0001376772-14-000002.txt : 20140128
0001376772-14-000002.hdr.sgml : 20140128
20140128161022
ACCESSION NUMBER: 0001376772-14-000002
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140128
DATE AS OF CHANGE: 20140128
EFFECTIVENESS DATE: 20140128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dorsey Wright & Associates
CENTRAL INDEX KEY: 0001376772
IRS NUMBER: 541395937
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12076
FILM NUMBER: 14553094
BUSINESS ADDRESS:
STREET 1: 790 EAST COLORADO BLVD., STE. 808
CITY: PASADENA
STATE: CA
ZIP: 91101
BUSINESS PHONE: 626-535-0630
MAIL ADDRESS:
STREET 1: 790 EAST COLORADO BLVD., STE. 808
CITY: PASADENA
STATE: CA
ZIP: 91101
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001376772
XXXXXXXX
12-31-2013
12-31-2013
true
1
RESTATEMENT
Dorsey Wright & Associates
790 EAST COLORADO BLVD., STE. 808
PASADENA
CA
91101
13F HOLDINGS REPORT
028-12076
N
Andrew Hyer
Client Portfolio Manager
626-535-0630
Andrew Hyer
Pasadena
CA
01-28-2014
0
137
689962
false
INFORMATION TABLE
2
dorseywrightdec13.xml
ACE LIMITED
COM
H0023R105
135
1453
SH
SOLE
NONE
1453
0
0
ACTAVIS INC
COM
G0083B108
3825
21410
SH
SOLE
NONE
21410
0
0
ADIDAS AG
COM
00687A107
144
2474
SH
SOLE
NONE
2474
0
0
AEGEAN MARINE PETROLEUM NETWORK
COM
Y0017S102
122
13139
SH
SOLE
NONE
13139
0
0
AEGON NV
COM
7924103
172
19569
SH
SOLE
NONE
19569
0
0
ALASKA AIR GROUP
COM
011659109
2733
34692
SH
SOLE
NONE
34692
0
0
ALCATEL-LUCENT S.A.
COM
13904305
162
41153
SH
SOLE
NONE
41153
0
0
ALLIANT TECH
COM
018804104
1527
11776
SH
SOLE
NONE
11776
0
0
ALLIANZ SE
COM
18805101
143
8490
SH
SOLE
NONE
8490
0
0
AMETEK, INC.
COM
031100100
452
9165
SH
SOLE
NONE
9165
0
0
ARM HOLDING PLC
COM
42068106
137
2893
SH
SOLE
NONE
2893
0
0
Berkshire Hathaway Cl A
COM
084670108
229
2
SH
SOLE
NONE
2
0
0
BIOGEN IDEC INC
COM
09062X103
3427
11507
SH
SOLE
NONE
11507
0
0
BITAUTO HOLDINGS LTD.
COM
091727107
297
10365
SH
SOLE
NONE
10365
0
0
BOEING CO
COM
097023105
2102
15304
SH
SOLE
NONE
15304
0
0
BOSTON SCIENTIFIC
COM
101137107
1309
99109
SH
SOLE
NONE
99109
0
0
BT GROUP PLC
COM
05577E101
152
2445
SH
SOLE
NONE
2445
0
0
CARBO CERAMICS INC
COM
140781105
358
3359
SH
SOLE
NONE
3359
0
0
CBS INC.
COM
124857202
3237
55644
SH
SOLE
NONE
55644
0
0
CHICAGO BRIDGE & IRON CO NV
COM
167250109
280
3701
SH
SOLE
NONE
3701
0
0
CHINA MOBILE GAMES & ENTERTAINMENT LTD
COM
16952T100
258
8658
SH
SOLE
NONE
8658
0
0
CIGNA CORP
COM
125509109
646
7434
SH
SOLE
NONE
7434
0
0
CIMAREX ENERGY
COM
171798101
1309
13591
SH
SOLE
NONE
13591
0
0
CONSTELLATION BRANDS'A'
COM
21036P108
4171
55053
SH
SOLE
NONE
55053
0
0
CONSUMER DISCRETIONARY SPDR
COM
81369Y407
11442
180911
SH
SOLE
NONE
180911
0
0
COVIDIEN LTD.
