0001209191-16-138683.txt : 20160825 0001209191-16-138683.hdr.sgml : 20160825 20160825173255 ACCESSION NUMBER: 0001209191-16-138683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160824 FILED AS OF DATE: 20160825 DATE AS OF CHANGE: 20160825 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TREMOR VIDEO INC. CENTRAL INDEX KEY: 0001375796 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1501 BROADWAY, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: (646) 723-5300 MAIL ADDRESS: STREET 1: 1501 BROADWAY, 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: TREMOR MEDIA INC DATE OF NAME CHANGE: 20060918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lee Warren CENTRAL INDEX KEY: 0001579234 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35982 FILM NUMBER: 161852369 MAIL ADDRESS: STREET 1: C/O TREMOR VIDEO, INC. STREET 2: 53 WEST 23RD STREET CITY: NEW YORK STATE: NY ZIP: 10010 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-08-24 0 0001375796 TREMOR VIDEO INC. TRMR 0001579234 Lee Warren C/O CANAAN VII, L.P. 285 RIVERSIDE AVENUE, SUITE 250 WESTPORT CT 06889 1 0 0 0 Common Stock 2016-08-24 4 S 0 19215 1.68 D 7441225 I See Footnote Common Stock 2016-08-25 4 S 0 30825 1.65 D 7410400 I See Footnote Common Stock 102134 D These shares were sold by Canaan VII L.P. (the "Canaan Fund"). The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.67 - $1.74, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. These shares are held directly by the Canaan Fund. Canaan Partners VII LLC ("Canaan VII" and together with the Canaan Fund, the "Canaan Entities") is the sole general partner of the Canaan Fund and each may be deemed to have sole voting, investment and dispositive power with respect to the shares held by the Canaan Fund. Warren Lee, a non-managing member of Canaan VII, serves as the representative of the Canaan Entities on the Issuer's board of directors. Mr. Lee disclaims beneficial ownership in the securities held by the Canaan Fund, except to the extent of his pecuniary interest, if any, in such securities by virtue of the limited liability company interests he owns in Canaan VII. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.64 - $1.67, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. /s/Adam Lichstein, Attorney-in-Fact 2016-08-25