0001377581-14-000001.txt : 20140212
0001377581-14-000001.hdr.sgml : 20140212
20140212143204
ACCESSION NUMBER: 0001377581-14-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140212
DATE AS OF CHANGE: 20140212
EFFECTIVENESS DATE: 20140212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: First Pacific Advisors, LLC
CENTRAL INDEX KEY: 0001377581
IRS NUMBER: 201362771
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12253
FILM NUMBER: 14599425
BUSINESS ADDRESS:
STREET 1: 11400 W. OLYMPIC BLVD., STE. 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90064
BUSINESS PHONE: 310-996-5436
MAIL ADDRESS:
STREET 1: 11400 W. OLYMPIC BLVD., STE. 1200
CITY: LOS ANGELES
STATE: CA
ZIP: 90064
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001377581
XXXXXXXX
12-31-2013
12-31-2013
First Pacific Advisors, LLC
11400 W. OLYMPIC BLVD., STE. 1200
LOS ANGELES
CA
90064
13F HOLDINGS REPORT
028-12253
N
J. Richard Atwood
Chief Operating Officer
(310) 996-5458
J. Richard Atwood
Los Angeles
CA
02-12-2014
0
222
10618862
false
INFORMATION TABLE
2
13fhr123113.xml
13F
AARON'S INC
COM
002535300
13068
444500
SH
SOLE
01
0
0
444500
AARON'S INC
COM
002535300
14909
507100
SH
DFND
01
0
420000
87100
ACCENTURE PLC CL A
COM
G1151C101
11213
136375
SH
SOLE
01
0
0
136375
ACCENTURE PLC CL A
COM
G1151C101
173
2100
SH
DFND
01
0
2100
0
ALCOA INC
COM
013817101
203830
19175000
SH
SOLE
01
0
0
19175000
ALCOA INC
COM
013817101
27786
2613900
SH
DFND
01
0
2574000
39900
ALLEGHANY CORPORATION
COM
017175100
99204
248034
SH
SOLE
01
0
0
248034
ALLEGHANY CORPORATION
COM
017175100
4156
10391
SH
DFND
01
0
9825
566
AMERICAN INTL GROUP INC
COM
026874784
280775
5500000
SH
SOLE
01
0
0
5500000
AMERICAN INTL GROUP INC
COM
026874784
32289
632500
SH
DFND
01
0
621700
10800
AMETEK INC.
COM
031100100
317
6025
SH
DFND
01
0
0
6025
ANALOG DEVICES INC
COM
032654105
179375
3522000
SH
SOLE
01
0
0
3522000
ANALOG DEVICES INC
COM
032654105
9972
195800
SH
DFND
01
0
190100
5700
ANHEUSER-BUSCH INBEV SPN ADR
COM
03524A108
211855
1990000
SH
SOLE
01
0
0
1990000
ANHEUSER-BUSCH INBEV SPN ADR
COM
03524A108
6313
59300
SH
DFND
01
0
59300
0
AON PLC
COM
G0408V102
482787
5755000
SH
SOLE
01
0
0
5755000
AON PLC
COM
G0408V102
49260
587200
SH
DFND
01
0
575300
11900
APOLLO EDUCATION GRP CL A
COM
037604105
48649
1780700
SH
SOLE
01
0
0
1780700
APOLLO EDUCATION GRP CL A
COM
037604105
55055
2015200
SH
DFND
01
0
1666500
348700
ARES COML REAL ESTATE CORP
COM
04013V108
5494
419412
SH
DFND
01
0
419412
0
ARRIS GROUP INC
COM
04270V106
208145
8542800
SH
SOLE
01
0
0
8542800
ARRIS GROUP INC
COM
04270V106
50131
2057500
SH
DFND
01
0
1757800
299700
ARROW ELECTRONICS INC.
COM
042735100
82216
1515500
SH
SOLE
01
0
0
1515500
ARROW ELECTRONICS INC.
COM
042735100
76438
1409000
SH
DFND
01
0
1112200
296800
ATWOOD OCEANICS INC.
COM
050095108
38420
719606
SH
SOLE
01
0
0
719606
ATWOOD OCEANICS INC.