COM
G2554F113
121
1798
SH
SOLE
NONE
1798
0
0
DELPHI AUTOMOTIVE
COM
G27823106
1543
25900
SH
SOLE
NONE
25900
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
3308
62059
SH
SOLE
NONE
62059
0
0
E TRADE FINANCIAL CORP
COM
269246401
1394
69466
SH
SOLE
NONE
69466
0
0
EATON CORP
COM
G29183103
473
6502
SH
SOLE
NONE
6502
0
0
EMPRESA DISTRIB COMERCIALIZADORA NORTE
COM
29244A102
134
26360
SH
SOLE
NONE
26360
0
0
EOG RESOURCES
COM
26875P101
300
1851
SH
SOLE
NONE
1851
0
0
EQUITABLE RESOURCES
COM
26884L109
913
10223
SH
SOLE
NONE
10223
0
0
FIRST TRUST LARGE CAP ALPHADEX
COM
33734K109
7799
197916
SH
SOLE
NONE
197916
0
0
First Trust Large Cap Core A
COM
33734K109
18252
447800
SH
SOLE
NONE
447800
0
0
First Trust Mid Cap Core
COM
33735B108
19834
397800
SH
SOLE
NONE
397800
0
0
FIRST TRUST MID CAP CORE ALPHADEX
COM
33735B108
8707
178552
SH
SOLE
NONE
178552
0
0
FIRST TRUST SMALL CAP CORE ALPHADEX
COM
33734Y109
8079
174812
SH
SOLE
NONE
174812
0
0
FirstTrust Small Cap Core A
COM
33734Y109
19089
397200
SH
SOLE
NONE
397200
0
0
FLOWSERVE CORP.
COM
34354P105
939
13022
SH
SOLE
NONE
13022
0
0
FUJI HEAVY INDISTRIES LTD.
COM
359556206
133
2374
SH
SOLE
NONE
2374
0
0
GENWORTH FINANCIAL
COM
37247D106
3659
244787
SH
SOLE
NONE
244787
0
0
GILEAD SCIENCES
COM
375558103
2880
36525
SH
SOLE
NONE
36525
0
0
GRUMA SAB DE CV
COM
400131306
290
9115
SH
SOLE
NONE
9115
0
0
HALLIBURTON CO
COM
406216101
427
8815
SH
SOLE
NONE
8815
0
0
HANESBRANDS INC
COM
410345102
2320
36149
SH
SOLE
NONE
36149
0
0
HARTFORD FIN SVCS
COM
416515104
1358
41481
SH
SOLE
NONE
41481
0
0
HEALTHCARE SELECT SPDR
COM
81369Y209
11449
207383
SH
SOLE
NONE
207383
0
0
HELMERICH & PAYNE INC.
COM
423452101
1057
12318
SH
SOLE
NONE
12318
0
0
HENKEL AG & CO.
COM
42550U109
153
1513
SH
SOLE
NONE
1513
0
0
HIMAX TECHNOLOGIES INC.
COM
43289P106
297
20468
SH
SOLE
NONE
20468
0
0
HUNTINGTON INGALLS INDUSTRIES
COM
446413106
3369
36236
SH
SOLE
NONE
36236
0
0
ICON PLC.
COM
G4705A100
139
3382
SH
SOLE
NONE
3382
0
0
Industrial Sector SPDR
COM
81369Y704
9509
190721
SH
SOLE
NONE
190721
0
0
INGERSOLL RAND
COM
G47791101
111
1896
SH
SOLE
NONE
1896
0
0
iShare MSCI Belgium Index Fund
COM
464286301
9818
608349
SH
SOLE
NONE
608349
0
0
iShare MSCI Germany Index
COM
464286806
11159
362900
SH
SOLE
NONE
362900
0
0
iShare MSCI Japan Index
COM
464286848
9100
762150
SH
SOLE
NONE
762150
0
0
iShare MSCI Netherlands Index
COM
464286814
9860
386550
SH
SOLE
NONE
386550
0
0
iShare MSCI Switzerland Index Fd
COM
464286749
10771
334400
SH
SOLE
NONE
334400
0
0
iShare
MSCI EMU Index
COM
464286608
19526
483700
SH
SOLE
NONE
483700
0
0
ISHARES BARCLAYS 1-3 TREASURY
COM
464287457
390
4620
SH
SOLE
NONE
4620
0
0
iShares Barclays 20+ Yr Treas Bd
COM
464287432
302
2835
SH
