH SOLE 1102 0 0 SUNCOR ENERGY INC NEW COM 867224107 16 620 SH SOLE 620 0 0 SUNTRUST BKS INC COM 867914103 8 196 SH SOLE 196 0 0 SUPPORT COM INC COM 86858W101 63 61949 SH SOLE 61949 0 0 SYSCO CORP COM 871829107 35 850 SH SOLE 850 0 0 TABLEAU SOFTWARE INC CL A 87336U105 10452 110934 SH SOLE 110934 0 0 TARGET CORP COM 87612E106 29 400 SH SOLE 400 0 0 TESLA MTRS INC COM 88160R101 325 1355 SH SOLE 1355 0 0 TIME INC NEW COM 887228104 0 28 SH SOLE 28 0 0 TIME WARNER INC COM NEW 887317303 15 228 SH SOLE 228 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 55 1400 SH SOLE 1400 0 0 TORTOISE MLP FD INC COM 89148B101 55 3163 SH SOLE 3163 0 0 TOTAL S A SPONSORED ADR 89151E109 4 100 SH SOLE 100 0 0 TRACTOR SUPPLY CO COM 892356106 151 1768 SH SOLE 1768 0 0 TRINET GROUP INC COM 896288107 14 700 SH SOLE 700 0 0 TWITTER INC COM 90184L102 369 15963 SH SOLE 15963 0 0 ULTA SALON COSMETCS & FRAG COM 90384S303 36 195 SH SOLE 195 0 0 UNILEVER N V N Y SHS NEW 904784709 3 62 SH SOLE 62 0 0 UNION PAC CORP COM 907818108 23 294 SH SOLE 294 0 0 UNIT CORP COM 909218109 17 1400 SH SOLE 1400 0 0 UNITED SECURITY BANCSHARES COM 911460103 64 11878 SH SOLE 11878 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 3 300 SH SOLE 300 0 0 US BANCORP DEL COM NEW 902973304 16 379 SH SOLE 379 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 6 400 SH SOLE 400 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 5 300 SH SOLE 300 0 0 VANECK VECTORS ETF TR BIOTECH ETF 92189F726 213 1679 SH SOLE 1679 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 11874 149231 SH SOLE 147631 0 1600 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 7438 92094 SH SOLE 81252 0 10842 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 5 103 SH SOLE 103 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 140 1341 SH SOLE 1341 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 10 89 SH SOLE 89 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 26 247 SH SOLE 247 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 32 387 SH SOLE 387 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 146 1463 SH SOLE 1463 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 35246 188552 SH SOLE 171929 10155 6468 VANGUARD INDEX FDS MID CAP ETF 922908629 19 157 SH SOLE 157 0 0 VANGUARD INDEX FDS REIT ETF 922908553 40 505 SH SOLE 505 0 0 VANGUARD INTL EQUITY INDEX ALLWRLD EX US 922042775 2 38 SH SOLE 38 0 0 VANGUARD INTL EQUITY INDEX FTSE EMR MKT ETF 922042858 2265 69257 SH SOLE 56831 8624 3802 VANGUARD INTL EQUITY INDEX FTSE PACIFIC ETF 922042866 9 150 SH SOLE 150 0 0 VANGUARD INTL EQUITY INDEX FTSE EUROPE ETF 922042874 75 1509 SH SOLE 1509 0 0 VANGUARD SPECIALIZED PORTFO DIV APP ETF 921908844 30099 387076 SH SOLE 354244 18877 13955 VANGUARD STAR FD VG TL INTL STK F 921909768 17 368 SH SOLE 368 0 0 VANGUARD TAX MANAGED INTL F FTSE DEV MKT ETF 921943858 19284 525164 SH SOLE 449972 60651 14540 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 10 76 SH SOLE 76 0 0 VARIAN MED SYS INC COM 92220P105 32 400 SH SOLE 400 0 0 VENTAS INC COM 92276F100 90 1600 PRN SOLE 1600 0 0 VERISIGN INC COM 92343E102 1 12 SH SOLE 12 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 89 1934 SH SOLE 1934 0 0 VISA INC COM CL A 92826C839 308 3976 SH SOLE 3976 0 0 VODAFONE GROUP PLC NEW SPNSR ADR 92857W308 8 238 SH SOLE 238 0 0 WAL-MART STORES INC COM 931142103 26 432 SH SOLE 432 0 0 WASTE MGMT INC DEL COM 94106L109 48 900 SH SOLE 700 0 200 WATERS CORP COM 941848103 40 300 SH SOLE 300 0 0 WELLS FARGO & CO NEW COM 949746101 594 10925 SH SOLE 10925 0 0 WESTPAC BKG CORP SPONSORED ADR 961214301 17 700 SH SOLE 700 0 0 WHOLE FOODS MKT INC COM 966837106 95 2832 SH SOLE 2832 0 0 WILLIAMS COS INC DEL COM 969457100 92 3565 SH SOLE 3565 0 0 WILLIAMS SONOMA INC COM 969904101 27 460 SH SOLE 460 0 0 WINMARK CORP COM 974250102 19 200 SH SOLE 200 0 0 WISDOMTREE TR JPN SCAP HDG EQT 97717W521 163 4785 SH SOLE 4785 0 0 WORKDAY INC CL A 98138H101 455 5710 SH SOLE 5710 0 0 WYNN RESORTS LTD COM 983134107 7 100 SH SOLE 100 0 0 YAHOO INC COM 984332106 68 2033 SH SOLE 2033 0 0 ZENDESK INC COM 98936J101 44 1676 SH SOLE 1676 0 0 ZOES KITCHEN INC COM 98979J109 15 525 SH SOLE 525 0 0