0001387131-23-001144.txt : 20230131 0001387131-23-001144.hdr.sgml : 20230131 20230131211158 ACCESSION NUMBER: 0001387131-23-001144 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221230 FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Steven G. CENTRAL INDEX KEY: 0001495505 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-54090 FILM NUMBER: 23574515 MAIL ADDRESS: STREET 1: 804 TREE HAVEN CT. CITY: HIGHLAND VILLAGE STATE: TX ZIP: 75077 FORMER NAME: FORMER CONFORMED NAME: Johnson Steven G DATE OF NAME CHANGE: 20101216 FORMER NAME: FORMER CONFORMED NAME: Johnson Stephen G DATE OF NAME CHANGE: 20100629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CareView Communications Inc CENTRAL INDEX KEY: 0001377149 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954659068 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 BUSINESS PHONE: 972-943-6050 MAIL ADDRESS: STREET 1: 405 STATE HIGHWAY 121 STREET 2: SUITE B-240 CITY: LEWISVILLE STATE: TX ZIP: 75067 4/A 1 ownership.xml FORM 4 - JOHNSON X0306 4/A 2022-12-30 2023-01-06 0 0001377149 CareView Communications Inc CRVW 0001495505 Johnson Steven G. C/O CAREVIEW COMMUNICATIONS INC. 405 STATE HIGHWAY 121, SUITE B-240 LEWISVILLE TX 75067 1 1 1 0 CEO/CFO/SEC/TREAS Secured Convertible Note 0.52 2022-12-30 4 D 0 1446734 D 2025-02-16 Common Stock 2782180 0 D Secured Convertible Note 0.05 2022-12-30 4 D 0 963842 D 2028-02-22 Common Stock 19276834 0 D Secured Convertible Note 0.05 2022-12-30 4 D 0 765960 D 2028-07-10 Common Stock 15319192 0 D Secured Convertible Note 0.10 2022-12-30 4 A 0 1750000 A 2023-12-31 Common Stock 17500000 1750000 D On December 30, 2022, the reporting person exchanged all outstanding notes issued under the Note and Warrant Purchase Agreement dated as of April 21, 2011, as amended, with an aggregate principal balance of $3,711,153, for a replacement note in the indicated aggregate principal amount with a conversion price of $0.10 per share. At the time, the reporting person surrendered for cancellation all outstanding warrants held by him representing an aggregate of 550,001 shares, for no value, the reporting of which is exempt under of which is exempt under Rule 16a-4(d) of the Exchange Act. Immediately exercisable. See footnote (1). /s/ Steven G. Johnson 2023-01-31