COM
050095108
43406
813000
SH
DFND
01
0
672100
140900
AVNET INC
COM
053807103
78181
1772400
SH
SOLE
01
0
0
1772400
AVNET INC
COM
053807103
84093
1906442
SH
DFND
01
0
1559300
347142
AZZ INC
COM
002474104
73
1500
SH
DFND
01
0
0
1500
BAKER HUGHES INC
COM
057224107
23694
428772
SH
SOLE
01
0
0
428772
BAKER HUGHES INC
COM
057224107
19627
355167
SH
DFND
01
0
271154
84013
BANK OF NEW YORK MELLON
COM
064058100
129914
3718200
SH
SOLE
01
0
0
3718200
BANK OF NEW YORK MELLON
COM
064058100
7327
209700
SH
DFND
01
0
202200
7500
BANK OF AMERICA CORP
COM
060505104
59185
3801200
SH
SOLE
01
0
0
3801200
BANK OF AMERICA CORP
COM
060505104
3410
219000
SH
DFND
01
0
208500
10500
BIO-RAD LABORATORIES, INC.
COM
090572207
27676
223900
SH
SOLE
01
0
0
223900
BIO-RAD LABORATORIES, INC.
COM
090572207
544
4400
SH
DFND
01
0
0
4400
CABOT OIL & GAS CORP
COM
127097103
3132
80800
SH
SOLE
01
0
0
80800
CABOT OIL & GAS CORP
COM
127097103
2752
71000
SH
DFND
01
0
57600
13400
CANADIAN NATURAL RESOURCES
COM
136385101
175173
5176500
SH
SOLE
01
0
0
5176500
CANADIAN NATURAL RESOURCES
COM
136385101
18345
542100
SH
DFND
01
0
533300
8800
CAREFUSION CORP
COM
14170T101
172221
4325000
SH
SOLE
01
0
0
4325000
CAREFUSION CORP
COM
14170T101
9031
226800
SH
DFND
01
0
219600
7200
CARMAX INC
COM
143130102
56372
1198900
SH
SOLE
01
0
0
1198900
CARMAX INC
COM
143130102
1180
25100
SH
DFND
01
0
0
25100
CASTLE A M & CO
COM
148411101
2765
187200
SH
DFND
01
0
187200
0
CEC ENTERTAINMENT INC
COM
125137109
40
900
SH
DFND
01
0
0
900
CENTENE CORPORATION
COM
15135B101
8147
138200
SH
SOLE
01
0
0
138200
CENTENE CORPORATION
COM
15135B101
8306
140900
SH
DFND
01
0
113800
27100
CHECK POINT SOFTWARE TECH.
COM
M22465104
172914
2680000
SH
SOLE
01
0
0
2680000
CHECK POINT SOFTWARE TECH.
COM
M22465104
10143
157200
SH
DFND
01
0
150600
6600
CIMAREX ENERGY CO
COM
171798101
19314
184100
SH
SOLE
01
0
0
184100
CIMAREX ENERGY CO
COM
171798101
20111
191700
SH
DFND
01
0
151400
40300
CISCO SYSTEMS INC
COM
17275R102
242554
10804200
SH
SOLE
01
0
0
10804200
CISCO SYSTEMS INC
COM
17275R102
12487
556200
SH
DFND
01
0
537600
18600
CIT GROUP INC.
COM
125581801
111756
2143800
SH
SOLE
01
0
0
2143800
CIT GROUP INC.
COM
125581801
11088
212700
SH
DFND
01
0
207700
5000
CITIGROUP INC
COM
172967424
92824
1781300
SH
SOLE
01
0
0
1781300
CITIGROUP INC
COM
172967424
5900
113213
SH
DFND
01
0
110313
2900
CITIGROUP INC
COM
172967424
406
7800
SH
Call
DFND
01
0
7800
0
CITIZENS CMNTY BANCORP INC
COM
174903104
810
108909
SH
DFND
01
0
108909
0
CLARCOR INC
COM
179895107
25090
389900
SH
SOLE
01
0
0
389900
CLARCOR INC
COM
179895107
547
8500
SH
DFND
01
0
0
8500
COPART INC.
COM
217204106
39890
1088400
SH
SOLE
01
0
0
1088400
COPART INC.
COM
217204106
854
23300
SH
DFND
01
0
0
23300
COVIDIEN PLC
COM
G2554F113
330401
4851700
SH
SOLE
01
0
0
4851700
COVIDIEN PLC
COM
G2554F113
33716
495100
SH
DFND
01
0
487000
8100
CVS CAREMARK CORP
COM
126650100
491779
6871300
SH
SOLE
01
0
0
6871300
CVS CAREMARK CORP
COM
126650100
41489
579700
SH
DFND
01
0
567700
12000
DEVRY EDUCATION GROUP INC.
