0001193125-12-355739.txt : 20120814
0001193125-12-355739.hdr.sgml : 20120814
20120814163333
ACCESSION NUMBER: 0001193125-12-355739
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Breeden Capital Management LLC
CENTRAL INDEX KEY: 0001376259
IRS NUMBER: 113765220
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12318
FILM NUMBER: 121033502
BUSINESS ADDRESS:
STREET 1: 100 NORTHFIELD STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-618-0065
MAIL ADDRESS:
STREET 1: 100 NORTHFIELD STREET
CITY: GREENWICH
STATE: CT
ZIP: 06830
13F-HR
1
d396859d13fhr.txt
FORM 13F
================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [_]; Amendment Number: ______
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Breeden Capital Management LLC
Address: 100 Northfield Street
Greenwich, CT 06830
Form 13F File Number: 28-12318
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Richard C. Breeden
Title: Chairman
Phone: (203) 618-0065
Signature, Place, and Date of Signing:
/s/ Richard C. Breeden Greenwich, CT August 14, 2012
---------------------- ------------------ -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
================================================================================
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 12
Form 13F Information Table Value Total: $ 457,899
(thousands)
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
FORM 13F INFORMATION TABLE
BREEDEN CAPITAL MANAGEMENT LLC
FOR QUARTER ENDED JUNE 30, 2012
Voting Authority
Title of Value Shrs or SH/ Put/ Investment Other -----------------------
Name of Issuer Class CUSIP (x $1000) prn amt PRN Call Discretion Managers Sole Shared None
---------------------------- -------- --------- --------- --------- --- ---- ---------- -------- ---------------- ------ ----
AMERICAN SCIENCE & ENGR INC COM 029429107 16,872 298,880 SH SOLE 298,880
ASHLAND INC NEW COM 044209104 55,586 801,989 SH SOLE 801,989
BLOCK H & R INC COM 093671105 33,223 2,079,028 SH SOLE 2,079,028
BRIGGS & STRATTON INC COM 109043109 9,842 562,750 SH SOLE 562,750
DUN & BRADSTREET CORP DEL NE COM 26483E100 8,286 116,422 SH SOLE 116,422
FLOWSERVE CORP COM 34354P105 75,160 654,989 SH SOLE 654,989
HELMERICH & PAYNE INC COM 423452101 52,453 1,206,367 SH SOLE 1,206,367
IRON MTN INC COM 462846106 44,684 1,355,702 SH SOLE 1,355,702
SHUTTERFLY INC. COM 82568P304 28,788 938,023 SH SOLE 938,023
STANLEY BLACK & DECKER INC COM 854502101 62,117 965,151 SH SOLE 965,151
STERIS CORP COM 859152100 55,558 1,771,068 SH SOLE 1,771,068
ZALE CORP NEW COM 988858106 15,277 5,679,071 SH SOLE 5,679,071