SOLE
NONE
2835
0
0
iShares Barclays 7-10 Yr Treas Bd Fd
COM
464287440
2078
20511
SH
SOLE
NONE
20511
0
0
iShares Barclays Aggregate Bond
COM
464287226
348
3250
SH
SOLE
NONE
3250
0
0
ISHARES BARCLAYS TIPS
COM
464287176
336
3020
SH
SOLE
NONE
3020
0
0
iShares DJ US Consumer Services
COM
464287580
12254
101270
SH
SOLE
NONE
101270
0
0
iShares DJ US Financial Sector Index
COM
464287788
13394
167960
SH
SOLE
NONE
167960
0
0
iShares DJ US Healthcare Sector
COM
464287762
13518
116650
SH
SOLE
NONE
116650
0
0
iShares GS $ InvestTop Corp Bond
COM
464287242
590
5126
SH
SOLE
NONE
5126
0
0
iShares iBoxx $ High Yield Corporate Bd
COM
464288513
127
1372
SH
SOLE
NONE
1372
0
0
iShares JP Morgan Emerging Market Bond
COM
464288281
150
1399
SH
SOLE
NONE
1399
0
0
iShares Lehman 7-10 Year Treas Bond Fd
COM
464287440
37515
376547
SH
SOLE
NONE
376547
0
0
iShares MSCI EMU Index
COM
464286608
8641
217058
SH
SOLE
NONE
217058
0
0
iShares S&P 600 Small Cap Growth
COM
464287887
9364
82361
SH
SOLE
NONE
82361
0
0
ISHARES S&P 600 SMALL CAP VALUE
COM
464287879
8838
82179
SH
SOLE
NONE
82179
0
0
ISHARES S&P MIDCAP VALUE
COM
464287705
9181
80750
SH
SOLE
NONE
80750
0
0
iShares S&P Moderate Allocation
COM
464289875
306
9067
SH
SOLE
NONE
9067
0
0
ITT CORP
COM
450911201
1282
31878
SH
SOLE
NONE
31878
0
0
J.P. Morgan Chase Alerian MLP Index
COM
46625H365
13261
289550
SH
SOLE
NONE
289550
0
0
JACK HENRY & ASSOCIATES
COM
426281101
933
16728
SH
SOLE
NONE
16728
0
0
KROGER CO.
COM
501044101
1651
46159
SH
SOLE
NONE
46159
0
0
LEXMARK INTERNATIONAL INC CL-A
COM
529771107
394
11304
SH
SOLE
NONE
11304
0
0
LOCKHEED MARTIN CORP
COM
539830109
452
3077
SH
SOLE
NONE
3077
0
0
Melco Crown Entertainment Ltd
COM
585464100
341
8870
SH
SOLE
NONE
8870
0
0
MENTOR GRAPHICS CORP.
COM
587200106
1253
59877
SH
SOLE
NONE
59877
0
0
MINERALS TECHNOLOGIES INC
COM
603158106
2940
53064
SH
SOLE
NONE
53064
0
0
MOHAWK INDUSTRIES, INC.
COM
608190104
427
3018
SH
SOLE
NONE
3018
0
0
NETFLIX INC.
COM
64110L106
4113
10790
SH
SOLE
NONE
10790
0
0
NEWELL RUBBERMD
COM
651229106
351
11418
SH
SOLE
NONE
11418
0
0
OMNICARE, INC
COM
681904108
2577
41111
SH
SOLE
NONE
41111
0
0
ORIX CORP
COM
686330101
155
1980
SH
SOLE
NONE
1980
0
0
PACKAGING CORP. OF AMERICA
COM
695156109
988
15900
SH
SOLE
NONE
15900
0
0
PERFECT WORLD CO LTD.
COM
71372U104
108
5839
SH
SOLE
NONE
5839
0
0
PITNEY BOWES INC.
COM
724479100
2672
126464
SH
SOLE
NONE
126464
0
0
POWERSHARES DWA TECHNICAL LEADERS
COM
73935X153
111
3154
SH
SOLE
NONE
3154
0
0
POWERSHARES S&P 500 LOW VOLATILITY
COM
73937B779
309
9645
SH
SOLE
NONE
9645
0
0
PPG INDUST. INC
COM
693506107
1850
10100
SH
SOLE
NONE
10100
0
0
PRUDENTIAL PLC
COM
74435K204
159
3894
SH
SOLE
NONE
3894
0
0
RPM INTERNATIONAL INC.