COM
251893103
38713
1090508
SH
SOLE
01
0
0
1090508
DEVRY EDUCATION GROUP INC.
COM
251893103
44311
1248200
SH
DFND
01
0
1034600
213600
DOLBY LABORATORIES INC
COM
25659T107
66
1700
SH
DFND
01
0
0
1700
DONALDSON CO INC
COM
257651109
56
1300
SH
DFND
01
0
0
1300
EBAY INC
COM
278642103
4364
79500
SH
SOLE
01
0
0
79500
ECHOSTAR CORP CL A
COM
278768106
4987
100300
SH
DFND
01
0
100300
0
ENSCO PLC CL A
COM
G3157S106
41776
730600
SH
SOLE
01
0
0
730600
ENSCO PLC CL A
COM
G3157S106
44137
771900
SH
DFND
01
0
628800
143100
ENZON PHARMACEUTICALS INC
COM
293904108
403
347035
SH
DFND
01
0
347035
0
FEDERATED INVESTORS INC-CL B
COM
314211103
15982
554943
SH
SOLE
01
0
0
554943
FEDERATED INVESTORS INC-CL B
COM
314211103
15736
546400
SH
DFND
01
0
437700
108700
FIRST ADVANTAGE BANCORP
COM
31848L104
1147
89600
SH
DFND
01
0
89600
0
FLIR SYSTEMS INC.
COM
302445101
99
3300
SH
DFND
01
0
0
3300
FMC TECHNOLOGIES INC
COM
30249U101
26476
507100
SH
SOLE
01
0
0
507100
FMC TECHNOLOGIES INC
COM
30249U101
486
9300
SH
DFND
01
0
0
9300
FOOT LOCKER INC
COM
344849104
26866
648300
SH
SOLE
01
0
0
648300
FOOT LOCKER INC
COM
344849104
26086
629500
SH
DFND
01
0
502500
127000
FRANKLIN ELECTRIC CO INC
COM
353514102
31498
705600
SH
SOLE
01
0
0
705600
FRANKLIN ELECTRIC CO INC
COM
353514102
598
13400
SH
DFND
01
0
0
13400
FRANKLIN FINANCIAL CORP.
COM
35353C102
1218
61598
SH
DFND
01
0
61598
0
FTD COMPANIES, INC
COM
30281V108
1108
34000
SH
DFND
01
0
34000
0
GOOGLE INC.
COM
38259P508
286902
256000
SH
SOLE
01
0
0
256000
GOOGLE INC.
COM
38259P508
16925
15102
SH
DFND
01
0
14627
475
GRACO INC
COM
384109104
44247
566400
SH
SOLE
01
0
0
566400
GRACO INC
COM
384109104
875
11200
SH
DFND
01
0
0
11200
HEARTLAND EXPRESS, INC
COM
422347104
33943
1730000
SH
SOLE
01
0
0
1730000
HEARTLAND EXPRESS, INC
COM
422347104
522
26600
SH
DFND
01
0
0
26600
HELIX ENERGY SOLUTIONS GRP
COM
42330P107
141
6100
SH
DFND
01
0
0
6100
HELMERICH & PAYNE INC
COM
423452101
16597
197400
SH
SOLE
01
0
0
197400
HELMERICH & PAYNE INC
COM
423452101
17934
213300
SH
DFND
01
0
174600
38700
HERITAGE FINANCIAL CORP
COM
42722X106
4705
275000
SH
DFND
01
0
275000
0
HEWLETT PACKARD COMPANY
COM
428236103
311
11100
SH
DFND
01
0
11100
0
HNI CORPORATION
COM
404251100
30925
796433
SH
SOLE
01
0
0
796433
HNI CORPORATION
COM
404251100
544
14000
SH
DFND
01
0
0
14000
HOME FEDERAL BANCORP INC
COM
43710G105
2254
151290
SH
DFND
01
0
151290
0
IDEX CORP.
COM
45167R104
43324
586650
SH
SOLE
01
0
0
586650
IDEX CORP.
