0001140361-18-028407.txt : 20180613
0001140361-18-028407.hdr.sgml : 20180613
20180613162425
ACCESSION NUMBER: 0001140361-18-028407
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180611
FILED AS OF DATE: 20180613
DATE AS OF CHANGE: 20180613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Li Ping
CENTRAL INDEX KEY: 0001375802
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38069
FILM NUMBER: 18896958
MAIL ADDRESS:
STREET 1: 428 UNIVERSITY AVENUE
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cloudera, Inc.
CENTRAL INDEX KEY: 0001535379
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262922329
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 1001 PAGE MILL ROAD, BUILDING 3
CITY: PALO ALTO
STATE: CA
ZIP: 94304
BUSINESS PHONE: 650 644 3950
MAIL ADDRESS:
STREET 1: 1001 PAGE MILL ROAD, BUILDING 3
CITY: PALO ALTO
STATE: CA
ZIP: 94304
4
1
doc1.xml
FORM 4
X0306
4
2018-06-11
0
0001535379
Cloudera, Inc.
CLDR
0001375802
Li Ping
C/O CLOUDERA, INC.
395 PAGE MILL ROAD
PALO ALTO
CA
94306
1
0
0
0
Common Stock
2018-06-11
4
J
0
219665
0
D
219664
I
By Accel Investors 2008 L.L.C.
Common Stock
2018-06-11
4
J
0
2100450
0
D
2100449
I
By Accel X L.P.
Common Stock
2018-06-11
4
J
0
159169
0
D
159169
I
By Accel X Strategic Partners L.P.
Common Stock
2018-06-11
4
J
0
503457
0
D
503457
I
By Accel Growth Fund II L.P.
Common Stock
2018-06-11
4
J
0
36453
0
D
36454
I
By Accel Growth Fund II Strategic Partners L.P.
Common Stock
2018-06-11
4
J
0
48997
0
D
48997
I
By Accel Growth Fund Investors 2012 L.L.C.
Common Stock
2018-06-11
4
J
0
79252
0
A
167091
I
By Li Family Trust
Common Stock
2018-06-11
4
J
0
2345
0
A
4354
I
By Li Family GST Exempt Trust
Transactions reported on this form represent pro rata distributions, and not a purchase or sale of securities, by Accel X L.P., Accel X Strategic Partners L.P., Accel Investors 2008 L.L.C., Accel Growth Fund II L.P., Accel Growth Fund II Strategic Partners L.P., and Accel Growth Fund Investors 2012 L.L.C. to their respective general and limited partners or members without consideration. Distribution transactions were executed pursuant to a plan established in compliance with the requirements of Rule 10b5-1.
Andrew G. Braccia, Kevin J. Efrusy, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock and Richard P. Wong are the Managing Members of Accel Investors 2008 L.L.C. and Accel X Associates L.L.C. and share voting and investment powers over such shares.
Accel X Associates L.L.C. is the general partner of Accel X L.P. and Accel X Strategic Partners L.P. and has the sole voting and investment power.
Accel Growth Fund II Associates L.L.C. ("AGF II Associates") is the general partner of Accel Growth Fund II L.P. ("AGF II") and Accel Growth Fund II Strategic Partners L.P. ("AGF II Strategic") and has the sole voting and investment power.
Andrew G. Braccia, Sameer K. Gandhi, Ping Li (who is a director of the Issuer), Tracy L. Sedlock, Ryan J. Sweeney and Richard P. Wong are the Managing Members of AGF II Associates and Accel Growth Fund Investors 2012 L.L.C. and share voting and investment powers over such shares.
The shares are held of record by the Li Family Trust, dated July 24, 2009 (the "Trust"). The reporting person is trustee of the Trust and has voting and dispositive power over the shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
The shares are held of record by the Li Family GST Exempt Trust (the "GST"). Members of the reporting person's immediate family are beneficial holders of the GST, and the reporting person may be deemed to exercise voting and investment power over such shares. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
/s/ Ping Li by Jay Wedge, Attorney-in-Fact
2018-06-13