COM
749685103
417
10360
SH
SOLE
NONE
10360
0
0
RR DONNELLEY SONS
COM
257867101
1506
82269
SH
SOLE
NONE
82269
0
0
SALIX PHARMACEUTICALS, LTD.
COM
795435106
1502
15779
SH
SOLE
NONE
15779
0
0
SEALED AIR CORP
COM
81211K100
938
30166
SH
SOLE
NONE
30166
0
0
SEIKO EPSON CORP
COM
81603X108
207
15926
SH
SOLE
NONE
15926
0
0
SK TELECOM CO LTD.
COM
78440P108
124
5890
SH
SOLE
NONE
5890
0
0
SM ENERGY COMPANY
COM
78454L100
1001
12252
SH
SOLE
NONE
12252
0
0
SOTHEBYS HOLDINGS
COM
835898107
1242
25884
SH
SOLE
NONE
25884
0
0
SPDR Barclays Convertible Securities
COM
78464A359
139
2961
SH
SOLE
NONE
2961
0
0
SPDR
Consumer Discretionary Select
COM
81369Y407
27057
406750
SH
SOLE
NONE
406750
0
0
SPDR
Health Care Sector
COM
81369Y209
25566
463750
SH
SOLE
NONE
463750
0
0
SPDR
Industrials Select Sector
COM
81369Y704
22114
429150
SH
SOLE
NONE
429150
0
0
SVB FINANCIAL
COM
78486Q101
446
4016
SH
SOLE
NONE
4016
0
0
SWEDBANK AB
COM
870195104
130
4656
SH
SOLE
NONE
4656
0
0
SWISS RE LTD
COM
870886108
147
1686
SH
SOLE
NONE
1686
0
0
SYSMEX CORP
COM
87184P109
98
3572
SH
SOLE
NONE
3572
0
0
TECHTRONIC INDUSTRIES LTD
COM
87873R101
105
8632
SH
SOLE
NONE
8632
0
0
TORCHMARK CORP
COM
891027104
1024
13811
SH
SOLE
NONE
13811
0
0
TRINITY BIOTECH PLC
COM
896438306
210
8415
SH
SOLE
NONE
8415
0
0
TUPPERWARE CORP.
COM
899896104
448
5569
SH
SOLE
NONE
5569
0
0
U.S. STEEL CORP
COM
912909108
1221
48002
SH
SOLE
NONE
48002
0
0
UNITED RENTALS INC.
COM
911363109
1502
19209
SH
SOLE
NONE
19209
0
0
Vanguard Mid-Cap Value Index Fund
COM
922908512
49980
633950
SH
SOLE
NONE
633950
0
0
Vanguard Short-Term Bond ETF
COM
921937827
38381
480134
SH
SOLE
NONE
480134
0
0
Vanguard Small-Cap Value ETF
COM
922908611
49464
513600
SH
SOLE
NONE
513600
0
0
Vanguard
Mid-Cap Value Index Fund
COM
922908512
20813
264000
SH
SOLE
NONE
264000
0
0
Vanguard
Small-Cap Growth ETF
COM
922908595
21905
180900
SH
SOLE
NONE
180900
0
0
Vanguard
Small-Cap Value ETF
COM
922908611
20355
211350
SH
SOLE
NONE
211350
0
0
VESTAS WIND SYSTEMS
COM
925458101
213
21358
SH
SOLE
NONE
21358
0
0
Viacom Cl B
COM
92553P201
362
4476
SH
SOLE
NONE
4476
0
0
VIPSHOP HOLDINGS LTD.
COM
92763W103
406
4259
SH
SOLE
NONE
4259
0
0
VISA INC.
COM
92826C839
486
2251
SH
SOLE
NONE
2251
0
0
WESTERN DIGITAL
COM
958102105
1736
20528
SH
SOLE
NONE
20528
0
0
WHIRLPOOL CORP.
COM
963320106
490
3440
SH
SOLE
NONE
3440
0
0
WORTHINGTON INDS
COM
981811102
3082
75146
SH
SOLE
NONE
75146
0
0
WPP PLC
COM
92937A102
170
1611
SH
SOLE
NONE
1611
0
0
WUXI PHARMA TECH INC
COM
929352102
136
3925
SH
SOLE
NONE
3925
0
0
YAHOO INC.
COM
984332106
4141
113001
SH
SOLE
NONE
113001
0
0