COM
45167R104
879
11900
SH
DFND
01
0
0
11900
INTEL CORPORATION
COM
458140100
148696
5727900
SH
SOLE
01
0
0
5727900
INTEL CORPORATION
COM
458140100
8601
331300
SH
DFND
01
0
317800
13500
INTERDIGITAL INC
COM
45867G101
31283
1060800
SH
SOLE
01
0
0
1060800
INTERDIGITAL INC
COM
45867G101
35574
1206300
SH
DFND
01
0
998500
207800
INTERPUBLIC GROUP COS INC
COM
460690100
182618
10317400
SH
SOLE
01
0
0
10317400
INTERPUBLIC GROUP COS INC
COM
460690100
10328
583500
SH
DFND
01
0
560500
23000
JOHNSON & JOHNSON
COM
478160104
130516
1425000
SH
SOLE
01
0
0
1425000
JOHNSON & JOHNSON
COM
478160104
7034
76800
SH
DFND
01
0
73600
3200
JOY GLOBAL INC
COM
481165108
77727
1328900
SH
SOLE
01
0
0
1328900
JOY GLOBAL INC
COM
481165108
3761
64300
SH
DFND
01
0
61800
2500
KNIGHT TRANSPORTATION, INC
COM
499064103
28792
1569900
SH
SOLE
01
0
0
1569900
KNIGHT TRANSPORTATION, INC
COM
499064103
409
22300
SH
DFND
01
0
0
22300
LABORATORY CORP AMER HLDGS
COM
50540R409
7721
84500
SH
SOLE
01
0
0
84500
LANDAUER INC
COM
51476K103
479
9100
SH
SOLE
01
0
0
9100
LIFE TECHNOLOGIES CORP.
COM
53217V109
21163
279198
SH
SOLE
01
0
0
279198
LIFE TECHNOLOGIES CORP.
COM
53217V109
682
9000
SH
DFND
01
0
0
9000
MAXIM INTEGRATED PRODUCTS
COM
57772K101
18225
653000
SH
SOLE
01
0
0
653000
MAXIM INTEGRATED PRODUCTS
COM
57772K101
220
7900
SH
DFND
01
0
0
7900
MCDONALDS CORP
COM
580135101
4221
43500
SH
SOLE
01
0
0
43500
MICROCHIP TECHNOLOGY INC
COM
595017104
26539
593051
SH
SOLE
01
0
0
593051
MICROCHIP TECHNOLOGY INC
COM
595017104
425
9500
SH
DFND
01
0
0
9500
MICROSOFT CORP
COM
594918104
569572
15217000
SH
SOLE
01
0
0
15217000
MICROSOFT CORP
COM
594918104
61542
1644200
SH
DFND
01
0
1611700
32500
MYRIAD GENETICS INC
COM
62855J104
5268
251100
SH
DFND
01
0
251100
0
NAUGATUCK VALLEY FINL CORP
COM
63906P107
171
24012
SH
DFND
01
0
24012
0
NEWFIELD EXPLORATION CO
COM
651290108
18662
757700
SH
SOLE
01
0
0
757700
NEWFIELD EXPLORATION CO
COM
651290108
22098
897200
SH
DFND
01
0
748800
148400
NOBLE CORPORATION PLC
COM
G65431101
29137
777600
SH
SOLE
01
0
0
777600
NOBLE CORPORATION PLC
COM
G65431101
3114
83100
SH
DFND
01
0
69700
13400
NORDSON CORPORATION
COM
655663102
10372
139600
SH
SOLE
01
0
0
139600
NORDSON CORPORATION
COM
655663102
201
2700
SH
DFND
01
0
0
2700
O'REILLY AUTOMOTIVE, INC.
COM
67103H107
78307
608400
SH
SOLE
01
0
0
608400
O'REILLY AUTOMOTIVE, INC.
