0001127602-15-021056.txt : 20150618
0001127602-15-021056.hdr.sgml : 20150618
20150618173401
ACCESSION NUMBER: 0001127602-15-021056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150616
FILED AS OF DATE: 20150618
DATE AS OF CHANGE: 20150618
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alkermes plc.
CENTRAL INDEX KEY: 0001520262
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 981007018
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
BUSINESS PHONE: 00-353-1-772-8000
MAIL ADDRESS:
STREET 1: CONNAUGHT HOUSE
STREET 2: 1 BURLINGTON ROAD
CITY: DUBLIN 4
STATE: L2
ZIP: 00000
FORMER COMPANY:
FORMER CONFORMED NAME: ANTLER SCIENCE TWO PLC
DATE OF NAME CHANGE: 20110804
FORMER COMPANY:
FORMER CONFORMED NAME: Antler Science Two Ltd
DATE OF NAME CHANGE: 20110509
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pugh Gordon G
CENTRAL INDEX KEY: 0001376545
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35299
FILM NUMBER: 15940935
MAIL ADDRESS:
STREET 1: 88 SIDNEY ST
CITY: CAMBRIDGE
STATE: MA
ZIP: 02139
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2015-06-16
0001520262
Alkermes plc.
ALKS
0001376545
Pugh Gordon G
852 WINTER ST.
WALTHAM
MA
02451
1
SVP, COO & CRO, Alkermes, Inc.
Ordinary Shares
2015-06-16
4
M
0
19477
18.105
A
47087
D
Ordinary Shares
2015-06-16
4
M
0
13500
16.55
A
27610
D
Ordinary Shares
2015-06-16
4
S
0
32977
63.1121
D
14110
D
Ordinary Shares
30637
I
Gordon G. Pugh Revocable Trust - 2012
Ordinary Shares
9190
I
By GRAT
Ordinary Shares
10900
I
Nancy E. Pugh Revocable Trust - 2012
Employee Stock Option (Right to Buy)
18.105
2015-06-16
4
M
0
19477
0
D
2021-05-20
Ordinary Shares
19477
5523
D
Employee Stock Option (Right to Buy)
16.55
2015-06-16
4
M
0
13500
0
D
2013-05-21
2022-05-21
Ordinary Shares
13500
55000
D
This option exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.00 to $63.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.
Shares held by KAS Grantor Retained Annuity Trust dated December 16, 2014 (the "GRAT"). The Reporting Person's spouse is a trustee and beneficiary of the GRAT.
These options are fully vested in accordance with their terms.
Shares subject to the stock option award vest in four equal annual installments commencing on 5/21/13.
/s/ Jennifer Baptiste, attorney-in-fact for Gordon G. Pugh
2015-06-18