0001376139-23-000064.txt : 20231215 0001376139-23-000064.hdr.sgml : 20231215 20231215161856 ACCESSION NUMBER: 0001376139-23-000064 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231213 FILED AS OF DATE: 20231215 DATE AS OF CHANGE: 20231215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neumann Dane J. CENTRAL INDEX KEY: 0001878830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33492 FILM NUMBER: 231490594 MAIL ADDRESS: STREET 1: 2277 PLAZA DRIVE STREET 2: SUITE 500 CITY: SUGAR LAND STATE: TX ZIP: 77479 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CVR ENERGY INC CENTRAL INDEX KEY: 0001376139 STANDARD INDUSTRIAL CLASSIFICATION: PETROLEUM REFINING [2911] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2277 PLAZA DRIVE STREET 2: SUITE 500 CITY: SUGAR LAND STATE: TX ZIP: 77479 BUSINESS PHONE: (281) 207-3200 MAIL ADDRESS: STREET 1: 2277 PLAZA DRIVE STREET 2: SUITE 500 CITY: SUGAR LAND STATE: TX ZIP: 77479 4 1 wk-form4_1702675126.xml FORM 4 X0508 4 2023-12-13 0 0001376139 CVR ENERGY INC CVI 0001878830 Neumann Dane J. C/O CVR ENERGY, INC. 2277 PLAZA DRIVE, SUITE 500 SUGAR LAND TX 77479 0 1 0 0 EVP & Chief Financial Officer 0 Common Stock 2023-12-13 4 M 0 4502 0 A 4502 D Common Stock 2023-12-13 4 D 0 4502 30.97 D 0 D Common Stock 2023-12-13 4 M 0 7737 0 A 7737 D Common Stock 2023-12-13 4 D 0 7737 30.97 D 0 D Common Stock 2023-12-13 4 M 0 5078 0 A 5078 D Common Stock 2023-12-13 4 D 0 5078 30.97 D 0 D Incentive Units 2023-12-13 4 M 0 4502 0 D Common Stock 4502 0 D Incentive Units 2023-12-13 4 M 0 7737 0 D Common Stock 7737 7736 D Incentive Units 2023-12-13 4 M 0 5078 0 D Common Stock 5078 10154 D Incentive Units 2023-12-13 4 A 0 19822 0 A Common Stock 19822 19822 D The Incentive Units were awarded to the reporting person by CVR Energy, Inc. on December 9, 2020. These Incentive Units vest ratably in three annual installments beginning in December of each year following the grant date, subject to the terms and conditions of the award agreement. Each Incentive Unit reported herein represents the right to receive upon vesting, a cash payment equal to the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days preceding the vest date. This price represents the average closing price of a share of CVR Energy, Inc. common stock for the 10 trading days immediately preceding the vest date. The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 8, 2021. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 14, 2022. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. The Incentive Units expire immediately upon vest. The Incentive Units were awarded to the reporting person by CVR Energy, Inc. as compensation for services as an officer on December 13, 2023. These Incentive Units vest ratably in annual installments in December of each of the three years following the grant date, subject to the terms and conditions of the award agreement. /s/ Dane J. Neumann 2023-12-15