COM
67103H107
1261
9800
SH
DFND
01
0
0
9800
OCCIDENTAL PETROLEUM CORP
COM
674599105
343929
3616500
SH
SOLE
01
0
0
3616500
OCCIDENTAL PETROLEUM CORP
COM
674599105
46323
487100
SH
DFND
01
0
479100
8000
OMNICARE INC
COM
681904108
66
1100
SH
DFND
01
0
1100
0
ORACLE CORPORATION
COM
68389X105
516644
13503500
SH
SOLE
01
0
0
13503500
ORACLE CORPORATION
COM
68389X105
42040
1098800
SH
DFND
01
0
1070900
27900
OSHKOSH CORP
COM
688239201
35039
695500
SH
SOLE
01
0
0
695500
OSHKOSH CORP
COM
688239201
37014
734700
SH
DFND
01
0
598500
136200
OWENS ILLINOIS INC
COM
690768403
208064
5815100
SH
SOLE
01
0
0
5815100
OWENS ILLINOIS INC
COM
690768403
12380
346007
SH
DFND
01
0
336707
9300
PARKWAY PROPERTIES INC
COM
70159Q104
5640
292400
SH
DFND
01
0
292400
0
PATTERSON-UTI ENERGY INC
COM
703481101
20347
803600
SH
SOLE
01
0
0
803600
PATTERSON-UTI ENERGY INC
COM
703481101
22074
871818
SH
DFND
01
0
714418
157400
PATTERSON COMPANIES INC
COM
703395103
5603
136000
SH
SOLE
01
0
0
136000
POAGE BANKSHARES INC
COM
730206109
1668
118917
SH
DFND
01
0
118917
0
QUALCOMM INC
COM
747525103
155925
2100000
SH
SOLE
01
0
0
2100000
QUALCOMM INC
COM
747525103
8903
119900
SH
DFND
01
0
115000
4900
REGIS CORP
COM
758932107
5994
413100
SH
SOLE
01
0
0
413100
REGIS CORP
COM
758932107
344
23700
SH
DFND
01
0
23300
400
RELIANCE STEEL & ALUMINUM
COM
759509102
15919
209908
SH
SOLE
01
0
0
209908
RELIANCE STEEL & ALUMINUM
COM
759509102
15782
208100
SH
DFND
01
0
167000
41100
ROSETTA RESOURCES INC REG
COM
777779307
3060
63700
SH
SOLE
01
0
0
63700
ROSETTA RESOURCES INC REG
COM
777779307
34228
712500
SH
DFND
01
0
505100
207400
ROSETTA RESOURCES INC.
COM
777779109
47800
995002
SH
SOLE
01
0
0
995002
ROSETTA RESOURCES INC.
COM
777779109
21998
457900
SH
DFND
01
0
457900
0
ROSS STORES INC
COM
778296103
4721
63000
SH
SOLE
01
0
0
63000
ROWAN COMPANIES PLC
COM
G7665A101
73043
2065700
SH
SOLE
01
0
0
2065700
ROWAN COMPANIES PLC
COM
G7665A101
75451
2133800
SH
DFND
01
0
1729200
404600
SCANSOURCE, INC.
COM
806037107
49485
1166264
SH
SOLE
01
0
0
1166264
SCANSOURCE, INC.
COM
806037107
972
22900
SH
DFND
01
0
0
22900
SEARS HMTWN & OUTLET STORES
COM
812362101
6372
249900
SH
DFND
01
0
249900
0
SIGMA-ALDRICH CORPORATION
COM
826552101
273
2900
SH
DFND
01
0
0
2900
SIGNET JEWELERS LIMITED
COM
G81276100
73608
935300
SH
SOLE
01
0
0
935300
SIGNET JEWELERS LIMITED
COM
G81276100
15228
193500
SH
DFND
01
0
145700
47800
SM ENERGY COMPANY
COM
78454L100
25315
304600
SH
SOLE
01
0
0
304600
SM ENERGY COMPANY
COM
78454L100
25423
305900
SH
DFND
01
0
246200
59700
STAPLES INC
COM
855030102
5989
376900
SH
SOLE
01
0
0
376900
STEWART INFORMATION SVCS
COM
860372101
3976
123200
SH
DFND
01
0
123200
0
SUNCOKE ENERGY PARTNERS L P
COM
86722Y101
4325
159600
SH
DFND
01
0
159600
0
TE CONNECTIVITY LTD
COM
H84989104
72745
1320000
SH
SOLE
01
0
0
1320000
TE CONNECTIVITY LTD
COM
H84989104
2893
52500
SH
DFND
01
0
51100
1400
THE TORO COMPANY
COM
891092108
229
3600
SH
DFND
01
0
0
