0001127602-16-070469.txt : 20161219 0001127602-16-070469.hdr.sgml : 20161219 20161219170636 ACCESSION NUMBER: 0001127602-16-070469 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161212 FILED AS OF DATE: 20161219 DATE AS OF CHANGE: 20161219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alkermes plc. CENTRAL INDEX KEY: 0001520262 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981007018 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 BUSINESS PHONE: 00-353-1-772-8000 MAIL ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC DATE OF NAME CHANGE: 20110804 FORMER COMPANY: FORMER CONFORMED NAME: Antler Science Two Ltd DATE OF NAME CHANGE: 20110509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pugh Gordon G CENTRAL INDEX KEY: 0001376545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35299 FILM NUMBER: 162059575 MAIL ADDRESS: STREET 1: 88 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-12 0001520262 Alkermes plc. ALKS 0001376545 Pugh Gordon G 852 WINTER ST. WALTHAM MA 02451 1 SVP, COO & CRO, Alkermes, Inc. Ordinary Shares 2016-12-12 5 G 0 E 1794 0 D 45987 I Gordon G. Pugh Revocable Trust - 2012 Ordinary Shares 2016-12-14 5 G 0 E 7250 0 D 38737 I Gordon G. Pugh Revocable Trust - 2012 Ordinary Shares 2016-12-15 4 M 0 16690 16.55 A 37277 D Ordinary Shares 2016-12-15 4 S 0 16690 57.6225 D 20587 D Ordinary Shares 2016-12-16 4 M 0 4768 16.55 A 25355 D Ordinary Shares 2016-12-16 4 S 0 4768 57.7318 D 20587 D Ordinary Shares 13101 I Nancy E. Pugh Revocable Trust - 2012 Ordinary Shares 6989 I By GRAT Employee Stock Option (Right to Buy) 16.55 2016-12-15 4 M 0 16690 0 D 2022-05-21 Ordinary Shares 16690 4768 D Employee Stock Option (Right to Buy) 16.55 2016-12-16 4 M 0 4768 0 D 2022-05-21 Ordinary Shares 4768 0 D This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.50 to $57.91. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT. These options are fully vested in accordance with their terms. /s/ Jennifer Baptiste, attorney-in-fact for Gordon G. Pugh 2016-12-19