0001140361-15-012678.txt : 20150319 0001140361-15-012678.hdr.sgml : 20150319 20150319172312 ACCESSION NUMBER: 0001140361-15-012678 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150317 FILED AS OF DATE: 20150319 DATE AS OF CHANGE: 20150319 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-893-2902 MAIL ADDRESS: STREET 1: 999 18TH STREET, SUITE 3000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zerbst Robert H CENTRAL INDEX KEY: 0001377615 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 15713715 MAIL ADDRESS: STREET 1: 515 SOUTH FLOWER STREET, SUITE 3100 CITY: LOS ANGELES STATE: CA ZIP: 90071 4/A 1 doc1.xml FORM 4/A X0306 4/A 2015-03-17 2015-03-19 1 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001377615 Zerbst Robert H 560 MISSION STREET, SUITE 2900 SAN FRANCISCO CA 94105 1 0 0 0 Class A Common Stock, par value $.0001 13657 D This amended Form 4/A is being filed to correct the Ticker Symbol of the Issuer and to check the box to indicate that the filer is no longer subject to Section 16. /s/ R. Bradley Forth, attorney-in-fact 2015-03-19