3600
THERMO FISHER SCIENTIFIC INC
COM
883556102
411438
3695000
SH
SOLE
01
0
0
3695000
THERMO FISHER SCIENTIFIC INC
COM
883556102
24152
216900
SH
DFND
01
0
207200
9700
TIDEWATER INC
COM
886423102
95
1600
SH
DFND
01
0
0
1600
TITAN INTL INC
COM
88830M102
7336
408000
SH
SOLE
01
0
0
408000
TITAN INTL INC
COM
88830M102
7913
440100
SH
DFND
01
0
370800
69300
TRACTOR SUPPLY COMPANY
COM
892356106
78
1000
SH
DFND
01
0
0
1000
TRINITY INDUSTRIES INC
COM
896522109
15647
287000
SH
SOLE
01
0
0
287000
TRINITY INDUSTRIES INC
COM
896522109
16991
311650
SH
DFND
01
0
255450
56200
UNILEVER N V N Y SHS NEW
COM
904784709
52
1300
SH
DFND
01
0
1300
0
UNITED ONLINE INC
COM
911268209
611
44401
SH
DFND
01
0
44401
0
US ECOLOGY INC
COM
91732J102
19
500
SH
DFND
01
0
0
500
VARIAN MEDICAL SYSTEM INC
COM
92220P105
9913
127600
SH
SOLE
01
0
0
127600
VARIAN MEDICAL SYSTEM INC
COM
92220P105
163
2100
SH
DFND
01
0
0
2100
VEECO INSTRS INC DEL COM
COM
922417100
10449
317500
SH
SOLE
01
0
0
317500
VEECO INSTRS INC DEL COM
COM
922417100
10906
331400
SH
DFND
01
0
269200
62200
VODAFONE GROUP PLC-SP ADR
COM
92857W209
161057
4097100
SH
SOLE
01
0
0
4097100
VODAFONE GROUP PLC-SP ADR
COM
92857W209
18531
471400
SH
DFND
01
0
471400
0
WABCO HOLDINGS INC
COM
92927K102
59782
640000
SH
SOLE
01
0
0
640000
WABCO HOLDINGS INC
COM
92927K102
1317
14100
SH
DFND
01
0
0
14100
WABTEC CORP
COM
929740108
208
2800
SH
DFND
01
0
0
2800
WAL-MART STORES INC
COM
931142103
96033
1220400
SH
SOLE
01
0
0
1220400
WAL-MART STORES INC
COM
931142103
5217
66300
SH
DFND
01
0
64100
2200
WALGREEN CO
COM
931422109
124932
2175000
SH
SOLE
01
0
0
2175000
WALGREEN CO
COM
931422109
6904
120200
SH
DFND
01
0
115900
4300
WELLPOINT INC
COM
94973V107
187090
2025000
SH
SOLE
01
0
0
2025000
WELLPOINT INC
COM
94973V107
23615
255600
SH
DFND
01
0
252300
3300
WESTERN DIGITAL CORP.
COM
958102105
54334
647600
SH
SOLE
01
0
0
647600
WESTERN DIGITAL CORP.
COM
958102105
60819
724900
SH
DFND
01
0
598100
126800
WW GRAINGER, INC.
COM
384802104
230
900
SH
DFND
01
0
0
900
ZEBRA TECHNOLOGIES CL A
COM
989207105
37932
701400
SH
SOLE
01
0
0
701400
ZEBRA TECHNOLOGIES CL A
COM
989207105
503
9300
SH
DFND
01
0
0
9300
FEDERAL HOME LN MTG H 5.10%
PFD
313400301
26
1925
SH
DFND
01
0
1925
0
FEDERAL NATL MTG ASSN H 5.81%
PFD
313586885
86
6300
SH
DFND
01
0
6300
0
FEDERAL NATL MTG ASSN I 5.375%
PFD
313586877
185
13200
SH
DFND
01
0
13200
0
FEDERAL NATL MTG ASSN M 4.75%
PFD
313586836
221
16363
SH
DFND
01
0
16363
0
TAIWAN SEMICONDUCTOR MFG
ADR
874039100
22986
1318000
SH
SOLE
01
0
0
1318000
TAIWAN SEMICONDUCTOR MFG
ADR
874039100
323
18500
SH
DFND
01
0
18500
0
INTERDIGITAL INC CV
CV
458660AB3
18731
18500000
PRN
DFND
01
0
18500000
0
NAVISTAR INTL CORP
CV
63934EAL2
9502
9259000
PRN
SOLE
01
0
0
9259000
NAVISTAR INTL CORP
CV
63934EAL2
2813
2741000
PRN
DFND
01
0
2741000
0
BANK OF AMERICA CORP WT
WT
060505146
334
51677
SH
DFND
01
0
51677
0
JPMORGAN CHASE & CO
WT
46634E114
194
10000
SH
DFND
01
0
10000
0