13F-HR 1 d396859d13fhr.txt FORM 13F ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Breeden Capital Management LLC Address: 100 Northfield Street Greenwich, CT 06830 Form 13F File Number: 28-12318 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard C. Breeden Title: Chairman Phone: (203) 618-0065 Signature, Place, and Date of Signing: /s/ Richard C. Breeden Greenwich, CT August 14, 2012 ---------------------- ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE ================================================================================ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 12 Form 13F Information Table Value Total: $ 457,899 (thousands)
List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] FORM 13F INFORMATION TABLE BREEDEN CAPITAL MANAGEMENT LLC FOR QUARTER ENDED JUNE 30, 2012
Voting Authority Title of Value Shrs or SH/ Put/ Investment Other ----------------------- Name of Issuer Class CUSIP (x $1000) prn amt PRN Call Discretion Managers Sole Shared None ---------------------------- -------- --------- --------- --------- --- ---- ---------- -------- ---------------- ------ ---- AMERICAN SCIENCE & ENGR INC COM 029429107 16,872 298,880 SH SOLE 298,880 ASHLAND INC NEW COM 044209104 55,586 801,989 SH SOLE 801,989 BLOCK H & R INC COM 093671105 33,223 2,079,028 SH SOLE 2,079,028 BRIGGS & STRATTON INC COM 109043109 9,842 562,750 SH SOLE 562,750 DUN & BRADSTREET CORP DEL NE COM 26483E100 8,286 116,422 SH SOLE 116,422 FLOWSERVE CORP COM 34354P105 75,160 654,989 SH SOLE 654,989 HELMERICH & PAYNE INC COM 423452101 52,453 1,206,367 SH SOLE 1,206,367 IRON MTN INC COM 462846106 44,684 1,355,702 SH SOLE 1,355,702 SHUTTERFLY INC. COM 82568P304 28,788 938,023 SH SOLE 938,023 STANLEY BLACK & DECKER INC COM 854502101 62,117 965,151 SH SOLE 965,151 STERIS CORP COM 859152100 55,558 1,771,068 SH SOLE 1,771,068 ZALE CORP NEW COM 988858106 15,277 5,679,071 SH SOLE 5,679,071