0001094891-18-000130.txt : 20180702 0001094891-18-000130.hdr.sgml : 20180702 20180702171715 ACCESSION NUMBER: 0001094891-18-000130 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180702 FILED AS OF DATE: 20180702 DATE AS OF CHANGE: 20180702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sgro David CENTRAL INDEX KEY: 0001376451 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38581 FILM NUMBER: 18933753 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE STREET 2: 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allegro Merger Corp. CENTRAL INDEX KEY: 0001720025 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 822425125 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 777 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-319-7676 MAIL ADDRESS: STREET 1: 777 THIRD AVENUE, 37TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 3 1 edgar.xml PRIMARY DOCUMENT X0206 3 2018-07-02 0 0001720025 Allegro Merger Corp. ALGR 0001376451 Sgro David C/O ALLEGRO MERGER CORP. 777 THIRD AVENUE, 37TH FLOOR NEW YORK NY 10017 1 1 1 0 Chief Operating Officer Common Stock 621013 D Common Stock 1553687 I By Eric Rosenfeld 2017 Trust No. 1 Common Stock 684563 I By Eric Rosenfeld 2017 Trust No. 2 Redeemable Warrant Common Stock 2500 D Right 0 Common Stock 250 D Includes securities underlying 2,500 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. Includes up to 95,063 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. Includes up to 255,937 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. Includes up to 85,313 shares of common stock subject to forfeiture if the underwriters in the Issuer's initial public offering do not exercise the overallotment option in full. The reporting person is the trustee of this trust and has sole voting and dispositive power over the securities held thereby. Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019. Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption. Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination. If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless. /s/ David D. Sgro 2018-07-02