0001127602-16-044252.txt : 20160301 0001127602-16-044252.hdr.sgml : 20160301 20160301174800 ACCESSION NUMBER: 0001127602-16-044252 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160226 FILED AS OF DATE: 20160301 DATE AS OF CHANGE: 20160301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alkermes plc. CENTRAL INDEX KEY: 0001520262 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 981007018 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 BUSINESS PHONE: 00-353-1-772-8000 MAIL ADDRESS: STREET 1: CONNAUGHT HOUSE STREET 2: 1 BURLINGTON ROAD CITY: DUBLIN 4 STATE: L2 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC DATE OF NAME CHANGE: 20110804 FORMER COMPANY: FORMER CONFORMED NAME: Antler Science Two Ltd DATE OF NAME CHANGE: 20110509 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pugh Gordon G CENTRAL INDEX KEY: 0001376545 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35299 FILM NUMBER: 161474784 MAIL ADDRESS: STREET 1: 88 SIDNEY ST CITY: CAMBRIDGE STATE: MA ZIP: 02139 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-26 0001520262 Alkermes plc. ALKS 0001376545 Pugh Gordon G 852 WINTER ST. WALTHAM MA 02451 1 SVP, COO & CRO, Alkermes, Inc. Ordinary Shares 2016-02-26 4 M 0 3125 0 A 5769 D Ordinary Shares 2016-02-26 4 F 0 1015 33.61 D 4754 D Ordinary Shares 47781 I Gordon G. Pugh Revocable Trust - 2012 Ordinary Shares 6989 I By GRAT Ordinary Shares 13101 I Nancy E. Pugh Revocable Trust - 2012 Restricted Stock Unit Award 0 2016-02-26 4 M 0 3125 0 D 2016-02-26 Ordinary Shares 3125 9375 D Employee Stock Option (Right to Buy) 32.27 2016-02-29 4 A 0 85000 0 A 2017-03-01 2026-02-28 Ordinary Shares 85000 85000 D Restricted Stock Unit Award 0 2016-02-29 4 A 0 21000 0 A 2017-03-01 Ordinary Shares 21000 21000 D Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT. Includes 2,201 shares received on December 29, 2015 pursuant to an annuity payment from the KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"), which was exempt from reporting obligations by virtue of Rule 16a-13 promulgated under the Securities Exchange Act of 1934, as amended. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 2/26/2016. Shares subject to the stock option award vest in four equal annual installments commencing on 3/1/2017. Shares subject to the restricted stock unit award vest in equal annual installments over a four year period, commencing 3/1/2017. /s/ Jennifer Baptiste, attorney-in-fact for Gordon G. Pugh 2016-03-01