0001376139-23-000067.txt : 20231215 0001376139-23-000067.hdr.sgml : 20231215 20231215162353 ACCESSION NUMBER: 0001376139-23-000067 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Charles Douglas CENTRAL INDEX KEY: 0001709082 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33492 FILM NUMBER: 231490688 MAIL ADDRESS: STREET 1: 2277 PLAZA DR. STREET 2: SUITE 500 CITY: SUGAR LAND STATE: TX ZIP: 77479 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVR ENERGY INC CENTRAL INDEX KEY: 0001376139 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2277 PLAZA DRIVE STREET 2: SUITE 500 CITY: SUGAR LAND STATE: TX ZIP: 77479 BUSINESS PHONE: (281) 207-3200 MAIL ADDRESS: STREET 1: 2277 PLAZA DRIVE STREET 2: SUITE 500 CITY: SUGAR LAND STATE: TX ZIP: 77479 4 1 wk-form4_1702675424.xml FORM 4 X0508 4 2023-12-13 0 0001376139 CVR ENERGY INC CVI 0001709082 Johnson Charles Douglas C/O CVR ENERGY, INC. 2277 PLAZA DRIVE, SUITE 500 SUGAR LAND TX 77479 0 1 0 0 EVP & Chief Commercial Officer 0 Common Stock 2023-12-13 4 M 0 8220 0 A 8220 D Common Stock 2023-12-13 4 D 0 8220 30.97 D 0 D Common Stock 2023-12-13 4 M 0 4426 0 A 4426 D Common Stock 2023-12-13 4 D 0 4426 30.97 D 0 D Incentive Units 2023-12-13 4 M 0 8220 0 D Common Stock 8220 8220 D Incentive Units 2023-12-13 4 M 0 4426 0 D Common Stock 4426 8851 D Incentive Units 2023-12-13 4 A 0 17104 0 A Common Stock 17104 17104 D The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 8, 2021. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. This price represents the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days immediately preceding the vest date. The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2022. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. The Incentive Units expire immediately upon vest. The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 13, 2023. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. /s/ Charles Douglas Johnson 2023-12-15