0001209191-17-062186.txt : 20171121
0001209191-17-062186.hdr.sgml : 20171121
20171121185612
ACCESSION NUMBER: 0001209191-17-062186
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171117
FILED AS OF DATE: 20171121
DATE AS OF CHANGE: 20171121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Warren
CENTRAL INDEX KEY: 0001579234
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35982
FILM NUMBER: 171218067
MAIL ADDRESS:
STREET 1: C/O TREMOR VIDEO, INC.
STREET 2: 53 WEST 23RD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10010
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Telaria, Inc.
CENTRAL INDEX KEY: 0001375796
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1501 BROADWAY, SUITE 801
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: (646) 723-5300
MAIL ADDRESS:
STREET 1: 1501 BROADWAY, SUITE 801
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: TREMOR VIDEO INC.
DATE OF NAME CHANGE: 20110919
FORMER COMPANY:
FORMER CONFORMED NAME: TREMOR MEDIA INC
DATE OF NAME CHANGE: 20060918
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-17
0
0001375796
Telaria, Inc.
TLRA
0001579234
Lee Warren
C/O CANAAN VII, L.P.
285 RIVERSIDE AVENUE, SUITE 250
WESTPORT
CT
06889
1
0
0
0
Common Stock
2017-11-17
4
S
0
40304
4.02
D
7237748
I
See Footnote
Common Stock
2017-11-20
4
S
0
54803
4.05
D
7182945
I
See Footnote
Common Stock
2017-11-21
4
S
0
60643
4.08
D
7122302
I
See Footnote
Common Stock
134601
D
These shares were sold by Canaan VII L.P. (the "Canaan Fund").
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 - $4.06, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
These shares are held directly by the Canaan Fund. Canaan Partners VII LLC ("Canaan VII" and together with the Canaan Fund, the "Canaan Entities") is the sole general partner of the Canaan Fund and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Warren Lee, a non-managing member of Canaan VII, serves as the representative of the Canaan Entities on the Issuer's board of directors. Mr. Lee disclaims beneficial ownership in the securities held by the Canaan Fund, except to the extent of his pecuniary interest, if any, in such securities by virtue of the limited liability company interests he owns in Canaan VII.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 - $4.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.00 - $4.13, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (5) to this Form 4.
/s/Aaron Saltz, Attorney-in-Fact
2017-11-21